HomeMy WebLinkAboutRES 21-016RESOLUTION NO. 21-016
WHEREAS, on December 8, 2020, the City Council of the City of Beaumont,
Texas adopted Resolution No. 20-270 approving a lease purchase agreement to
reimburse the City for the purchase of one (1) Fire Pumper Truck in the amount of
$757,594.00; and,
WHEREAS, bids were requested for a fixed interest rate to finance the truck with
the first annual payment in arrears following the purchase of the truck which was on
October 22, 2020; and,
WHEREAS, the total lease purchase cost including interest of $38,606.80 is
$796,200.80; and,
WHEREAS, bids were received for a five (5) year lease purchase agreement for
the lease purchase of a Pierce Enforcer Fire Pumper Truck; and,
WHEREAS, Signature Public Funding Corp, of Towson, Maryland, submitted a
bid at a fixed interest rate of 1.68% and,
WHEREAS, the City Council is of the opinion that the bid submitted by Signature
Public Funding Corp, of Towson, Maryland, is in the best interest of the City of
Beaumont and should be accepted;
NOW, THEREFORE, BE IT RESOLVED BY THE
CITY COUNCIL OF THE CITY OF BEAUMONT:
THAT the statements and findings set out in the preamble to this resolution are hereby,
in all things, approved and adopted; and,
THAT the bid submitted by Signature Public Funding Corp, of Towson, Maryland,
for a five (5) year lease purchase agreement at a fixed interest rate of 1.68% and a total
lease purchase cost of $796,200.80, as shown on Exhibit "A," attached hereto, for the
lease purchase of a Pierce Enforcer Fire Pumper Truck, be accepted by the City of
Beaumont.
THAT the City Manager be and he is hereby authorized to execute a five (5) year
lease purchase agreement with Signature Public Funding Corp, of Towson, Maryland,
substantially in the form attached hereto as Exhibit "A," for the purposes described
herein.
PASSED BY THE CITY COUNCIL of the City of Beaumont this the 26th day of
January, 2021.
L
Ltf Lif
' ,
Signature Public Funding Corp.
Douglas S, Dillon, Executive Sales Officer
600 Washington Avenue, Suite 305
Towson, Maryland 21204
(410) 704-0083
ddillon@sianatureny.com
January 12, 2021
Mr. Patrick Bardwell, Purchasing Manager
City of Beaumont, Texas
801 Main Street, Suite 315
Beaumont, TX 77701
SIGNATURE
PUBLIC- UNDI NG
RE: Fixed interest Rate Lease Purchase Finance Agreement
Dear Mr. Bardwell:
Signature Public Funding Corp. ("SPFC") is pleased to present the to City of Beaumont,
Texas ("City") its proposal for the financing of new Fire Apparatus as described in the
Bid Number: PF1221-12. The terms and conditions of our proposal are outlined in the
attached terms sheet, and contemplate this financing to a tax-exempt issuance by the City.
As a result, although not apparent in the sample lease documentation that accompanied
the Bid documentation, SPFC will require the filing of IRS Form 8038-G to reflect that
the lease will be a tax-exempt issuance of the City. Furthermore, the documentation may
require additional terms and conditions that are usual and customary in a tax-exempt
lease purchase financing contract.
If you have questions about the proposal please contact me for clarification or follow-up.
It is a pleasure to offer this proposal to the City and we look forward to a favorable
acknowledgment.
SincerelyZS.
�- `�
Dougon
Executive Sales Officer.
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Exhibit "A"
PROPOSAL & TERMS SHEET: BACKGROUND AND PARTIES
City of Beaumont, Texas
LESSEE: City of Beaumont, TX (the "City" or "Lessee"),
which shall be political subdivision or body corporate
and politic of the State of Texas and qualify as a
political subdivision within the meaning of Section
103(c) of the Internal Revenue Code of 1986, as
amended (the "Code").
LESSOR: Signature Public Funding Corp., a wholly -owned
subsidiary of Signature Bank ("SPFC" or "Lessor"),
or its Assignee.
TYPE OF FINANCING: A Lease Schedule to a Master Lease Purchase
Agreement (the "Lease"). The Lease will stipulate
that the Lessee is responsible for all costs of
operation, maintenance, insurance, taxes (if
applicable) and the like. Said Lease shall be subject to
the annual appropriation of funds by Lessee's
governing body. Lease Payments will be calculated
an a 301360 amortization basis. The Lease will not
be a general obligation of the Lessee or the State of
Texas. The Lease shall be governed by the laws of
the State of Texas and shall comply with all
applicable State and federal laws and regulations.
TAX EXEMPT STATUS: Lessee acknowledges that the total amount of tax-
exempt obligations (other than private activity bonds)
to be issued by Lessee during calendar year 2021 will
(or may not) exceed ten million ($10,000,000.00)
dollars.
The Agreement will be a tax-exempt financing such
that the interest component of the Lease payments
will be excludable from the Lessor's gross income for
federal income tax calculations and exempt from all
taxation in the State. The Lessee covenants and
agrees to comply with all requirements of the Internal
Revenue Code of 1986, as amended, and all other
applicable rules, laws, regulations and promulgations
necessary to keep the interest portion exempt from
such Federal and State income taxes. If as a result of
the Lessee's failure to comply with the foregoing
covenant or as a result of a change in laws the interest
portion of the Lease payments is included in the
Lessor's federal or state gross income tax
calculations, then the interest due under the Lease
may be adjusted for the affect of the failure or
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change, together with any fees or penalties resulting
if due to non-compliance.
The Lessee will hold legal title to the Equipment, and
federal tax ownership will be deemed to be with the
Lessee.
The Lessor has not provided, nor will it provide tax or
accounting advice to the Lessee regarding this
transaction or the treatment thereof for tax and
accounting purposes. The Lessor is not a registered
financial advisor, nor registered with the MSRB or as
broker -dealer in securities. The Lessee has obtained
independent tax, financial advisory, securities and
accounting advice as it deems necessary.
PROJECT/USE OF PROCEEDS: The "Equipment" will be new Fire Apparatus as
identified in the Bid Number: PF1221-12, or as
may be substituted per mutual agreement of the
parties. The Equipment will be delivered by a
vendor of the City's choosing. Equipment specifics
like model number, MSN and options will be more
fully. set forth on the Lease Schedule and/or
Acceptance Certificates delivered in connection with
the Lease. The `Equipment Cost" and "Lease
Proceeds" is estimated to be exceed $757,594.00.
The final lease proceeds will be adjusted for the final
costs of the Equipment and reasonable transaction
expenses agreed to be financed between the parties.
TERM, INTEREST RATES, AND PAYMENTS:
":PAYMENT;:
::;iAY NTAND ::
PAYMENTS'
RATE*.':
STRZICTURE
: DiTE'`:'.':
AMORTIZATION
4
1.68%
Level AnnuaL
2022
See Annex A
5
1.68%
Level, Annual
2022
See Annex A
*Interest Rate is equal to a margin over the average life Interest Rate SWAP as of January 12, 2021. The
Interest Rate is subject to an adjustment for changes in the Interest SWAP if the transaction does not close
before February 28, 2021, Once set, the interest Rate will be fixed for the Term.
Sample amortization tables can be found attached hereto as Annex A.
in
PROPOSAL & TERMS SHEET: LEASE TERMS, AMOUNT, & RATES
City of Beaumont, Texas
PREPAYMENT OPTIONS: The Lessee can exercise its right to prepay its
obligations under the Lease in whole (partial
prepayments are permitted with respect to damaged
items, of Equipment or unused lease proceeds
remaining in the Escrow Account) on any scheduled
payment date following 30 days' notice by paying the
Prepayment Price to the Lessor. Prepayment Price is
equal' to the sum of: (a) the Lease Payment due on
such date, (b) all other amounts due and owing under
the Lease, and (c) 101% of the Remaining Principal
Balance.
SECURITY: The Lessee will grant Lessor a first priority and
perfected security interest in the Equipment, Escrow
Fund (if any), and all proceeds with respect to the
foregoing. Lessor will file UCC-1 financing
statements and fixture filings in order to perfect its
security interest at its cost and expense; provided,
however, that Lessee will provide Lessor with all
reasonably requested information in 'order to make
such, filings. To the extent that any portion of the
Equipment consists of titled vehicles or equipment,
Lessee will list Lessor as a first position lienholder on
such titles. Lessee is obligated to make all Rental and
other Payments due under the Lease subject to its
appropriation in each Fiscal Year of sufficient
amounts of legally available funds.
ESCROW FUNDING: In order to assure the quoted interest Rate the Lessor
has assumed funding the transaction into an escrow
account if the Equipment has not delivered and
funding has not taken place by February 28, 2021.
The escrow account will be used to pay equipment
vendors, contractors and any transaction expenses.
The Escrow Agent will be Signature Bank. The
Escrow Account will be governed by a standard form
Of escrow agreement with such changes as may be
agreed to between the parties. SPFC will review and
approve escrow disbursements prior to the Escrow
Agent disbursing funds. It is assumed that interest
earnings, if any, will accrue for benefit of the Lessee,
and that unused portions of the escrow account will
be applied to the Prepayment of the Agreement.
-5-
If an Escrow Fund is required, the City will be
responsible for any escrow fees for administrative
and investment activities related to the escrow
account. The Signature Bank escrow account can be
provided at a one time fee of $0.00.
REIMBURSEMENT: If the City intends to be reimbursed for any cost
associated with the Project, the RFP or the Lease
financing, intent for reimbursement from the Lease
Proceeds must be evidenced and must qualify under
the Treasury Regulation Section 1.150.2.
INSURANCE: Lessee may choose to self -insure or provide alternate
coverage on the terms and conditions acceptable to
and previously approved by the Lessor.
Alternatively and if the City maintains third party
commercial insurance coverages, the City will furnish
evidence of continuing all-risk property and casualty
coverage for the greater of the Prepayment Price
and/or replacement value of the Equipment and
liability coverage of at least $1,000,000 per
occurrence for each property and bodily injury
liability, with a minimum of $3,000,000 ($5,000,000
for vehicles) aggregate for the Lease financed
hereunder for the full term thereof. Such property
and liability coverages shall, respectively, name
Lessor as loss payee and additional insured.
AUTHORIZED SIGNORS: The ' Lessee's governing body shall provide SPFC
with its resolution or other evidence of authority to
acquire the Equipment, enter into the Lease/financing
thereof, and to execute the Lease Documentation and
shall designate the individual(s) to execute all
necessary documents used therein.
LEGAL OPINION: The Lessee's counsel shall furnish SPFC with a
validity and tax opinion covering, inter alla, the tax-
exempt nature of this transaction, the authority of the
City, the approval of the Project, and the approval of
the documents used herein. This opinion shall be in a
form and substance satisfactory to SPFC; however,
such opinion may be delivered by the City's internal
counsel. Upon request by Lessee and agreement of
the Lessor, the tax portion of the opinion may be
waived for this transaction.
M
LEASE DOCUMENTATION: The Lease Documentation will be in the form of
documentation previously used between the Lessee
and the Lessor (2018), or as an alternative in the form
provided by the Lessee in along with the RFP and
subject to approval by SPFC, and its counsel. The
Lessee will be responsible for a $0.00 documentation
fee that can be financed with Lease Proceeds.
Documentation shall include all standard
representations, warranties, and covenants typically
associated with a transaction of this nature, including
any requirements of the SPFC's credit approval.
RATE LOCK EXPIRATION: Upon, award, the Lessor will set the rate, seek a rate
lock and use all reasonable efforts to hold the quoted
interest rate until the funding date, and no later than
February 28, 2021, provided the City notifies the
SPFC in writing that the proposal has been accepted,
subject to governing body approval, by January 29,
2021!
If funding does not take place by February 28, 2021,
the Interest Rate and Payments may be adjusted based
on the changes to the average life Interest Rate Swap
in effect on any of the three (3) days prior to funding.
Once set, the Interest Rate and Payments will remain
fixed for the term.
DUE DILIGENCE: The ;City shall provide to SPFC a final, executed (if
available) copy of the Purchase Agreement or
Invoice, three (3) years of current financial
statements, budgets, demographics, and proof of
appropriation for the current Fiscal Year and such
other financial information relating to the ability of
City, to continue the Lease as may be reasonably
requested by SPFC. This proposal shall not be
construed as a commitment to a lease or lend by and
is 'subject to final credit approval by the
Creditllnvestment Committee of Signature Public
Funding Corp. and Signature Bank and approval of
the; definitive lease documents in Signature Public
Funding Corp.'s sole discretion. To render a credit
decision, the City shall provide SPFC with the
information requested above. Any and all capitalized
terms not specifically defined herein shall be given
their meaning under the Lease Documents.
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PROPOSAL & TERMS SHEET:' PROPOSAL ACCEPTANCE
City of Beaumont, Texas
ACCEPTANCE BY CITY:
The Proposal & Terms Sheet submitted by Signature Public Funding Corp., has been reviewed,
agreed to, and accepted by the City of Beaumont, Texas on , 2021,
AGREED AND ACCEPTED:
CITY OF BEAUMONT
Name:
Title:
-8-
Annex A: Sample Amortization tables illustrating funding on February 15, 2021
4 Annual Payments Beginning One Year from Funding Date
Interest Rate 1.68%
Funding
Annual
Unamortized
Prepayment
Date
Amount
Payment
Interest
Principal
Balance
Amount
2/15/2021
757,594.00
-
-
-
757,594.00
765,169.94
2/15/2022
-
197,419.50
12,727M
184,691.92
572,902.08
578,631.10
2/15/2023
-
197,419.50
9,6241.76
187,794.74
385,107.34
388,958.41
2/15/2024
-
197,419.50
6,469;81
190,949.69
194,157.65
196,099.23
2115/2025
-
197,419.50
3 261.85
194,157.65
-
-
Total
757,594.00
789,678.00
32,084.00
757,594.00
5 Annual Payments Beginning One
Year from Funding Date
Interest Rate
1.68%
Funding
Annual
Unamortized
Prepayment
Date
Amount
Payment
Interest
Principal
Balance
Amount
2/15/2021
757,594.00
-
-
-
757,594.00
765,169.94
2/15/2022
159,240.16
12,727.58
146,512.58
611,081.42
617,192.23
2/15/2023
-
159,240.16
10,266.17
148,973.99
462,107.43
466,728.50
2/15/2024
-
159,240.16
7,763.41
151,476.75
310,630.68
313,736.99
2/15/2025
-
159,240.16
5,218.60
154,021.56
156,609.12
158,175.21
2/15/2026
-
159,240.16
2,631.04
156,609.12
-
-
Total
757,594.00
796,200.80
i
38,60,6.80
757,594.00