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HomeMy WebLinkAboutRES 14-259RESOLUTION NO.14 -259 BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF BEAUMONT: THAT the City Manager be and he is hereby authorized to execute a Grant Contract with the Office of the Attorney General of Texas for the Internet Crimes Against Children (ICAC) Task Force to provide training and technical assistance in support of their Internet Crimes Against Children initiatives. Said Grant Contract is substantially in the form attached hereto as Exhibit "A" and made a part hereof for all purposes. PASSED BY THE CITY COUNCIL of the City of Beaumont this the 9th day of December, 2014. �t GRANT CONTRACT BETWEEN T11E OFFICE OFT HE ATTORNEY GENERAL AND 13144'AUMONT POLICE DEPARTMENT OAG Contract No. 1557016 This grant contract is executed between the Office of the Attorney General (OAG) and Beaumont Police Department (GRANTf;f') for certain grant funds. The Office of the Attorney General and Bea1111101nt Police Department may be referred to in this contract individually as "Party" or collectively as "Parties." SECTION 1. PURPOSE OFTIIE? CONTRACT The Internet Crimes Against Children (ICAO) 'I'ask. Force Program, United States Department of Justice, Office of Justice Programs (OJP), Office of Juvenile .Justice and Delinquency Prevention, seeks to maintain and expand State and regional ICAC task forces to address technology- facilitated child exploitation. These task forces worn: collaboratively as a national network of law enforcement and prosecutorial agencies that prevent, interdict, and investigate Internet crimes against children. The program requires existing task forces to develop multi - jurisdictional, multi - agency responses to such offenses by providing funding and other support to State and local law enforcement agencies as a nncans to help them acquire the necessary knowledge, personnel, and equipment. The purpose of this contract is to provide reasonable contractual controls to ensure that the public purposes of the grant are achieved. SECTION 2 TERN'I OF TII @. CONTRACT 'Phis contract shall begin on December 1, 2014 and shall terminate May 31, 2015, unless it is terminated earlier or extended in accordance with another provision of-this contract. The OAG is not obligated to reimburse expenses that were incurred prior to the commencement or after the termination of this contract. SECTION 3 GRANTEE's CONTRACTUAL SERVICES 3.1 GRANTEE's Compliance with the Department of Justice, Office of ,Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Cooperative Agreement for Award Number 2012- MC- FX -K047. The GRAN FI" will comply with the terms and conditions as set forth and required in the Cooperative Agreement between the OAG and the Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Award Number 2012- MC- FX -KO47, (OAG Award Document), as well as the applicable provisions of the OAG ICAC Grant Application or OAG Award Document as supplemented, amended or adjusted. ICACSubiecipient Police DoIxInmem IVM10 Page I of 18 EXHIBIT "A" 3.2 Establishment of Final Project Budget; Grant Project Narrative; Special Conditions. The GRANTEF"s budget is attached as Exhibit A. The grant project narrative is as follows_ To support certain Internet Crimes Against Children (ICAQ travel expenses. The Special Conditions, including the OAG Award DOCUnlent, are attached as Exhibit B. ']'he OAG, at its sole discretion, will establish the final project targets, outputs, and outcomes. In addition, the OAG, at its sole discretion, may adjust GRANTEE's budget, targets, outputs, outcomes and /or any other items as deemed appropriate by the OAG, at any time, during the term of this contract. The OAG, at its sole discretion, may supplement, amend or adjust the Special Conditions attached to this contract. SECTION 4 REQUIRED REPORTS 4.1 General Matters 4.1.1 Required Reports; Form of Reports; Filings with the OAG. GRANTEE shall forward to the OAG, the applicable reports on forms as specified by the OAG. GRANTEE shall ensure that it files each document or term required by the OAG in an accurate and timely manner. Unless filing dates are given herein, all other reports and other documents that GRANTEE is required to forward to the OAG shall be promptly forwarded. From time to time, the OAG may require additional information from GRANTEE. 4.1.2 Cooperation; Additional Information; Immediate Notification and Correction and Inaccuracies. GRANTEE shall cooperate fully with the OAG. In addition to the information contained in the required reports, other information may be required as requested by the OAG. GIZANTTEE will immediately notify the OAG in the event GRANTEE discovers that any previously submitted information was inaccurate and forward the correction information to the OAG. 4.1.3 Notification of Changes in Organization, Changes in Authorized Official or Grant Contact. GRANTEE shall submit within ten (10) business days, notice to the OAG of any change of the following. GRANTEE's name, contact information; key personnel, officer, director or partner; organizational structure; legal standing; or authority to do business in Texas. GRANTEE shall promptly notify the OAG, preferably in advance, of a change in address or main telephone number of GRAN El-,. A cllallge in CJIZANTEl 's nan1c rcquires an amendment to the contract. To change an Authorized Official, GRANTI?E? must submit a written request on GRANTEE's letterhead, with original signature. GRANTEE, by an email, fax or GRANTEE letterhead signed by the Authorized Official, may request a change to the Grant Contact, . ICAO UFU11L Contract — 13emimont Policc D,_pIxmmcm 1 557016 Ptip 2 of 18 4.1.4 Standards for Financial and Programmatic Management. GRANTEE and its governing body shall bear full and sole responsibility for the integrity of the fiscal and programmatic management of' the organization including financial and programmatic policies and procedures. Such fiscal and programmatic management shall include accountability for all funds and materials received from the OAG; compliance with OAG rules, policies and procedures, and applicable federal and state laws and regulations; and correction of fiscal and program deficiencies identified through self - evaluation and /or the OAG's monitoring processes. Ignorance of any contract provisions or other requirements referenced in this contract shall not constitute a defense or basis for waiving or failing to comply with such provisions or requirements. GRANTEE shall develop, implement, and maintain appropriate financial management and control systems, which include budgets that adequately reflect all functions and resources necessary to carry out authorized activities and the adequate determination of costs; accurate and complete payroll, accounting, and financial reporting records; cost source documentation; effective internal and budgetary controls; allocation of costs; and timely and appropriate audits and resolution of any findings and applicable manual financial statements. 4.1.5. Security and Confidentiality of Records. GRANTIJE shall establish a method to secure the confidentiality Of records required to be kept confidential by applicable federal and state law, rules and regulations. This provision shall not be construed as limiting the OAG's access to such records and other information. 4.2 Programmatic Reports 4.2.1 iCAC Semi- Annual Statistical (Performance) Reports, including Outcome Measure Reports. GRANTEE; will support the OAG in its progress reporting requirements, including the reporting requirements of outcome measures. The OAG is required to report, within 30 days after the end of the reporting periods, certain outcome measures. The semi- annual reporting periods end on the last day of June and December each year. The OAG will establish deadlines for the GRANTEE' to meet its requirement to report to the OAG. Contents of Semi - Annual Statistical Reports. GRAN E.1: shall report data to the OAG on the following outcome measures: a. Number ofCybcrTipLJ, is referrals received and investigated; b. Number of indictments obtained on Cybei-Tipline referrals; c. Number of convictions obtained on Cybei-Tipline referrals; d. Number of online solicitation of minor (or its equivalent) arrests; c. Number of online solicitation of' a minor (or its equivalent) indictments obtained; 1'. Number of online solicitation of a minor (or its equivalent) convictions obtained; IC AC Subrecipient Grant Contract -- Bcauniont Police Department 1 55701 6 Page 3 of'! 9 (T Total number of ICAC- related arrests during reporting period; h. Number of partner agencies that sign memorandUun certifying compliance with ICAC program guidelines; i. Number of investigative technical assistance sessions that ICAC task force provides to non - member law enforcement agencies; j. Number of computer forensic technical assistance examinations that ICAC task forces provide to non- member law enibreement agencies, k. Percent increase in arrests related to technology- facilitated child sexual exploitation and Internet Crimes Against Children; 1. Percent increase in computer forensic examinations completed by ICAC task forces; and m. Percent increase in investigative technical assistance sessions provided by ICAC task forces to nonmember law enforcement agencies. 4.2.2 ICAC Task Force Progra ;n Monthly Performance Measures. GRANTEE will support the OAG in its reporting requirements of the ICAC 'Task Force Program Monthly Performance Measures. The OAG will establish the GRANTE 's monthly reporting deadlines. The Performance Measures, which shall contain at a minimum the following additional supporting data elements: a. Complaints; b. Case Information; c. Goals; d. Court Actions; e. Technical Assists; f. Training; and g. Community Outreach Presentations. 4.2.3 ICAC Annual Reports. GRANTE'Ll' will support the OAG in its reporting requirements of the following measures: a. Staffing levels of the task force, including the number of investigators, prosecutors, education specialists, and forensic specialists dedicated to investigating and prosecuting Internet crimes against children. b. Investigation and prosecution performance measures of the task force, including: [ . the number of investigations initiated related to Internet Crimes Against Children; 2. the number of arrests related to Internet Crimes Against Children; and 3. the number of prosecutions for Internet Crimes Against Children, including - i. whether the prosecution resulted in a conviction for such crime; and if. the sentence and the statutory maximum for such crime ICAC Subiecipient Gram Contract -- Beimmort Police Deparlment 1 57016 Page 4 of' I8 under State law. c. The number of referrals made by the task force to the United States Attorneys office. including whether the referral was accepted by the United States Attorney. d. Statistics that account for the disposition of investigations that do not result in arrests or prosecutions, such as referrals to other law enforcement. e. The number of investigative technical assistance sessions that the task force provided to nonmember law enforcement agencies. f The number of computer forensic examinations that the task force completed. g. The number of law enforcement agencies participating in Internet Crimes Against. Children program standards established by the task force. 4.2.4 Written Explanation of Variance. GRANTEE is required to provide a written explanation to the OAG for any variances by GRANTS from projected performance. In addition to the written explanation, GRAN`I'l F shall promptly answer any questions of the OAG, whether in writing or otherwise, in connection with the any reports presented to the OAG. 4.2.5 Other Program Reports. GRANTEE shall cooperate filly in any social studies, fiscal or programmatic monitoring, auditing, evaluating, and other reviews pertaining to services rendered by GRANTEE which may be conducted by the OAG or its designees. GRANTEE shall submit service delivery reports required by the contract or self - evaluations of performance and other reports requested by the OAG in appropriate format and on a timely basis and make available at reasonable times and for reasonable periods, client records and other programmatic or financial records, books, reports, and supporting documents for revievving and copying by the OAG or its designees. 4.3 Financial Matters 4.3.1 Gram Budgets. With regard to the use of funds pursuant to this contract, GRANTEE will immediately review the annual budget as established in this contract. 4.3.2 Monthly Request for Reimbursement and Financial Status Report. Grant funds are paid on a cost rei►rlbursement basis. GRANTFF' will submit, each month, a monthly request for reimbursement for the actual and allowable allocable costs incurred by GRANTEE for project costs to provide services under this contract. The payments made to GRANTEE shall not exceed its actual and allowable allocable costs to provide the services under this contract. The request for reimbursement will be submitted to the OAG in the form and manner as approved by the OAG and will specify the detailed and total expenses for the month, in the following cost categories: (i) personnel and fringe benefits, reported separately, (ii) professional IC'AC Subrecipicnt Grant Cowwct — Beaumont Police Deparbnent 1557016 Pal c 5 ol, 1 ?, and consulting services, (iii) travel. (iv) equipment, (v) supplies, and (vi) other direct operating expenses. The request for reimbursement must be accompanied by supporting documentation as required by the OAG. The OAG may from time to time require different or additional supporting documentation. A financial status report is required each month, whether GRANTEE has paid expenses, or is seekim., reimbursement. 4.3.3 fiscal Year End Required Reports. On or before April 15, 2014 or a date as established by the OAG, GRANTEE will submit fiscal year end required reports. Record of Reimbursement. GRAN`IJd- will submit a reconciled record of its expenses for the prior fiscal year in the following cost categories: (i) personnel and fringe benefits, reported separately, (ii) professional and consulting services, (iii) travel, (iv) equipment, (v) supplies, and (vi) other direct operating expenses. Equipment Inventory Report. GIZANTEE will submit an Equipment Inventory Report which provides record of the current inventory of items purchased, disposed, replaced or transferred of any equipment purchased with grant fiends. 4.3.4 Annual Independent Financial Audit Report. GRANTEE shall timely submit to the OAG a copy of its annual independent financial audit -- "timely" means on or before May 31 for an grantee whose fiscal year ends on August 31 of each year; otherwise, the timely submission to the OAG is on or before nine (9) months after the end of GRANTEE's accounting year. GRANT ,I will contract an independent CPA firm to perform ail annual financial audit engagement. GIZANfI_`,E's independent CPA firm will determine the type of annual financial audit, which may include a compliance attestation in accordance with the requirements of OMB Circular A -133 (audits of State, Local Government, and Non - Profit Organizations) and /or Texas Single Audit Circular (Single Arrdit or non - Single Audit financial audit). If applicable, GRANTEE will provide the OAG with any and all annual independent financial audits or audited financial statements, related management letters, and management responses of GRANITE. 4.3.5 'Timing of Submission of Request for Reimbursement to the OAG; Close Out Invoice. GRANTEE is responsible ffir submitting bills in an accurate and timely manner, and shall make every reasonable effort to submit monthly billings to the OAG, which cover the previous month's expenses, so that they are received by the OAG on or before the twentieth (201") of each month, or it' the 20t1i falls on a weekend or holiday, the next business day. The OAG will make all reasonable efforts to promptly process and make payments on properly completed billings. GIZAN1,El may submit a final invoice not later than the earlier of (1) forty - five (45) calendar days after termination of this contract; or (2) forty -five (45) calendar days after the end of each state fiscal year. 4.3.6 Reimbursement of Actual and Allowable Costs. The OAG shall only reimburse costs incurred and paid by GRANTEE during the term of this contract. The OAG shall only reirburse IC1C SLJ,Iecipient Gave Co flact — 13eaunwnl Police Dolmitment 1557016 I'aec 6 0l' 18 GRANTEE for employee costs that are directly related to performing the responsibilities of this contract. 4.3.7 Refunds and Deductions. if the OAG determines that GRANTEE has been overpaid grant funds Under this contract, such as payments made inadvertently or payments made but later determined to not be actual and allowable allocable costs, GRANTEE shall refund that amount of the OAG reimbursement identified by the OAG as an overpayment. The OAG may offset and deduct the amount of the overpayment from any amount owed to GRANTEE., as a rcimbursentent, but not yet paid by the OAG to GRANTEE. The OAG may choose to require a payment directly from GRAN'T'EE rather than offset and deduct a specified amount. GRANTEE shall refund any overpayment to the OAG within thirty (30) calendar days of the receipt of the notice of the overpayment from the OAG unless an alternate payment plan is specified by the OAG. 4.3.8 Purchase of Equipment; Maintenance and Repair; Title upon Termination. GRANTEE shall not give any security interest, lien or otherwise encumber any item of equipment purchased with contract funds. GIZANTEE shall permanently identify all equipment purchased under th is contract by appropriate tags or labels affixed to the equipment. GRANTEE shall maintain a current inventory of all equipment which shall be available to the OAG at all times upon request, however, as between the OAG and Grantee title for equipment will remain with Grantee. GRANTEE will maintain, repair, and protect all equipment purchased in whole or in part with grant finds so as to ensure the full availability and usefulness of such equipment. In the event GRANTEE is indemnified, reimbursed, or otherwise compensated for any loss of, destruction of, or damage to the equipment purchased under this contract, it shall use the proceeds to repair or replace said equipment. 4.3.9 Direct Deposit. GRANTI_;I may make a written request to the OAG to be placed on Direct Deposit status by completing and submitting to the OAG the State Comptroller's Direct Deposit Authorization Form. After the direct deposit request is approved by the OAG and the setup is completed on the Texas Identification Number System by the State Comptroller's Office, payment will be remitted by direct deposit and the OAG will disCOntir!LIC providing GRANTEE with copies of reimbursement vouchers. SECTION 5 OBLIGATIONS OF OAGY 5.1. Monitoring. The OAG is responsible for closely monitoring GRANTEE to ensure the effective and efficient use of grant funds to accomplish the purposes of this contract. 5.2 Maximum Liability of OAG. The maximum liability of the OAG is contained in the attached Exhibit A. Any change to the maximum liability must be supported by a written amendment to this contract. WA Sutxccipient Gant Contract — I3cautnu3rt Police )XIM A MOM 1 X57010 Page 7 of 18 5.3 Reimbursement of Grantee Expenses. The GAG shall be obligated to reimburse GRANTEE for all actual and allowable allocable costs incurred by GRANTEE pursuant to this contract. The OAG is not obligated to pay unauthorized costs. Prior written approval from the OAG is required if' GRANTEE anticipates altering the scope of the grant, adding funds to previously un- awarded budget categories, changing funds in any awarded budget category by more than 10 % of the annual budget and /or adding new title items to any awarded budget category. 5.4 Contract Not Entitlement or Right. Reimbursement with contract funds is not an entitlement or right. ReimbUlSelnent depends, among other things, upon strict compliance with all terms, conditions and provisions of this contract. The OAG and GRANTEE agree that any act, action or representation by either party, their agents or employees that purports to increase the maximum liability of the GAG is void unless a written amendment to this contract is first executed. GRANTFIF agrees that nothing ill this contract will be interpreted to create an obligation or liability of the OAG in excess ofthe fluids delineated in this contract. 5.5 Funding Limitation. GRANITE agrees that funding for this contract is subject to the actual receipt by the OAG of grant funds (state and /or federal) appropriated to the OAG. GRANI"T' agrees that the grant funds if any, received from the OAG are limited by the term of each state biennium and by specific appropriation authority to and the spending authority of the GAG for the purl)ose of this contract. GRANTEE agrees that, notwithstanding any other Provision of this contract, if the OAG is not appropriated the funds or if the OAG does not receive the appropriated funds for this grant program, or if the funds appropriated to the OAG for this grant program are required by the state to be reallocated to fund other state programs or purposes, the OAG is not liable to pay the GRANTEE any remaining balance on this contract. SECTION 6 TETIMINATION 6.1 Termination for Convenience. Either Party may, at its sole discretion, terminate this contract without recourse, liability or penalty, upon thirty (30) calendar days notice to the other party. 6.2 Termination for Cause. In the event that GRANTEE fails to perform or comply with an obligation of the terms, conditions and provisions of this contract, the OAG may, upon written notice of the breach to GRANITE immediately terminate this contract. 6.3 Termination Not Exclusive Remedy; Survival of Terms and Conditions. Termination is not an exclusive remedy, but will be in addition to any other rights and remedies provided in equity, by law, or under this contract. Termination of this contract for any reason or expiration of this contract shall not release the Parties from any liability or obligation set forth in this contract that is expressly stated to survive any such termination or by its nature would be intended to be applicable following any such ICAC Sid:rccipienl Gram Conuuct -- 13eaunxnu Police Dcpmlmcm 1557016 Piige 9 o! '8 termination. The following terms and conditions, (in addition to any others that could reasonably be interpreted to survive but are not specifically identified), survive the termination or expiration of this contract: Sections 4, 5, 7, 11: and 12. Swrtow 7 AuDrr RIGtrrs; RE, cow)s RL,"TwTtoN 7.1 Duty to Maintain Records. GRANTPI'E shall maintain adequate records that enable the OAG to verify all reporting measures and requests for reimbursements related to this contract. GRANIT'F' also shall maintain such records as are deemed necessary by the OAG, OAG's auditor, the State Auditor's Office or other auditors of the State of Texas, the federal government or such other persons or entities designated by the OAG, to ensure proper accounting for all costs and performances related to this contract. 7.2 Records Retention. GRAN`rl - -'.E ? shall maintain and retain for a period of four (4) years after the submission of the final expenditure report, or until full and final resolution of all audit or litigation matters which arise after the expiration of the four (4) year period after the submission of the final expenditure report, whichever time period is longer, such records as are necessary to fully disclose the extent of services provided under this contract, including but not limited to any daily activity reports and time distribution and attendance records, and other records that may show the basis of the charges made or performances delivered. 7.3 Audit Trails. GRAN E shall maintain appropriate audit trails to provide accountability for all reporting measures and requests for reimbursements. Audit trails maintained by GRANTEE will at a minimum, identify the supporting documentation prepared by GRANTEE., to permit an audit of its systems. GRANI'EE's automated systems, if any, must provide the means whereby authorized personnel have the ability to audit and to verify contractually required performances and to establish individual accountability for any action that can potentially cause access to, generation of or modification of confidential information. 7.4 Access and Audit. Al the request of' the OAG, GRANTEE shall grant access to and make available all paper and electronic records, books, documents, accounting procedures, practices, and any other items relevant to the performance of this contract, compliance with the applicable state or federal laws and regulations, and the operation and management of GRANTED to the OAG or its designees f -or the purposes of inspecting, auditing, or copying such items. GRANTEE will direct any other entity, person, or contractor receiving fund directly under this contract or through a subcontract under this contract to likewise permit access to, inspection of, and reproduction of all books, records and other relevant information of the entity, person or contractor that pertain to this contract. All records, books, documents, accounting procedures, practices, and any other items, in whatever i'orm, relevant to the performance of this contract shall Lie subject to examination or audit. Whenever practical as determined at the sole discretion Of the OAG, the OAG shall provide GRANTED with up to five (5) business days advance notice Of any such examination or audit. 7.5 State Auditor. In addition to and without limitation on the other audit provisions of this ICAC Sobrccipient Grant Conima - Bcattnront Poiicc Department 1557016 Paec 9 of 18 contract, pursuant to Section 2262.003 of the Texas Government Code, the State Auditor's Office may conduct an audit or investigation of GRANTEE or any other entity or person receiving Funds from the State directly under this contract or indirectly through a subcontract under this contract. The acceptance of finds by GRANTI;1` or any other entity or person directly under this contract or indirectly through a subcontract: under this contract acts as acceptance of the authority of the State Auditor's Office, under the direction of the Legislative Audit Committee, to conduct an audit or investigation in connection with those funds. Under the direction of the Legislative Audit Committee, G12AN E'E' or another entity that is the subject of an audit or investigation by the State Auditor's Office must provide the State Auditor's Office with access to any information the State Auditors Office considers relevant to the investigation or audit. GRANTEE further agrees to cooperate fully with the State Auditor's Office in the conduct of the audit or investigation, including providing all records requested. GRANTEE shall ensure that this paragraph concerni►tg the authority to audit funds received indirectly by subcontractors through GRANTEE and the requirement to cooperate is included in any subcontract it awards. The State Auditor's Office shall at any time have access to and the right to examine, audit, excerpt, and transcribe any pertinent books, documents, working papers, and records of GRANTED related to this contract. 7.6 Location. Any audit of records shall be conducted at GRANTEE's principal place of business and /or the location(s) of GRFAN'T H"'s operations during GRANTEE's normal business hours. GRAN'T'EE shall provide to OAG or its designees, on GRANTEE's premises (or if the audit is being performed of a subcontractor, the subcontractor's premises if necessary) private space, office furnishings (including lockable cabinets), telephone and facsimile services, utilities and office - related equipment and duplicating services as OAG or its designees may reasonably require to perform the audits described in this contract. SECTION 8 SUBMISSION OF INFORMA "rION TO THE OAG The OAG will designate methods for submission of information to the OAG by GRANTEE. The OAG generally requires submission of information via email or hard copy format. Some reporting requirements must occur via the internet and /or a web -based data collection method. Programmatic Reports and Information (excluding Financial Reports). All quarterly statistical reports, annual performance reports, correspondence, reports or notices, except Financial reports specified below, must be submitted via email to: OAG- Grantsk'i tcxasatto►•neyge►icral.gov If requested or approved by the OAG, other programmatic reports may be submitted to: Program Manager -- Grants Administration Division Office ofthe Attorney General Mail Code 005 Post Office Box 12548 ICAC Sul hroc ill] e -ut (film C('JIbacl -13ca niont Police 1 ?ptuutrent 1557016 Page 10 of 8 Austin, 'Texas 78711-2548 8.2 Financial Reports (excluding Programmatic Reports and Information). All financial status reports, requests for reimbursement, audits, and inventory reports, must be submitted in hard copy format to: Financial Manager- -- Grants Administration Division Office of the Attorney General Mail Code 005 Post Office Box 12548 Austin, Texas 78711-2548 The Annual Independent Financial Audit and related documents, as well as any other reports, if requested or approved by the OAG, may be submitted to: OAG- Gl ,antsOtexasattorneygeneral.gov SECTION 9 CORRTCrrvG, ACTION PLANS AND SANCTIONS The Parties agree to make a good faith effort to identify, communicate and resolve problems found by either the OAG or GRANTEE. 9.1 Corrective Action Plans. If the OAG finds deficiencies with GRANTEE's performance under this contract, the OAG, at its sole discretion, may impose one or more of the following remedies as part of a corrective action plan: increase monitoring visits; require that additional or more detailed financial and /or programmatic reports be submitted; require prior approval for expenditures; require additional technical or management assistance and /or make modifications in business practices; reduce the contract amount; and /or terminate this contract. The foregoing are not exclusive remedies, and the OAG may impose other requirements that the OAG determines will be in the best interest of the State. 9.2 Financial hold. Failure to comply with submission deadlines for required reports, invoices, or other requested information, may result in the OAG, at its sole discretion, placing GRANTIC on immediate financial hold without further notice to GRANTEE and without first requiring a corrective action plan. No reimbursements will be processed until the requested information is submitted, If GRAN'11 E is placed on financial hold, the OAG, at its sole discretion, may deny reimbursement requests associated with the expenses incurred during the time GRANTEE' was placed on financial hold. 9.3 Sanctions. In addition to financial hold, the OAG, at its sole discretion, may impose Other sanctions without first requiring a corrective action plan. The OAG, at its sole discretion, may impose sanctions, including, but not limited to, withholding or suspending funding, oITsCtting previous reimbursements, requiring repayment, disallowing claims for reimbursement, reducing lundino terminate this contract and /or any other appropriate sanction. ICAC Suhr.eipient mutt Con II'dlvt - 13CZILIIIIOIII Police Dcpattmcnt 1557416 Page 1 i of IS 9.4 No Waiver. Notwithstanding the imposition of corrective actions, financial hold and /or sanctions, GRANTEE remains responsible for complying with the contract terms and conditions. Corrective action plans, financial hold and /or sanctions do not excuse or operate as a waiver of prior failure to comply with this contract. SECTION 10 GENI:I2AL TERMS AND CONDI 'I'IONS 10.1 Federal and State Laws, Rules and Regulations, Directives, Guidelines, OMBs and Other Relevant Authorities. GRANTEE agrees to comply with all applicable federal and state laws, rules and regulations, directives, guidelines, OMB circulars, or any other authorities relevant to the performance of GRANTEE under this contract. 10.2 Uniform Grant Management Act, UGMS and Applicable Standard Federal and State Certifications and Assurances. GRANTEE agrees to comply with applicable laws, executive orders, regulations and policies as well as the Uniform Grant Management Act of 1981 (UGMA), Texas Government Code, Chapter, 783, as amended, GRANTEE agrees to comply with Uniform Grant Management Standards (UGMS), as promulgated by the Texas Governor's Budget and Planning Office. Further, GRANTEE agrees to comply with the applicable OAG Certifications and Assurances as contained in the Application Kit. 10.3 Generally Accepted Accounting Principles or Other Recognized Accounting Principles. GRANTEE shall adhere to Generally Accepted Accounting Principles (GAAP) promulgated by the American Institute of Certified Public Accountants, unless other recognized accounting principles are required by GRANfI:;E. Grantee shall follow OAG fiscal management policies and procedures in processing and submitting for reimbursement GRANTEE's billing and maintaining financial records relating to this contract. 10.4 Conflicts of Interest; Disclosure of Conflicts. GRANTEE has not given or offered to give, nor does GRANl'I3E intend to give at any time hereafter, any economic opportunity, future employment, gift, loan, gratuity, special discount, trip, favor, or service to a public servant or employee of the OAG, at any time during the negotiation of this contract or in connection with this contract, except as allowed under relevant state or federal law. GRANTEE will establish safeguards to prohibit its employees from using their positions for a purpose that constitutes or presents the appearance of' personal or organizational conflict of interest or personal gain. GRANTEE will operate with complete independence and objectivity without actual, potential or apparent conflict of interest with respect to its performance under this contract. GRANTEE must disclose, in writing, within fifteen (15) calendar days of discovery, any existing or potential confl icts of interest relative to its performance under this contract. 10.5 Compliance with Regulatory and Licensing Bodies. GRANTf?E agrees that it has obtained all licenses, certifications, permits and authorizations necessary to perform the responsibilities of this contract and currently is in good standing with all regulatory agencies that regulate any or all aspects of GRANTEE's business or operations. GRANTEE agrees to remain WAC Subiecipicnt Grant C:namm -- Beaumom Police Depsncienl i55W);6 page 12 of I R in good standing with the Texas Secretary of State. 'Texas Comptroller of Public Accounts and related federal governmental bodies related to GRANTEE's right to conduct it business in Texas. GRANTEE: agrees to comply with all applicable licenses, legal certifications, inspections, and any other applicable local ordinance or state, or federal laws. If GRANTEE is a law enforcement agency regulated by Chapter 1701, Texas Occupations Code, GRANTEE agrees that it is in compliance with all rules developed by the Texas Commission on Law Enforcement Officer Standards and Education, SECTION 11 SPECIAL,1'1?.IZMS ANI) CONI)II'IONS 11..1 Independent Contractor Status; Indemnity and Bold harmless Agreement. GRANTEE expressly agrees that it is an independent contractor and under no circumstances shall any owner, incorporator, officer, director, employee, or volunteer of GRANTEE be considered an OAG employee, agent, servant, joint venturer, joint enterpriser or partner of the OAG, GRANTEE agrees to take such steps as may be necessary to ensure that each contractor of GRANTEE will be deemed to be an independent contractor and will not be considered or permitted to be an agent, servant. joint venturer, joint enterpriser or partner of OAG. All persons furnished, used, retained, or hired by or on behalf of GRANTEE or any of GRANTEE'S contractors shall be considered to be solely the employees or agents of GRANTEE or the contractors. GRANTEE or GRANTEE'S contractors shall be responsible for ensuring that any and all appropriate payments are made, such as unemployment, workers compensation, social security, any benefit available to a state employee as a state employee, and other payroll taxes for such persons, including any related assessments or contributions required by law. To the extent allowed by law, GRANTED, or contractors are responsible for all types of claims whatsoever due to the actions or performance under this contract, including, but not limited to, the use of automobiles or other transportation taken by its owners, incorporators, officers, directors, employees, volunteers or any third parties. GRANTEE and /or contractors will indemnify and hold harmless the OAG and /or the State of Texas from and against any and all claims arising out of actions or performance of GRANTEE or GRANTEE'S contractors under this contract. To the extent allowed by law, GRANTEE agrees to indemnify and hold harmless the OAG and /or the State of Texas from any and all liability, actions, claims, demands, or suits, and all related costs, attorney fees, and expenses, that arise from or are occasioned by the negligence, misconduct, or wrongful act or omission of GRANTEE, its employees, representatives, agents, or subcontractors in their performance under this contract. 11.2 Publicity. GRANTEE shall not use the OAG's name or refer to the OAG directly or indirectly in any media release, public service announcement or public service disclosure relating to this contract or any acquisition pursuant hereto, including in any promotional or marketing materials, without first obtaining written consent from the OAG. This section is not intended to and does not limit GRANTEF'.'s ability to comply with its obligations and duties under the Texas Open Meetings Act and /or the Texas Public Information Act. ICAC sid'iecipient Grant Con '.:act — Beaumont Police Dopnvnem I5S70ib Pace 13 01 I 8 11.3 Intellectual Property. GRANTEE understands and agrees that where funds obtained under this contract niay be used to produce original books, manuals, films, or other original material and intellectual property, GRANTED may copyright such material subject to the royalty -free, non - exclusive, and irrevocable license which is hereby reserved by the OAG and granted by GRANTEE to the OAG or the state (or federal government, if federal funds are expended in this grant) government. The OAG is granted the unrestricted right to use, copy, modify, prepare derivative works, publish and distribute, at no additional cost to the OAG, in any manner the OAG deers appropriate at its sole discretion, any component of such intellectual property made the subject of this contract. 11.4 Program :Income. Gross income directly generated from the grant funds through a project or activity performed under this contract are considered program income. Unless otherwise required under the terms of this contract, any program income shall be used by GRANTEE to further the program objectives of the project or activity funded by this grant, and the program income shall be spent on the same project or activity in which it was generated. GRANTEE shall identify and report this income in accordance with the OAG's reporting instructions. GRANTEE shall expend program income during this contract term; program income not expended in this contract tern shall be refunded to the OAG. 11.5 No Supplanting. GRANTEE shall not supplant or otherwise use funds from this contract to replace or substitute existing funding from other sources that also supports the activities that are the subject of this contract. 11.6 No Solicitation or Receipt of Funds on Behalf of OAG. It is expressly agreed that any solicitation for or receipt of funds of any type by GRANfEI:: is for the sole benefit of GRAN E, l "' and is not a solicitation for or receipt of funds on behalf of the OAG or the Attorney General of the State of Texas. 11.7 No Subcontracting or Assignment Without Prior Written Approval of OAG. GRANTEE may not subcontract or assign any of its rights or duties under this contract without the prior written approval of the OAG. It is within the OAG's sole discretion to approve any subcontracting or assignment. In the event OAG approves subcontracting or assignment by GRANTEE, GRANTEE will ensure that its contracts with others shall require compliance with the provisions of this contract to the extent compliance is needed to support GR_ANTEE's compliance with this contract. GRANTI'E, in subcontracting for any performances specified Herein, expressly understands and agrees that it is not relieved of its responsibilities for ensuring that all performance is in compliance with this contract and that the OAG shall not be liable in any manner to GRANhEE's subcontractor(s). 11.8 No Waiver of Sovereign Immunity. The Parties agree that no provision of this contract is in any way intended to constitute a waiver by the OAG or the State of Texas of any immunities from suit or from liability that the OAG or the State of Texas may have by operation Of law. ICnC subrccipient Grant Contract - Beaumont Police Department 1 »7016 Page 14 of' 19 11.9 Governing Law; Venue. This contract is made and entered into in the State of Texas. This contract and all disputes arising out of or relating thereto shall be governed by the laws of the State of Texas, without regard to any otherwise applicable conflict of law rules or requirements. Except where state law establishes mandatory venue, GRANTEE agrees that any action, suit, litigation or other proceeding (collectively "litigation ") arising out of or in any way relating to this contract shall be commenced exclusively in the Travis County District Court or the United States District Court in the Western District, Austin Division, and to the extent allowed by law, hereby irrevocably and unconditionally consent to the exclusive jurisdiction of those courts for the purl)ose of prosecuting and /or defending such litigation. GRANTEE hereby waives and agrees not to assert by way of motion, as a defense, or otherwise, in any suit, action or proceeding, any claim that GRANTEE is not personally subject to the jurisdiction of the above - named courts, the suit, action or proceeding is brought in an inconvenient forum and /or the venue is improper. 11.11. Catalog of Federal Domestic Assistance Number. The Catalog of Federal Domestic Assistance Number (CFDA) number for the Department of Justice, Office of Justice Programs, Office of Juvenile .Justice and Delinquency Prevention program is 16.543, titled "Missing Children's Assistance." 11.12 MOU between OAG and GRANTEE. The OAG and GRANTEE will have in place a Memorandum of Understanding that outlines the duties and responsibilities of GRANTEE as a member of the Internet Crimes Against Children 'fade Force. GRANTEE agrees to comply with the approved Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention ICAC Task Force Operational and Investigative Standards. SECTION 12 CONSTRUCTION OF CONTRACT AND AMENDMENTS 12.1 Construction of Contract. The provisions of Section I are intended to be a general introduction to this contract. To the extent the terms and conditions of this contract do not address a particular circumstance or are otherwise unclear or ambiguous, such terms and conditions are to be construed consistent with the general objectives, expectations and purposes ofthis contract. 12.2 Entire Agreement, including Exhibits. This contract, including all exhibits, reflect the entire agreement between the Parties with respect to the subject matter therein described, and there are no other representations (verbal or written), directives, guidance, assistance, understandings or agreements between the Parties relative to such subject matter. By executing this contract, GRANTEE agrees to strictly comply with the requirements and obligations of this contract, including all exhibits. 12.3 Amendment. This contract shall not be modified or amended except in writing, signed by both parties. Any properly executed amendment of this contract shall be binding upon the K'Ac Subrccipient Grant Contract — Bo- mintont Police Dep ilment 1557016 Page 15 of ! 8 Parties and presumed to be supported by adequate consideration. 12.4 Partial Invalidity. If any term or provision of this contract is found to be illegal or unenforceable, such construction shall not affect the legality or validity of any of its other provisions. The illegal or invalid provision shall be deemed severable and stricken from the contract as if it had never been incorporated herein. but all other provisions shall continue in full force and effect. 12.5 Non - waiver. The failure of any Party to insist upon strict performance of any of the terms or conditions herein, irrespective of the length of time of such failure, shall not be a waiver of that party's right: to demand strict compliance in the future. No consent or waiver, express or implied, to or of any breach or default in the performance of any obligation under this contract shall constitute a consent or waiver to or of any breach or default in the performance of the same or any other obligation of this contract. 12.6 Official Capacity. The Parties agree that the signatories hereto are signing, executing and performing this contract only in their official capacity. OFFICE OF THE ATTORNEY GENERAL OF 'TEXAS Printed Name: Office of the Attorney General ICAO Subiccipiant Grant Convict _ Beaumont Police llepanment 1557016 Paec 16 of 18 BEAUMONT POLICE DEPARTMENT Printed Name: Authorized Official EXHIBIT A GRANT CONTRACT BETWEEN THE OFFICE OF THE ATTORNEY GENERAL AND BEAtJMONT POLICE DEPARTMENT OAG Contract No. 1557016 Maximum Liability of the OAG. The OAG and GRANTEE agree that the total liability of the OAG to GRANTEE, directly or indirectly, arising out of this contract for reimbursement of all expenses, shall not exceed: TWELVE THOUSAND ONE HUNDRED TWENTY NINE DOLLARS AND 00 /100 ($12,129) DOLLARS Subject to the limitations within this contract, the OAG will reimburse GRANTEE for actual allowable and allocable costs paid according to the following amounts and budget categories: Budget Category Amount Personnel $0 I"ringe Benefits $0 Professional & Contractual Services $0 "Travel $0 EgL1ipn1e11t $0 Supplies $12,129 Other Direct Operating Expenses $0 Total $12,129 The maximum allowable expense for lodging is $115.00 per guest room per night including applicable taxes; he maximum allowable expense for meals is $56.00 per day. ACTUAL IZF�fflPTS for all expenses including, but not limited to. lodging, meals, rental cars and airfare MUST 131_; SUBMIT "fED. Alcohol and tips will not be reimbursed. The OAG cannot approve payment for non- refundable airline tickets and /or penalty fees incurred for altered travel plans (and /or any other expenses) should the conference /training be canceled or should the attendee not attend the training for any reason. ICAO Subicapicnt Giant Conlracl -- Beaumont Police Department 1557016 Page 17 of 18 EXHIBIT 13 GRANT CONTRACT BETWEEN THE OFFICE OF THE ATTORNEY GENERAL AND BEAUMONT POLICE DEPARTMENT OAG Contract No. 1557016 SPECIAL CONDITIONS Special Conditions are imposed by the OAG at its sole discretion. In addition to the ones identified in this exhibit to this contract, the OAG may, at its sole discretion, impose additional special conditions, with or without notice, without amending this contract. GRANhEE's signature on this contact will be treated as a signature agreement for each of the 19 pages of the Special Conditions, as attached. The Special Conditions that apply to this contract are: • Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Special Conditions of the Cooperative Agreement (OAG Award Document), 2012- MC- FX- Kt147, and any subsequent award document. Seven (7) pages. • Compliance with the Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, as provided in memo to Official Grant File, to 'Texas Office of the Attorney General and any subsequent award document. One (l) page. • Department of Justice, Office of Justice Programs, Office of ,Juvenile Justice and Delinquency Prevention, Project Summary (OAG Award Document), 2012- MC -FX- K047. Two (2) pages. • Compliance with the Department of Justice, Office of Justice Programs, Office of Civil Rights federal civil rights laws, as provided in letter dated September 17, 2014, to Texas Office of the Attorney General and any subsequent award document. I'liree (3) pages. • Department of Justice, Office of .Justice Programs, Assurances — Standard Assurances. Six (6) pages. 1CAC Suhnccipienl Grant Contract Beaumont Police Department 1?57W6 Page 18 of 18 - --------- -- Department of Justice Office of Justice Programs Justice I PAGE I OF 7 Office of Juvenile and Delinquency Prevention Cooperative Agreement 1. RGCIPIEN7 NAME AND ADDRESS (Including Zip Code) 4, AWARD NUMBER: 2012-MC-PX-K047 Tans Office of the AtIonity General PO Box 12548 5. PROJECT PERIOD: FROM 07/01/2012 TO 06/3012015 Austin, TX 7$711-2548 BUDGET PERIOD; FROM 07/0112012 TO 06/30/2015 6. AWARD DATE 09/1712014 S. SUPPLEMENT NUMBER 7. ACTION Supplemental IA. GRANTEE IRS /VENDOR NO. 74(,000057 02 9. PREVIOUS AWARD AMOUNT $919,024 3. PROJECT TITLF 10. AMOUNT OPTHIS AWARD $499.388 Taxis Office of the Altornty Gencrai Southum ICAC Task Force I. TOTAL AWARD - $1,419,012 12. SPECIAL CONDITIONS THE ABOVE GRANT PRO)ECT IS APPROVED SUBJECT TO SUCH CONDITIONS OR LIMITATIONS AS ARE SE-. FORTH ON THE ATTACHED PAGE(S). 13, STATUTORY AUTHORITY FOR GRA:NT This project is supported tinder FYl4(OJJDP ICAC Task Forces) Pub. L. No. 113-76; 128 Stat. 5,64 15. METHOD Or PAYMENT GPRS AGENCY APPROVAL GRANTEE ACCEPTANCE 16 TYPED NAME AND TITLE OF APPROVING OFFICIAL lK TYPED NAM17 AND TITLE OF AUTHORIZED ORANTLE OFFICIAL Karol Virginia Mason Dpni.1 Hodgc Assistant Attomoy Oencrul First Awslant Attomey General 17. SIGNATURE OF APPROVING OFFICIAL 19. SIGNATURE OF AUTHORIZED RECIPIENT OFFICIAL 19A, DATE AGENCY USE ONLY 20. ACCOUNTING CLASSIFICATION CODES 21. -LM C —IG T0-1-4-2 ------ FISCAL FUND BUD, DIV. YEAR CODE ACT. OFC, REG. SUI3, POMS AMOUNT X F Mc 70 00 00 — --------- 499389 OJP FORM 400012 (REV. 5-87) PREVIOUS EDITIONS ARE OBSOLETE. 031' FORM 400012 (REV, 4-68) Department of Justice Office of Justice Programs 1 Office of Juvenile Justice and wM Delinquency Prevention AWARD CONTINUATION SHEET Cooperative Agreement PAGr 2 OF 7 PROJECTNUMBER 2012- MC.MK047 AWARDUATE 0911712014 I SPECIAL CONDITIONS L The recipient agrees to comply with the financial and administrative requirements set forth in the current edition of the Office of Justice Programs (OJP) Financial Guide 2, Thu recipient acknowledges that failure to submit an acceptable Equal Employment Opportunity Plan (if recipient is required to submit one pursuant to 28 C.F.R. Section 42.302), that is approved by the Office for Civil Rights, is a violation of its Certified Assurances and may result in suspension or termination of funding, until such time as the recipient is in compliance. 3. The recipient agrees to comply with the organizational audit requirements of OMB Circular A -133, Audits of States, Local Governments, and Non -Profit Organizations, and further understands and agrees that funds may be withheld, or other related requirements may be imposed, if outstanding audit issues (if any) from OMB Circular A -133 audits (and any other audits of OJP grant funds) are not satisfactorily and promptly addressed, as further described in the current edition of the OJP Financial Guide, 4. Recipient understands and agrees that it cannot usa any federal funds, cither directly or indirectly, in support of the enactment, repeal, modification or adoption of any law, regulation or policy, at any level of government, without the uxpress prior wr.tteit approval of OJP. 5. The recipient must promptly refer to the DOJ OIG any credible evidence that a principal, employee, agent, contractor, subgrantee, subcontractor, or other person has either, l) submitted a false claim for grant funds under the False Claims Act; or 2) committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar misconduct involving grant funds. This condition also applies to any subrecipients. Potential fraud, waste, abuse, or misconduct should be reported to the 010 by - that!: Office of the Inspector Gcneral U.S. Department of Justice Investigations Division 95011enusylvamia Avenue, N.W. Room 4706 Washington, DC 20530 e -mail: oig.hotlinc @usdo;.gov hotline: (contact information in English and Spanish); (800) 869 -4499 or hotline fax: (202) 616 -9881 Additional information is available from the DOI OIG website at www.usdoj.gov /oig. 6. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of any contract or subaward to cither the Association of Community Organizations for Reform Now (ACORN) or its subsidiaries, without the express prior written approval of OJP. 7. The recipient agrees to comply with any additional requirements that may be imposed during the grant performance period if the agency determines that the recipient is a high -risk grantee. Cf. 28 C.F,R. parts 66, 70, OJr FOM 000/2 (MV. 4 -88) .r• ° "' Department otJustice Office of Justice Programs Office of Juvenile Justice and Delinquency Prevention PROXCTNUMDER 2012- MC- FX -KO47 AWARD CONTINUATION SHEET Cooperative Agreement AWARD DATE 0 911 7/20 1 4 SPECIAL CONDITIONS PAGE 3 OF 7 8. The recipient agrees to comply with applicable requiretnems regarding registration with the System for Award Management (SAM) (or with a successor government -wide system officially designated by OMB and OJP). The recipient also agrees to comply with applicable restrictions on subawards to first -tier subrecipients that do not acquire and provide a Data Universal Numbering System (DUNS) number, The details of recipient obligations are posted on the Office of Justicc Programs web site at http : //Nvww.ojp.gov /funding /saut.lrtnt (Award condition: Registration with the System for Award Management and Universal Identifier Requirements), and are incorporated by reference here. This special condition does not apply to an award to an individual who received the award as a natural person (i.e., unrelated to any business or non -profit organization that he or she may own or operate in his or her name), 9. Pursuant to Executive Order 13513, "Federal Leadership on Reducing Text Alessaging While Driving," 74 Fed. Reg. 51225 (October 1, 2009), the Department encourages recipients and sub recipients to adopt and enforce policies banning employees from text messaging while driving any vehicle during the course of performing work funded by this grant, and to establish workplace safety policies and conduct education, awareness, and other outreach to decrease crashes caused by distracted drivers. 10. The recipient agrees to comply with all applicable laws, regulations, policies, and guidance (including specific cost limits, prior approval and reporting requirements, where applicable) governing the use of federal funds for expenses related to conferences, meetings, trainings, and other events, including the provision of food and /or beverages at such events, and costs of attendance at such events. Information on pertinent laws, regulations, policies, and guidance is available in the OJP Financial Guide Conference Cost Chapter. 11, The recipient understands and agrees that any training or training materials developed or delivered with funding provided under this award must adhere to the OJP Training Guiding Principles for Grantees and Subgrantees, available at http: / /www.ojp.usdoi.gov/ finding/ ojptrainingguidingprincipies .htm. 12, The recipient agrees that if it currently has an open award of federal funds or if it receives an award of rederal funds other than this OJP award, and those award funds have been, are being, or are to be used, in whole or in part, for one or more of the identical cost items for which funds are being provided under this OJP award, the recipient will promptly notify, in writing, the grant manager for this OJP award, and, ifso raquested by OJP, seek a budget - modification or change -of- project -scope grant adjustment notice (GAN) tc eliminate any inappropriate duplication of funding. 13. The recipient understands and agrees that award funds may not be used to discriminate against or denigrate the religious or moral beliefs of students who participate in programs for which financial assistance is provided from those funds, or of the parents or legal guardians of such students. 14. The recipient understands and agrees that -(a) No award funds may be used to maintain or estabiislt a computer network unless such network blocks the viewing, downloading, and exchanging ofpomography, and (b) Nothing in subsection (a) limits the use of funds necessary for any Federal, State, tribal, or local law enforcement agency or any other entity carrying out criminal investigations, prosecution, or adjudication activities. 15. Prior to the expenditure of confidential funds, the recipient and any subrecipients agree to sign a certification indicating that he or she has read, understands, and agrees to abide by all of the conditions pertaining to confidential fund expenditures as set forth in the OJP Financial Guide. OJP FCIN 4000/2 (RRV. 4 -88) 4n i Deparnnent of Justice Office oflustice Programs Office of Juvenile Justice and Delinquency Prevention AWARD CONTINUATION SHEET Cooperative Agreement PROJECTNUMBER 2012•MC,FX -K047 A.WARDDATf 09/17/2014 SPECIAL CONDITIONS 16. The recipient agrees to comply with applicable requirements to report first -tier subawards of $25,000 or more and, in certain circumstances, to report the names and total compensation of the five most highly compensated executives of the recipient and first -tier subrecipients of award funds. Such data will be submitted to the PFATA Subaward Reporting System (FSRS). The details ofrecipient obligations, which derive from the Federal Funding Accountability and Transparency Act of 2006 (FFATA), are posted on the Office of Justice Programs web site at http: / /www.ojp.gov /funding/ffata.htm (Award condition: Reporting Subawards and Executive Compensation), and are incorporated by rererence here. This condition, and its reporting requirement, does not apply to giant awards made to an individual who received the award as a natural person (i.e., unrelated to any business or non - profit organization that he or she may own or operate in his or her name). 17. With respect to this award, federal funds may not be used to pay cash compensation (salary plus bonuses) to any employee of the award recipient at a rate that exceeds I10% of the maximum annual salary payable to a member of the federal govermnenCs Senior Executive Service (SES) at an agency with a Certified SES Performance Appraisal System for that year, (An award recipient may compensate an employee at a higher rate, provided the amount in excess of this compensation limitation is paid with non - federal funds.) This limitation on compensation rates allowable under this award cony be waived on an individual basis at the discretion of the OJP official indicated in the program announcement under which this award is made, OJP FORM 4000/2 (Rliv. 4 -88) Voew r Department of Justice Office of Justice Programs AWARD CONTINUATION Office of Juvenile Justice and SHEET PACE 5 OP 7 Delinquency Prevention Cooperative Agreement PROJECTNUMDER 2012•MC- rX -K047 AWARDDATE 09/17/2014 SPECIAL CONDITIONS 18. Within 45 calendar days after the end of any conference, meeting, retreat, seminar, symposium, training activity, or similar event funded under this award, anti the total cost of which exceeds $20,000 in award funds, the recipient must provide the program manager with the following information and itemized costs: 1) name of event; 2) event dales; 3) location of event; 4) number of federal attendees; 5) number of non - federal attendees; G) costs of event spade, including rooms for break -out sessions; 7) costs of audio visual services; 9) other equipment costs (e.g., computer fees, telephone fees); 9) costs of printing and distribution'; 10) costs of meals provided during the event; 1 i) costs of refreshments provided during the event; 12) costs of event planner; 13) costs of event facilitators; and 14) any other costs associated with the event. The recipient must also itemize and report any of the following attendee (including participants, presenters, speakers) costs that are paid or reimbursed with cooperative agreement funds: 1) meals and incidental expenses (M &lE portion of per diem); 2) lodging; 3) transportation to/from event location (e.g., common carrier, Privately Owned Vehicle (POV)); and, 4) local transponation (c.g,, rental car, 110V) at event location. Note that if any item is paid for with registration i:ecs, or any other non -award funding, then that portion of the expense does not need to be reported, Furt}.Dr instructions regarding the submission of this data, and how to determine costs, are available in the OJP Financial Guide Conference Cost Chapter, OJP FORM 400012 (REV. 4 -88) Department of Justice Office of Justice Programs ' ' + Office of Juvenile Justice and Delinquency Prevention PROJECT NUMBER 2012- MC- GX -K047 AWARD CONTINUATION SI IEET Cooperative Agreement AWARD DATE 09/17/2014 SPECIAL CONDITIONS PAGE 0 01' 7 19. Approval of this award does not indicate approval of any consultant rate in excess of $650 per day. A detailed justification must be submitted to and approved by the Office of Justice Progtnms (OJP) program office prior to obligation or expenditure of such funds. 20. The Office of Juvenile Justice and Delinquency Prevention has elected to enter into a Cooperative Agreement rather than a grant with the recipient. This decision reflects the mutual interest ofthe recipient and OJJDP in the operation of, the project as well as the anticipated level of Federal involvement in this project, OJJDP's participatory role in the project is as follows: a. Review and approve major work plans, including changes to such plans, and key decisions pertaining to project operations. b. Review and approve major project generated doctunents and materials used in the provision of project services. Provide guidance in significant project planning meetings, and participate in project sponsored training events or conferences. 21. The Project Director and key program personnel designated in the application shall be replaced only for compelling reasons. Successors to key personnel must be approved, and such approval is contingent upon submission of appropriate information, including, but not limited to, a resume. OJP will not unreasonably withhold approval. Changes in other program personnel require only notification to OJP and submission of'resumes, unless otherwise designated in the award document. 22. The recipient agrees that it will submit quarterly financial status reports to OJP on -line (at https: / /grants,ojp.usdoj.gov) using the SF 425 Federal Financial Report form (available for viewing at www.whiteho,ase.gov /omb /grants /standard_ forms /ff repoa.pdi), not later than 30 days after the end of each calendar v quaer. The final report shall be submitted not later than 90 days following the end of the award period. 23. The recipient shall submit semiannual progress reports. Progress reports shall be submilled within 30 days after the end of the reporting periods, which are June 30 and Deeember 31, for lire life of the award. 'These reports will be submitted to the Office of Justice Programs, on -line through the Internet at hltps: / /grants,ojp.usdoj.govl. 24. The recipient agrees to submit a final report at the end of this award documenting all relevant project activities during the entire period of suppoti under this award. This report will include detailed information, about the project(s) funded, including, but not limited to, information about how the funds were actually used for each purpose area, data to support statements of progress, and data concerning individual results and outcomes of funded projects reflecting project successes and impacts. The final report is due no later than 90 dnys following the close of this award period or the expiration of any extension periods. This report will be. submitted to the Office of Justice Programs, on -line through the Internet at https:Hgt-ants,ojp.usdoi.gov /. OJP rORM 9000n (RGV. 4•88) Department of Justice Office ofdustice ;Programs AWARD CONTINGA'I'iON a Office of Juvenile Justice and SI-II T7' PAGE 7 OF 7 W Delinquency Prevention Cooperative Agreement 1 i PR02CCTNI}MBER 2012- MC- FX -R047 AWARDDATE 09/)712014 SPECIAL CONDITIONS 25. iCAC Annual Reports The recipient agrees to submit annual reports to OJP that set forth the following: (A) Staffing levels of the task force, including the number of investigators, prosecutors, education specialists, and forensic specialists dedicated to investigating and prosecuting Internet crimes against children. (B) Investigation and prosecution performance measures of the task force, including- (i) the number of investigations initiated related to Internet crimes against. children; (ii) the number of arrests related to Internet crimes against children; and (iii) the number of prosecutions for Internet crimes against children, including- - (1) whether the prosecution resulted in a conviction for such crime; and (11) the sentence and the statutory maximum for such crime under State law. (C) The number of refer als made by the task force to the United States Attorneys office, including whether the referral was accepted by the United States Attorney, (D) Statistics that account for the disposition of investigations that do not result in arrests or prosecutions, such as referrals to other law enforcement. (E) The number of investigative technical assistance sessions that the task force provided to nonmember law enforcement agencies. (F) The number of computer forensic examinatior:s that the task force completed. (G) The number of law enforcement agencies participating lit Internet crhis against children program standards established by the task force. 26. The recipient agrees to forward reports of ICAC Task Force Program Monthly performance Measures to the OJJDP- designated site. 27. The recipient agrees to comply with the OJJDP approved ICAC Task Force Operational and Investigative Standards 28. The recipient acknowledges that the Office of Justice Programs (OJP) reserves a royalty -free, non - exclusive, and irrevocable license to reproduce, publish, or otherwise use, and authorize others to use (in whole or in part, including in connection with derivative works), for Federal purposes: (1) any work subject to copyright developed under an award or subaward; and (2) any rights of copyright to which a recipient or sub. ecipicnt purchases ownership with Federal support. The recipient acknowledges that OJP has the right to (1) obtain, reproduce, publish, or otherwise use the data first produced under an award orsubaward; and (2) authorize others to receive, reproduce, publish, or otherwise use such data for Federal purposes. "Data" includes data as defined in Federal Acquisition Regulation (FAR) provision 52.227- 14 (Rights in Data - General). It is the responsibility of the recipient (and of eac) subrecipient, if applicable) to ensure that this condition is included in any subaward under this award. The recipient has the responsibility to obtain from subrecipients, contractors, and subcontractors (if any) all rights and data necessary to fulfill the recipient's obligations to the Government under t'nis award. If n proposed subrecipient, contractor, or subcontracter refuses to accept terms affording the Government such rights, the recipient shall promptly bring such refusal to the attention of the O)P pr091-3111 manager for the award and not proceed with the agreement in question without further authorization from the OJP program office, ON FORM 400012, (REV. 4.8fi) Department of Justice J Office of Justice Programs Office of Juvenile Justice and Delinquency Prevention iNubmsm,, D.C. 2,7531 Memorandum To: Official Grant File From; Lou Ann Holland, Program Manager Subject: Categorical Exclusion for Texas Office of the Attorney General The recipient agrees to assist OJJDP to comply with the National Environmental Policy Act (NEPA) and other related federal environmental impact analyses requirements in the use of these grant funds either directly by the recipient or by a subrecipient. Accordingly, prior to obligating grant funds, the grantee agrees to first determine if any of the following activities will be related to the use of the grant funds and, if so, to advise OJJDP and request further NEPA implementation guidance. Recipient understands that this special condition applies to its activities whether or not they are being specifically funded with these grant finds, That is, as long as the activity is being conducted by the recipient, a subrecipient, or any third party and the activity needs to be undertaken in order to use these grant funds, this special condition must first be met. The activities covered by this special condition are: a, new construction; b. minor renovation or remodeling of a property either; (1) listed on or eligible for listing on the National Register of Historic Places or; (2) located within a 100 -year flood plain; c. a renovation, lease, or any other proposed use of a building or facility that will either; (1) result in a change in its basic prior use or; (2) significantly change its size and; d. Implementation of a new program involving the use of chemicals other than chemicals that are; (1) purchased as an incidental component of a funded activity and; (2) traditionally used, for example, in office, household, recreational, or education environments. OJP FORM 4DO012 (REV. 4.88) 7 / Department of Justice GRANT MANAGER'S MEMORANDUM, PT. 1: Office of J11slice Programs PROJECT SUMMARY Office of Juvenile Justicc and Delinquenoy Prevention Cooperative Agreement PROJECTNUMBPR PAGE OF I 2012-MC-FX-K047 This projw is suppDrtod under FYl4(OJJDP rC��Tnsk Forces) Pub. L. No. 113-76; 12t Siat. 5, 64 1. STAFF CONTACT (Name & telephone number) 2. PROJECT DIRECTOR (NaTlic, address & telephone mirriber) Scott Pesiridge Melissa Folcy (202) 514-5655 0AG Lead Grants I'lanner PO Box 12548 Allstin, TX 79711-2548 (512) 463-0826 3a,'NTLE OF THE PROGRAM 3b. POMS CODE (SEE INSTRUCTIONS ON REVERSE) OJJDP FY 14 Intcniet Crimes Against Children Task Force InvitedAwards 4. TITLE OF PROJECT Texas Offic, of ilia Attorney Gcneril Southern ICAC Task Force 5. NANO & ADDRESS OF GRANTEE 6. NAME & ADRESS OFSUBGRANTEE' Texas CiTica of tho Attorney General PO Box 12548 Austin, TX 78711-2549 7. PROGRAM PERIOD 8. BUDGET PERIOD FROM: 01/0112012 TO: 0613012015 FROM* 07/01/2012 70� W3012015 9. AMOUNT OF AWARD 0. DATE OF AWARD $499,388 09/17/2014 YEAWS BUDGET SECOND YEAR'S BUDGET AMOUNT 11 THIRD YEAR!S BUD�iiFBRiOl) ;4. THIRD YEARIS BUDGET AMOUNT IS. SUMNiARYDESCPJPTIONOFPROJFCT(Svuin.sti-tictio;i on reverse) PuTsoant to Sect on 104 ol thc PR.OTrCT Our Childron Aa of 20013, the JCAC Task Force shall 1) consist of Stu to and locnl investigators, prosmitors, forerisic specialists, and education specialists who are dedicated to addressing the goals ofthe task force; 2) engnge in pronclive investigations, forensic colninations, and effective prosecutions offntaniet crimes against childlen; 3) provide forensic, preventive, and investigative iissislatica. to parents, educator, prosewwra, law enforcenient, and others oncenied with Intcrnet crimesagainsi children; 4) develop multijurisdiationol, intiltiagency responses und partatirshipstilmomet crimes against children offenses through ongoing Informational, administrative, and technological support (o other State and local lavv enforcement agenxies, as a means for such agencies to acquiTe ilia necessary knowledge, personnel, and specialized equipmen(w investigate and prosecute such offenses; 5) participaHn notionally wordinalc6 hivatigations in any case in which the Attomey General determines such participation to be necessary, as permitted by (lie availablcirsource ofstich task force; 6) establish or adopt investigative end prosecution standards consistent with norms, to which such task force shall comply; 7) investigrg, and see:k prosecution on, tips related to Internet crimes against childran, including, 615S froln Operatioll rairphlY, the National Internet Crimes Against ChiNn Data Systeni, OJP FORM 4DO012 (REV. 4.88) 7 / the National Center for Missing and Exploited Children's CyberTipline, ICAC task furces, and other Fedcral, State, and local agencies, with priority being given to investigate leads that indicate possibility of identifying or rescuing child victims, including investigative leads that indicate a likelihood of seriousness ofoffense or dangerousness to the community; 8) develop procedures for handling seined evidence; 9) maintain reports required by OJJDP and other reports and records as detcunined by the Attorney General; and 10) seek to comply with national standards rcgnrding the investigation and prosecution of Internet crimes against children, as set forth by the Attorney General, to the extent such standards are consistent with the law of the State whetc the task force is locnfed. The Texas Office of the Attorney General (OAG) recognizes Ow importune of expanding the capacity of lha Texas OAG Internet Crimes Against Children (ICAC) Task Force, As a result, using Ol1DP fiords, the Texas Office of the Attorney Gcnend will be mvarding sevcnrt sub- awards to law enforcement affiliate agencies. These sub - awards will at low the individual Iaw enforcement agencies to deleunine their own equipment and training priorities. In addition, the task force will continue to support one investigotcrand two Forensic Examiners. This award will also nllow the OAG ICAO to increase their investigatory and computer forensic capabilities by purchasing monitors and hardware to support operations NCA /CF Tel: (202) 307 -0690 TTY: (202) 307 -2027 E-mail: askOCR @usdoj.gov Website: Aww.cjp.usdoj.gov /ocr September 17, 2014 Mr, Daniel Hodge Texas Office of the Attorney General PO Box 12548 Austin, TX 78711 -2548 Dear Mr. Hodge: Congratulations on your recent award. In establishing financial assistance programs, Congress linked the receipt of federal funding to compliance with federal civil rights laws. The Office for Civil Rights (OCR), Office of Justice Programs (OJP), U.S. Departrnert of Justice (DOJ) is responsible for ensuring that recipients of financial assistance from the OJP, tine Office of Community Oriented Policing Services (COPS), and the Office on Violence Against Women (OVW) comply with the applicable federal civil tights laws. We at the OCR are available to help you and your organization meet the civil rights requirements that come with DOJ funding. Ensuring Access to Federally Assisted Programs Federal laws that apply to recipients of financial assistance from the DOJ prohibit discrimination on the basis of race, color, national origin, religion, sex, or disability in funded programs or activities, not only in employment but also in the delivery of services or benefits. A federal law also prohibits recipients from discriminating on the basis of age in the delivery of services or benefits. In March of2013, President Obama signed the Violence Against Women Reauthorization Act of 2013. The statute amends the Violence Against Women Act of 1994 (VAWA) by including a nondiscrimination grant condition that prohibits discrimination based on actual or perceived race, color, national origin, religion, sex, disability, sexual orientation, or gender identity. The new nondiscrimination grant condition applies to certain programs funded after October 1, 2013, The OCR and the OV W have developed answers to some frequently asked questions about this provision to assist recipients of VAWA funds to understand their obligations. The Frequently Asked Questions are available at http: // ojp.gov /aboutlocr /vowafags.htiii. Enforcing CIvII Rights Laws All recipients of federal financial assistance, regardless of the particular funding source, the amount ofthe grant award, or tite number of employees in the workforce, are subject to prohibitions against unlawful discrimination. Accordingly, the OCR investigates recipients that are the subject of discrimination complaints from both individuals and groups. In addition, based on regulatory criteria, the OCR selects a number of recipients each year for compliance reviews, audits that require recipients to submit data showing that they are providing services equitably to all segments of their service population and that their employment practices erect equal opportunity standards. OFFICE FOR CIVIL, RIGHTS Office of Justice Programs Department of Justice 810 '7th Strect, N W Washington, DC 20531 Tel: (202) 307 -0690 TTY: (202) 307 -2027 E-mail: askOCR @usdoj.gov Website: Aww.cjp.usdoj.gov /ocr September 17, 2014 Mr, Daniel Hodge Texas Office of the Attorney General PO Box 12548 Austin, TX 78711 -2548 Dear Mr. Hodge: Congratulations on your recent award. In establishing financial assistance programs, Congress linked the receipt of federal funding to compliance with federal civil rights laws. The Office for Civil Rights (OCR), Office of Justice Programs (OJP), U.S. Departrnert of Justice (DOJ) is responsible for ensuring that recipients of financial assistance from the OJP, tine Office of Community Oriented Policing Services (COPS), and the Office on Violence Against Women (OVW) comply with the applicable federal civil tights laws. We at the OCR are available to help you and your organization meet the civil rights requirements that come with DOJ funding. Ensuring Access to Federally Assisted Programs Federal laws that apply to recipients of financial assistance from the DOJ prohibit discrimination on the basis of race, color, national origin, religion, sex, or disability in funded programs or activities, not only in employment but also in the delivery of services or benefits. A federal law also prohibits recipients from discriminating on the basis of age in the delivery of services or benefits. In March of2013, President Obama signed the Violence Against Women Reauthorization Act of 2013. The statute amends the Violence Against Women Act of 1994 (VAWA) by including a nondiscrimination grant condition that prohibits discrimination based on actual or perceived race, color, national origin, religion, sex, disability, sexual orientation, or gender identity. The new nondiscrimination grant condition applies to certain programs funded after October 1, 2013, The OCR and the OV W have developed answers to some frequently asked questions about this provision to assist recipients of VAWA funds to understand their obligations. The Frequently Asked Questions are available at http: // ojp.gov /aboutlocr /vowafags.htiii. Enforcing CIvII Rights Laws All recipients of federal financial assistance, regardless of the particular funding source, the amount ofthe grant award, or tite number of employees in the workforce, are subject to prohibitions against unlawful discrimination. Accordingly, the OCR investigates recipients that are the subject of discrimination complaints from both individuals and groups. In addition, based on regulatory criteria, the OCR selects a number of recipients each year for compliance reviews, audits that require recipients to submit data showing that they are providing services equitably to all segments of their service population and that their employment practices erect equal opportunity standards. Providing Services to Limited English Proficiency (LEP) Individuals In acuordanoe with DOJ guidance pertaining to Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d, recipients of federal financial assistance must take reasonable steps to provide meaningful access to their programs and activities for persons with limited English proficiency (LEP), See U.S. Department of Justice, Guidance to Federal Financial Assistance Recipients Regarding Title VI Prohibition Against National Origin Discrimination Affecting Limited English Proficient Persons, 67 Fed, Reg. 41,455 (2002). For more information on the civil rights responsibilities that recipients have in providing language services to LEP individuals, please see the website http://"FNVW.Iep.gov. Ensuring Equal Treatment for Faith -Based Organizations The DOJ regulation, Equal Treatment for Faith -Based Organizations, 28 C.F.R. pt. 38, requires State Administering Agencies (SAAB) to treat faith -based organizations the same as any other applicant or recipient. ']'he regulation prohibits SAAB from making awards or grant administration decisions on the basis of an organization's religious character or affiliation, religious name, or the religious composition of its board of directors. The regulation also prohibits faith -based organizations from using financial assistance from the DO) to fund inherently (or explicitly) religious activities. While faith -based organizations can engage in non - funded inherently religious activities, they must hold them separately from the program funded by the DOJ, and recipients cannot compel beneficiaries to participate in them. The Equal Treatment Regulation also makes clear that organizations participating in programs funded by the DOJ are not permitted to discriminate in the provision of services on the basis of e beneficiary's religion. For more information on the regulation, please see the OCR's website at http : / /www.ojp.usdoj,gov /abouUorr /equal fbe.litm. SAAB and faith -based organizations should also note that the Omnibus Crime Control and Safe Streets Act (Safe Streets Act) of 1968, as amended, 42 U.S.C. § 3789d(o); the Victims of Crime Act of 1984, as amended, 42 U.S.C. § 10604(a); the Juvenile Justice and Delinquency Prevention Act of 1974, as amended, 42 U.S.C. § 5672(b); and VAWA, Pub. L. No. 113 -4, sec. 3(b)(4), 127 Slat, 54, 61 -62 (to be codified at 42 U.S.C. § 13925(b)(13)) contain prohibitions against discrimination on the basis of religion in employment. Despite these nondiscrimination provisions, the DOJ has concluded that it may construe the Religious Freedom Restoration Act (RFRA) on a case -by- case basis to pernit some faith -based organizations to receive DOJ funds while taking into account religion wizen hiring staff, even if the statute that authorizes the funding program generally forbids recipients from considering religion in employment decisions. Please consult with the OCR if you have any questions about the regulation or the application of RFRA to the statutes that prohibit discrimination in employment. Using Arrest and Conviction Records in Making Employment Decisions The OCR issued an advisory document for recipients on the proper use of arrest and conviction records in making hiring decisions. See Advisory for Itecipients of Financial Assistance from the U.S. Department of Justice on the U.S. Equal Employment Opportunity Commission's Enforcement Guidance: Consideration of Ai rest and Conviction Records in Pruployntont Decisions Under Title VII of the Civil Rights Act of 1964 (Juno 21113), available at http : / /www,ojp,usdoj.gov /labouttocr/ pdfs /tJscofConviction_Advisory.pdf. Recipients should be mindful that the misuse of arrest or conviction records to sciccn either applicants for employment or employees for retention or promotion may have a disparate impact based on race or national origin, resulting in unlawful employment discrimination. In light of the Advisory, recipients should consult local counsel in reviewing their employment practices, If warranted, recipients should also incorporate an analysis of the use of arrest and conviction records in their Equal Employment Opportunity Plans (EEO Ps) (see below). Complying Nvlth the Safe Streets Act An organization that is a recipient of Financial assistance subject to the nondiscrimination provisions of the Safe Streets Act, must meet two obligations: (1) complying with the federal regulation pertaining to the development of an EEOP (see 28 C.F.R. pt. 42, subpt. E) and (2) submitting to the OCR findings of'discriminntion (see 28 C.F.R. §§ 42.204(e), .205(c)(5)), Meeting the ESOP Requirement If your organization has less than fifty employees or receives an award of less than $25,000 or is a nonprofit organization, a medical institution, an educational institution, or an Indian tribe, then it is exempt from the EEOP requirement. To claim the exemption, your organization must complete and submit Section A of the Certification Form, which is available online at http:/Iwww.ojp.usdoj.gov/about/oDrlpdfs/cort,pdf, If your organization is a government agency or private business and receives an award of 525,000 or snore, but less than $500,000, and has fifty or more employees (counting both full- and part -time employees but excluding political appointees), then it has to prepare a Utilization Report (formerly called an ESOP Short Form), but it does not have to submit the report to the OCR for review. Instead, your organization has to maintain the Utilization Report on file and make it available for review on request. In addition, your organization has to complete Section E of the Certification Form and return it to the OCR. The Certification Form is available at http: / /www.ojp.usdoj .gov /about /ocr /pdfs /ceri.pdf. if your organization is a government agency or private business and has received an award for $500,000 or more and has fifty or more employees (counting both fill)- and part -time employees bill excluding political appointees), then it lies to prepare a Utilization Report (formerly called an ESOP Short Form) and submit it to the OCR for review within sixty days from the date of this letter, For assistance in developing a Utilization Report, please consult the OCR's website at lnttp :// www. ojp ,usdoj.gov /about/ocr /eeop.htm. In addition, your organization has to complete Section C of the Certification Form and return it to the OCR. The Certification Form is available at http: / /www.ojp.usdoj .gov /abotittoor /pdfs /cert.pdf. To comply with the ESOP requirements, you may request technical assistance from an EEOP specialist at the OCR by telephone at (202) 307 -0690, by TTY at (202) 307 -2027, or by e -mail at EEOsubmisson @usdoi.gov. Meeting the Requirement to Submit Findings of Discrimination )fin the three years prior to the date of the grant award, your organization has received an adverse finding of discrimination based on race, color, national origin, religion, or sex, after a due - process hearing, from a state or federal court o from a state or federal administrative agency, your organization must send a copy of the finding to the OCR. Ensuring the Compliance of Subrecipients SAAB must have standard assurances to notify subrecipients of their civil rights obligations, written procedures to address discrimination complaints filed against subrecipients, methods to munitor subrecipients' compliance with civil rights requirements, and a program to train subrecipients on applicable civil rights laws. In addition, SAAB must submit to the OCR every three years written Mcthods of Administration (MOA) that summarize the politics and procedures that they have implemented to ensure the civil rights compliance of subrecipients. For more information on the MOA requirement, see http: /Avww.ojp.usdoi. gov / funding /other_rcquircments.htnn. If the OCR can assist you in any way in fulfilling your organi:cation's civil rigltts responsibilities as n recipient of )federal financial assistance, please contact us. Sincerely, a. �7zh- Michael L. Alston Director cc: Grant Manager Financial Analyst U.S. DEPARTMENT OF JUSTICE OFFICE OF JUSTICE PROGRAMS OFFICE OF THE COMPTROLLER CERTIFICATIONS REGARDING LOBBYING; DEBARMENT, SUSPENSION AND OTHER RESPONSIBILITY MATTERS AND DRUG -FREE WORKPLACE REQUIREMENTS Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review the instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification requirements under 28 CFR Part 69, "New Restrictions on Lobbying" and 28 CFR Part 67, "Government -wide Debarment and Suspension (Non - procurement) and Government -wide Requirements for Drug -Free Workplace (Grants)." The certifications shall be treated as a material representation of fact upon which reliance will be placed when the Department of Justice determines to. award the covered transaction, grant, or cooperative agreement. 1. LOBBYING As required by Section 1352, Title 31 of the U.S. Code, and implemented at 28 CFR Part 69, for persons entering into a grant or cooperative agreement over $100,000, as defined at 28 CFR Part 69, the applicant certifies that: (a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the making of any Federal grant, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal grant or cooperative agreement; (b) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal grant or cooperative agreement, the undersigned shall complete and submit Standard Form - LLL, "Disclosure of Lobbying Activities," in accordance with its instructions; (c) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subgrants, contracts under grants and cooperative agreements, and subcontracts) and that all sub - recipients shall certify and disclose accordingly. 2. DEBARMENT SUSPENSION AND OTHER RESPONSIBILITY MATTERS (DIRECT RECIPIENT) As required by Executive Order 12549, Debarment and Suspension, and implemented at 28 CFR Part 67, for prospective participants in primary covered transactions, as defined at 28 CFR Part 67, Section 67.510 A. The applicant certifies that it and its principals: (a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, sentenced to a denial of Federal benefits by a State or Federal court, or voluntarily excluded from covered transactions by any Federal department or agency; (b) Have not within a three -year period preceding this application been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State, or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; (c) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (1)(b) of this certification; and (d) Have not within a three -year period preceding this application had one or more public transactions (Federal, State, or local) terminated for cause or default; and B. Where the applicant is unable to certify to any of the statements in this certification, he or she shall attach an explanation to this application. 3. DRUG -FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) As required by the Drug -Free Workplace Act of 9988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67 Sections 67.615 and 67.620 A. The applicant certifies that it will or will continue to provide a drug -free workplace by: (a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; (b) Establishing an on -going drug -free awareness program to inform employees about (1) The dangers of drug abuse in the workplace; (2) The grantee's policy of maintaining a drug -free workplace; (3) Any available drug counseling, rehabilitation, and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph (a); (d) Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant, the employee will (1) Abide by the terms of the statement; and (2) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction; (e) Notifying the agency, in writing, within 10 calendar days after receiving notice under subparagraph (d)(2) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to: Department of Justice Office of Justice Programs ATTN: Control Desk 810 Seventh Street, N.W., Washington, D.C. 20531 Notice shall include the identification number(s) of each affected grant; (f) Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph (d)(2), with respect to any employee who is so convicted (1) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (2) Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; (g) Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs (a), (b), (c), (d), (e), and (f). B. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: Place of Performance (Street address, city, county, state, zip code) Check if there are workplaces on file that are not identified here. Section 67, 630 of the regulations provides that a grantee that is a State may. elect to make one certification in each Federal fiscal year. A copy of which should be included with each application for Department of Justice funding. States and State agencies may elect to use OJP Form 4061/7. Check _ _ if the State has elected to complete OJP Form 4061 /7. DRUGOREE WORKPLACE (GRANTEES WHO At E iNDIVIQUALa) As mgwmd by the Drug- f=ree'Workplace ,A t of 1081 and mMWmerrted A 28 CIFI. Par? 67 Subpart F, for grantees, as de:.hnu'i ai i,'. CV R Pzv! 67: Sem ins 67 615 and 67120 A As a condition of Me grant. h-m -Tify that ' vviii not engage in the ur:!ciwful ruan ffadtoe, chsttlbution, dispe:rlsing, possession, of use (if a contr(1N d SUl'istance, m, c(mductirig any activity with tl'te grant, and !f convicted of a r.,rin�inal drug offense msulting front a violation oc:ci.frring during the conduct of any grant activity I will e {port the conviction in s' ✓ntirrg, within 10 Cale ndaf days of the cornvicti(,n, to: De par .men! of ,h;slrcc D lice W Justice Programs _) ._I. N control _)esk 810 Seventh Strcut N VV . V"nstlington, I ) l C � 0531 As to duly authorized represer;fahve of the applicant, l hereby certify that the applicant will comply with the above certifications. f. Grantee Nance and Address, 2. Application Number and /or Project Narne 3 Grantee IRSA/endor NIml —JO 4 7ypelPrmt Nanrie pact Title of Authorized Pepiv si maNe 5 Signature 3. Date (':1f'.00RLA 400 I Q _ +^ f�Ea'LPa; _; >(,li p Fopt:` 40611 405Y I AM! 40 4 ',iWIT_'f OR li O ..ET:= vrRCE OF _P)S L-', miJ'JJJUt, 3Js C..:. OMB APPROVAL N0, 1121 -0140 EXPIRES 06/30/2009 STANDARD ASSURANCES The Applicant hereby assures and certifies compliance with all applicable Federal statutes, regulations, policies, guidelines, and requirements, including OMB Circulars A -21, A -87, A -102, A -110, A -122, A- 133; Ex. Order 12372 (intergovernmental review of federal programs); and 28 C.F.R. pts. 66 or 70 (administrative requirements for grants and cooperative agreements). The applicant also specifically assures and certifies that: 1. It has the legal authority to apply for federal assistance and the institutional, managerial, and financial capability (including funds sufficient to pay any required non - federal share of project cost) to ensure proper planning, management, and completion of the project described in this application. 2. It will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. 3. It will give the awarding agency or the General Accounting Office, through any authorized representative, access to and the right to examine all paper or electronic records related to the financial assistance. 4. It will comply with all lawful requirements imposed by the awarding agency, specifically including any applicable regulations, such as 28 C.F.R. pts. 18, 22, 23, 30, 35, 38, 42, 61, and 63, and the award term in 2 C.F.R. § 175.15(b). 5. It will assist the awarding agency (if necessary) in assuring compliance with section 106 of the National Historic Preservation Act of 1966 (16 U.S.C. § 470), Ex. Order 11593 (identification and protection of historic properties), the Archeological and historical Preservation Act of I974 (16 U.S.C.§ 469 a -1 et seq.), and the National Environmental Policy Act of 1969 (42 U.S.C. § 4321). 6. It will comply (and will require any subgrantees or contractors to comply) with any applicable statutorily - imposed nondiscrimination requirements, which may include the Omnibus Crime Control and Safe Streets Act of 1968 (42 U.S.C. § 3789d); the Victims of Crime Act (42 U.S.C. § 10604(e)); Tile Juvenile Justice and Delinquency Prevention Act of 2002 (42 U.S.C. § 5672(b)); the Civil Rights Act of 1964 (42 U.S.C. § 2000d); the Rehabilitation Act of 1973 (29 U.S.C. §7 94); the Americans with Disabilities Act of 1990 (42 U.S.C.§ 12131 -34); the Education Amendments of 1972 (20 U.S.C. § §1681, 1683, 1685 -86); and the Age Discrimination Act of 1975 (42 U.S.C. §§ 6101 -07); see Ex. Order 13279 (equal protection of the laws for faith -based and community organizations). 7. If a govenrin ental entity— a) it will comply with the requirements of the Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (42 U.S.C.§ 4601 et seq.), which govern the treatment of persons displaced as a result of federal and federally- assisted programs; and b) it will comply with requirements of 5 U.S.C. §§ 1501 -08 and § §7324 -28, which :unit certain political activities of State or local government employees whose principal employment is in connection with an activity financed in whole or in part by federal assistance. Signature Date Date GRANT CONTRACT ]BETWEEN THE OFFICE OF THE ATTORNEY GENERAL AND BEAUMONT POLICE DEPARTMENT OAG Contract No.1557016 This grant contract is executed between the Office of the Attorney General (OAG) and Beaumont Police Department (GRANTEE) for certain grant funds. The Office of the Attorney General and Beaumont Police Department may be referred to in this contract individually as "Party" or collectively as "Parties." SECTION 1. PURPOSE OF THE CONTRACT The Internet Crimes Against Children (ICAO) Task Force Program, United States Department of Justice, Office of Justice Programs (OJP), Office of Juvenile Justice and Delinquency Prevention, seeks to maintain and expand State and regional ICAC task forces to address technology -facilitated child exploitation. These task forces work collaboratively as a national network of law enforcement and prosecutorial agencies that prevent, interdict, and investigate Internet crimes against children. The program requires existing ,task forces to develop multi - jurisdictional, multi -agency responses to such offenses by providing funding and other support to State and local law enforcement agencies as a means to help them acquire the necessary knowledge, personnel, and equipment. The purpose of this contract is to provide reasonable contractual controls to ensure that the public purposes of the grant are achieved. SECTION 2 TERM OF THE CONTRACT This contract shall begin on December 1, 2014 and shall terminate May 31, 2015, unless it is terminated earlier or extended in accordance with another provision of this contract. The OAG is not obligated to reimburse expenses that were incurred prior to the commencement or after the termination of this contract. SECTION 3 GRANTEE's CONTRACTUAL SERVICES 3.1 GRA.NTEE's Compliance with the Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Cooperative Agreement for Award Number 2012-MC-FX-K047. The GRANTEE will comply with the terms and conditions as set forth and required in the Cooperative Agreement between the OAG and the Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Award Number 2012-MC-FX-K047, (OAG Award Document), as well as the applicable provisions of the OAG ICAC Grant Application or OAG Award Document as supplemented, amended or adjusted. ICAC 5ubrecipient Grant Contract— Beaumont Police Department 1557016 Page 1 of 18 3.2 Establishment of Final Project Budget; Grant Project Narrative; Special Conditions. The GRANTEE's budget is attached as Exhibit A. The grant project narrative is as follows: To support certain Internet Crimes Against Children (ICAO) travel expenses. The Special Conditions, including the OAG Award Document, are attached as Exhibit B. The OAG, at its sole discretion, will establish the final project targets, outputs, and outcomes. In addition, the OAG, at its sole discretion, may adjust GRANTEE's budget, targets, outputs, outcomes and/or any other items as deemed appropriate by the OAG, at any time, during the term of this contract. The OAG, at its sole discretion, may supplement, amend or adjust the Special Conditions attached to this contract. SECTION 4 REQuiRED REPORTS 4.1 General Matters 4.1.1 Required Reports; Form of Reports; Filings with the OAG. GRANTEE shall forward to the OAG, the applicable reports on forms as specified by the OAG. GRANTEE shall ensure that it files each document or form required by the OAG in an accurate and timely manner. Unless filing dates are given herein, all other reports and other documents that GRANTEE is required to forward to the OAG shall be promptly forwarded. From time toItime, the OAG may require additional information from GRANTEE. 4.1.2 Cooperation; Additional Information; Immediate Notification and Correction and Inaccuracies. GRANTEE shall cooperate fully with the OAG. In addition to the information contained in the required reports, other information may be required as requested by the OAG. GRANTTEE will immediately notify the OAG in the event GRANTEE discovers that any previously submitted information was inaccurate and forward the correction information to the OAG. 4.1.3 Notification of Changes in Organization, Changes in Authorized Official or Grant Contact. GRANTEE shall submit within ten (10) business days, notice to the OAG of any change of the following: GRANTEE's name; contact information; key personnel, officer, director or partner; organizational structure; legal standing; or authority to do business in Texas. GRANTEE shall promptly notify the OAG, preferably in advance, of a change in address or main telephone number of GRANTEE. A change in GRANTEE's name requires an, amendment to the contract. To change an Authorized Official, GRANTEE must submit a written request on GRANTEE's letterhead, with original signature. GRANTEE, by an email, fax or GRANTEE letterhead signed by the Authorized Official, may request a change to the Grant Contact. ICAC Subrecipient Grant Contract —Beaumont Police Department 1557016 Page 2 of 18 4.1.4 Standards for Financial and Programmatic Management. GRANTEE and its governing body shall bear full and sole responsibility for the integrity of the fiscal and programmatic management of the organization including financial and programmatic policies and procedures. Such fiscal and programmatic management shall include accountability for all fields and materials received from the OAG; compliance with OAG rules, policies and procedures, and applicable federal and state laws and regulations; and correction of fiscal and program deficiencies identified through self -evaluation and/or the OAG`s monitoring processes. Ignorance of any contract provisions or other requirements referenced in this contract shall not constitute a defense or basis for waiving or failing to comply with such provisions or requirements. GRANTEE shall develop, implement, and maintain appropriate financial management and control systems, which include budgets that adequately reflect 'all functions and resources necessary to carry out authorized activities and the adequate determination of costs; accurate and complete payroll, accounting, and financial reporting records; cost source documentation; effective internal and budgetary controls; allocation of costs; and timely and appropriate audits and resolution of any findings and applicable annual financial statements. 4.1.5. Security and Confidentiality of Records. GRANTEE shall establish a method to secure the confidentiality of records required to be kept confidential by applicable federal and state law, rules and regulations. This provision shall not be construed as limiting the OAG's access to such records and other information. 4.2 Programmatic Reports 4.2.1 ICAC Semi -Annual Statistical (Performance) Reports, including Outcome Measure Reports. GRANTEE will support the OAG in its progress reporting requirements, including the reporting requirements of outcome measures. The OAG is required to report, within 30 days after the end of the reporting periods, certain outcome measures. The semi-annual reporting periods end on the last day of June and December each year. The OAG will establish deadlines for the GRANTEE to meet its requirement to report to the OAG. Contents of Semi -Annual Statistical Reports. GRANTEE shall report data to the OAG on the following outcome measures: a. Number of CyberTipLine referrals received and investigated; b. Number of indictments obtained on CyberTipLine referrals; c. Number of convictions obtained on CyberTipLine referrals; d. Number of online solicitation of a minor (or its equivalent) arrests; e. Number of online solicitation of a minor (or its equivalent) indictments obtained; £ Number of online solicitation of a minor (or its equivalent) convictions obtained; ICAC 5ubrecipient Grant Contract —Beaumont Police Department 1557016 Page 3 of 18 g. Total -number of ICAC-related arrests during reporting period; h. Number of partner agencies that sign memorandum certifying compliance with ICAC program guidelines; i. Number of investigative technical assistance sessions that ICAC task force provides to non-member law enforcement agencies; j. Number of computer forensic technical assistance examinations that ICAC task forces provide to non-member law enforcement agencies; k. Percent increase in arrests related to technology -facilitated child sexual exploitation and Internet Crimes Against Children; 1. Percent increase in computer forensic examinations completed by ICAC task forces; and m. Percent increase in investigative technical assistance sessions provided by ICAC task forces to nonmember law enforcement agencies. 4.2.2 ICAO Task Force Program Monthly Performance Measures. GRANTEE will support the OAG in its reporting requirements of the ICAC Task Force Program Monthly Performance Measures. The OAG will establish the GRANTEE's monthly reporting deadlines. The Performance Measures, which shall contain at a minimum the following additional supporting data elements: a. Complaints; b. Case Information; c. Goals; d. Court Actions; e. Technical Assists; f. Training; and g. Community Outreach Presentations. 4.2.3 ICAC Annual Reports. GRANTEE will support the OAG in its reporting requirements of the following measures: a. Staffing levels of the task force, including the number of investigators, prosecutors, education specialists, and forensic specialists dedicated to investigating and prosecuting Internet crimes against children. b. Investigation and prosecution performance measures of the task force, including: 1. the number of investigations initiated related to Internet Crimes Against Children; 2. the number of arrests related to Internet Crimes Against Children.; and 3. the number of prosecutions for Internet Crimes Against Children, including- i. whether the prosecution resulted in a conviction for such crime; and ii. the sentence and the statutory maximum for such crime ICAC Subrecipient Grant Contract —Beaumont Police Department 1557016 Page 4 of 18 under State law. c. The number of referrals made by the task force to the United States Attorneys office, including whether the referral was accepted by the United States Attorney. d. Statistics that account for the disposition of investigations that do not result in arrests or prosecutions, such as referrals to 'other law enforcement. e. The number of investigative technical assistance sessions that the task force provided to nonmember law enforcement agencies. £ The number of computer forensic examinations that the task force completed. g. The number of law enforcement agencies participating in Internet Crimes Against Children program standards established by the task force. 4.2.4 Written Explanation of Variance. GRANTEE is required to provide a written explanation to the OAG for any variances by GRANTEE from projected performance. In addition to the written explanation, GRANTEE shall promptly answer any questions of the OAG, whether in writing or otherwise, in connection with the any reports presented to the OAG. 4.2.5 Other Program Reports. GRANTEE shall cooperate fully in any social studies, fiscal or programmatic monitoring, auditing, evaluating, and other reviews pertaining to services rendered by GRANTEE which may be conducted by the OAG or its designees. GRANTEE shall submit service delivery reports required by the contract or self evaluations of performance and other reports requested by the OAG in appropriate format and on a timely basis and make available at reasonable times and for reasonable periods, client records and other programmatic or financial records, books, reports, and supporting documents for reviewing and copying by the OAG or its designees. 4.3 Financial Matters 4.3.1 Grant Budgets. With regard to the use of funds pursuant to this contract, GRANTEE will immediately review the annual budget as established in this contract. 4.3.2 Monthly Request for Reimbursement and Financial Status Report. Grant funds are paid on a cost reimbursement basis. GRANTEE will submit, each month, a monthly request for reimbursement for the actual and allowable allocable costs incurred by GRANTEE for project costs to provide services under this contract. The payments made to GRANTEE shall not exceed its actual and. allowable allocable costs to provide the services under this contract. The request for reimbursement will be submitted to the OAG in the form and manner as approved by the OAG and will specify the detailed and total expenses for the month, in the following cost categories: (i) personnel and fringe benefits, reported separately, (h) professional CCAC Subrecipient Grant Contract —Beaumont Police Department 1557016 Page 5 of 18 and consulting services, (iii) travel, (iv) equipment, (v) supplies, and (vi) other direct operating expenses. The request for reimbursement must be accompanied by supporting documentation as required by the OAG. The OAG mayfrom time to time require different or additional supporting documentation. A financial status report is required each month, whether GRANTEE has paid expenses, or is seeking reimbursement. 4.3.3 Fiscal Year End Required Reports. On or before April 15, 2014 or a date as established by the OAG, GRANTEE will submit fiscal year end required reports. Record of Reimbursement. GRANTEE will submit a reconciled record of its expenses for the prior fiscal year in the following cost categories: (i) personnel and fringe benefits, reported separately, (ii) professional and consulting services, (iii) travel, (iv) equipment, (v) supplies, and (vi) other direct operating expenses. Equipment Inventory Report. GRANTEE will submit an Equipment Inventory Report which provides record of the current inventory of items purchased, disposed, replaced, or transferred of any equipment purchased with grant fiords. 4.3.4 Annual Independent Financial Audit Report. GRANTEE shall timely submit to the OAG a copy of its annual independent financial audit — "timely" means on or before May 31 for an grantee whose fiscal year ends on August 31 of each year; otherwise, the timely submission to the OAG is on or before nine (9) months after the end of GRANTEE's accounting year. GRANTEE will contract an independent CPA firm to perform an annual financial audit engagement. GRANTEE's independent CPA firm will determine the type of annual financial audit, which may include a compliance attestation in accordance with the requirements of OMB Circular A-133 (audits of State, Local Government, and Non -Profit Organizations) and/or Texas Single Audit Circular (Single Audit or non -Single Audit financial audit). If applicable, GRANTEE will provide the OAG with any and all annual independent financial audits or audited financial statements, related management letters, and management responses of GRANTEE, 4.3.5 Timing of Submission of Request -for Reimbursement to the OAG; Close Out Invoice. GRANTEE is responsible for submitting bills in an accurate and timely manner, and shall make every reasonable effort to submit monthly billings to the OAG, which cover the previous month's expenses, so that they are received by the OAG on or before the twentieth (20th) of each month, or if the 20t' falls on a weekend or holiday, the next business day. The OAG will make all reasonable efforts to promptly process and make payments on properly completed billings. GRANTEE may submit a final invoice not later than the earlier of (1) forty- five (45) calendar days after termination of this contract; or (2) forty-five (45) calendar days after the end of each state fiscal year. 4.3.6 Reimbursement of Actual and Allowable Costs. The OAG shall only reimburse costs incurred and paid by GRANTEE during the term of this contract. The OAG shall only reimburse ICAC Subrecipient Grant Contract— Beaumont Police Department 1557016 Page 6 of 18 GRANTEE for employee costs that are directly related to performing the responsibilities of this contract. 4.3.7 Refunds and Deductions. If the OAG determines that GRANTEE has been overpaid grant funds under this contract, such as payments made inadvertently or payments made but later determined to not be actual and allowable allocable costs, GRANTEE shall refund that amount of the OAG reimbursement identified by the OAG as an overpayment. The OAG may offset and deduct the amount of the overpayment from any amount owed to GRANTEE, as a reimbursement, but not yet paid by the OAG to GRANTEE. The OAG may choose to require a payment directly from GRANTEE rather than offset and deduct a specified amount. GRANTEE shall refund any overpayment to the OAG within thirty (30) calendar days of the receipt of the notice of the overpayment from. the GAG unless an alternate payment plan is specified by the OAG. 4.3.8 Purchase of Equipment; Maintenance and Repair; Title upon Termination. GRANTEE shall not give any security interest, lien or otherwise encumber any item of equipment purchased with contract funds. GRANTEE shall permanently identify all equipment purchased under this contract by appropriate tags or -labels affixed to the equipment. GRANTEE shall maintain a current inventory of all equipment which shall be available to the OAG at all times upon request, however, as between the OAG and Grantee title for equipment will remain with Grantee. GRANTEE will maintain, repair, and protect all equipment purchased in whole or in part with grant funds so as to ensure the full availability and usefulness of such equipment. In the event GRANTEE is indemnified, reimbursed, or otherwise compensatedfor any loss of, destruction of, or damage to the equipment purchased under this contract, it shall use the proceeds to repair or replace said equipment. 4.3.9 Direct Deposit. GRANTEE may make a written request to the OAG to be placed on Direct Deposit status by completing and submitting to the OAG the State Comptroller's Direct Deposit Authorization Form. After the direct deposit request is approved by the OAG and the setup is completed on the Texas Identification Number System by the State Comptroller's Office, payment will be remitted by direct deposit and the OAG will discontinue providing GRANTEE with copies of reimbursement vouchers. SECTION 5 OiauGATtom OF OAG 5.1 Monitoring. The OAG is responsible for closely monitoring GRANTEE to ensure the effective and efficient use of grant funds to accomplish the purposes of this contract. 5.2 Maximum Liability of GAG. The maximum liability of the OAG is contained in the attached Exhibit A. Any change to the maximum liability must be supported by a written amendment to this contract. - ICAC Subrecipient Grant Contract — Beaumont Police Department 1557016 Page 7 of 18 5.3 Reimbursement of Grantee Expenses. The OAG shall be obligated to reimburse GRANTEE for all actual and allowable allocable costs incurred by GRANTEE pursuant to this contract. The OAG is not obligated to pay unauthorized costs. Prior written approval from the OAG is required if GRANTEE anticipates altering the scope of the grant, adding funds to previously un-awarded budget categories, changing funds in any awarded budget category by more than 10% of the annual budget and/or adding new line items to any awarded budget category. 5.4 Contract Not Entitlement or Right. Reimbursement with contract finds is not an entitlement or right. Reimbursement depends, among other things, upon strict compliance with all terms, conditions and provisions of this contract. The OAG and GRANTEE agree that any act, action or representation by either party, their agents or employees that- purports to increase the maximum liability of the OAG is void unless a written amendment to this contract is first executed. GRANTEE agrees that nothing in this contract will be interpreted to create an obligation or liability of the OAG in excess of the funds delineated in this contract. 5.5 Funding Limitation. GRANTEE agrees that funding for this contract is subject to the. actual receipt by the OAG of grant funds (state and/or federal) appropriated to the OAG. GRANTEE agrees that the grant funds if any, received from the OAG are limited by the term of each state biennium and by specific appropriation authority to and the spending authority of the OAG for the purpose of this contract. GRANTEE agrees that, notwithstanding any other provision of this contract, if the OAG is not appropriated the funds or if the OAG does not receive the appropriated funds for this grant program, or if the funds appropriated to the OAG for this grant program are required by the state to be reallocated to fund other state programs or purposes, the OAG is not liable to pay the GRANTEE any remaining balance on this contract. SUCTION 6 TERMINATION 6.1 Termination for Convenience. Either Party may, at its sole discretion, terminate this contract without recourse, liability or penalty, upon thirty (30) calendar days notice to the other party. 6.2 Termination for Cause. In the event that GRANTEE fails to perform or comply with an obligation of the terms, conditions and provisions of this contract, the OAG may, upon written notice of the breach to GRANTEE, immediately terminate this contract. 6.3 Termination Not Exclusive Remedy; Survival of Terms and Conditions. Termination is not an exclusive remedy, but will be in addition to any other rights and remedies provided in equity, by law, or under this contract. Termination of this contract for any reason or expiration of this contract shall not release the Parties from any liability or obligation set forth in this contract that is expressly stated to survive any such termination. or by its nature would be intended to be applicable following any such [CAC Subrecipient Grant Contract --Beaumont Police Department 1557016 Page a of 18 termination. The following terms and conditions, (in addition to any others that could reasonably be interpreted to survive but are not specifically identified), survive the termination or expiration of this contract: Sections 4, 5, 7; 11; and 12. SECTION 7 AUDIT RIGHTS; RECORDS RETENTION 7,1 Duty to Maintain Records. GRANTEE shall maintain adequate records that enable the OAG to verify all reporting measures and requests for reimbursements related to this contract. GRANTEE also shall maintain such records as are deemed necessary by the OAG, OAG's auditor, the State Auditor's Office or other auditors of the State of Texas, the federal government or such other persons or entities designated by the OAG, to ensure proper accounting for all costs and performances related to this contract. 7.2 Records Retention. GRANTEE shall maintain and retain for a period of four (4) years after the submission of the final expenditure report, or until full and final resolution of all audit or litigation matters which arise after the expiration of the four (4) year period after the submission of the final expenditure report, whichever time period is longer, such records as are necessary to fully disclose the extent of services provided under this contract, including but not limited to any daily activity reports and time distribution and attendance records, and other records that may show the basis of the charges made or performances delivered. 7.3 Audit Trails. GRANTEE shall maintain appropriate audit trails to provide accountability for all reporting measures and requests for reimbursements. Audit trails maintained by GRANTEE will, at a minimum, identify the supporting documentation prepared by GRANTEE to permit an audit of its systems. GRANTEE's automated systems, if any, must provide the means whereby authorized personnel have the ability to audit and to verify contractually required performances and to establish individual accountability for any action that can potentially cause access to, generation of, or modification of confidential information. 7.4 Access and Audit. At the request of the OAG, GRANTEE shall grant access to and make available all paper and electronic records, books, documents, accounting procedures, practices, and any other items relevant to the performance of this contract, compliance with the applicable state or federal laws and regulations, and the operation and management of GRANTEE to the OAG or its designees for the purposes of inspecting, auditing, or copying such items. GRANTEE will direct any other entity, person, or contractor receiving fund directly under this contract or through a subcontract under this contract to likewise permit access to, inspection of, and reproduction of all books, records and other relevant information of the entity, person or contractor that pertain. to this contract. All records, books, documents, accounting procedures, practices, and any other items, in whatever form, relevant to the performance of this contract shall be subject to examination or audit. Whenever practical as determined at the sole discretion of the OAG, the OAG shall provide GRANTEE with up to five (5) business days advance notice of any such examination or audit. 7.5 State Auditor. In addition to and without limitation on the other audit provisions of this ICAC 5ubrecipient Grant Contract —Beaumont Police Department 1557016 Page 9 of A contract, pursuant to Section 2262.003 of the Texas Government Code, the State Auditor's Office may conduct an audit or investigation of GRANTEE or any other entity or person receiving fiends from the State directly under this contract or indirectly through a subcontract under this contract. The acceptance of funds by GRANTEE or any other entity or person directly under this contract or indirectly through a subcontract under this contract acts as acceptance of the authority of the State Auditor's Office, under the direction of the Legislative Audit Committee, to conduct an audit or investigation in connection with those funds. Under the direction of the Legislative Audit Committee, GRANTEE or another entity that is the subject of an audit or investigation by the State Auditor's Office must provide the State Auditor's Office with access to any information the State Auditor's Office considers relevant to the investigation or audit. GRANTEE further agrees to cooperate fully with the State Auditor's Office in the conduct of the audit or investigation, including providing all records requested. GRANTEE shall ensure that this paragraph concerning the authority to audit funds received indirectly by subcontractors through GRANTEE and the requirement to cooperate is included in any subcontract it awards. The State Auditor's Office shall at any time have access to and the right to examine, audit, excerpt, and transcribe any pertinent books, documents, working papers, and records of GRANTEE related to this contract. 7.6 Location. Any audit of records shall be conducted at GRANTEE's principal place of business and/or the location(s) of GRANTEE's operations during GRANTEE's normal business hours. GRANTEE shall provide to OAG- or its designees, on GRANTEE's premises (or if the audit is being performed of a subcontractor, the subcontractor's premises if necessary) private space, office furnishings (including lockable cabinets), telephone and facsimile services, utilities and office -related equipment and duplicating services as OAG or its designees may reasonably require to perform the audits described in this contract. SECTION 8 SUBMISSION OF INFORMATION TO THE OAG The OAG will designate methods for submission of information to the OAG by GRANTEE. The OAG generally requires submission of information via email or hard copy format. Some reporting requirements must occur via the internet and/or a web -based data collection method. Programmatic Reports and Information (excluding Financial Reports). All quarterly statistical reports, annual performance reports, correspondence; reports or notices, except financial reports specified below, must be submitted via email to: OAG-Grants@texasattorneygeneral.gov If requested or approved by the OAG, other programmatic reports may be submitted to: Program Manager — Grants Administration Division Office of the Attorney General Mail Code 005 Post Office Box 12548 ICAC Subreeipient Giant Contract—Beawnont Police Deparhnent 1557016 Page 10 of 18 Austin, Texas 78711-2548 8.2 Financial Reports (excluding Programmatic Reports and Information). All financial status reports, requests for reimbursement, audits, and inventory reports, must be submitted in hard copy format to: Financial Manager— Grants Administration Division Office of the Attorney General Mail Code 005 Post Office Box 12548 Austin, Texas 78711-2548 The Annual Independent Financial Audit and related documents, as well as any other reports, if requested or approved by the OAG, may be submitted to: OAG-Grants@texasattorneygen.eral.gov SECTION 9 1CoRRTCTIVE ACTION PLANS AND SANCTIONS The Parties agree to make a good faith effort to identify, communicate and resolve problems found by either the OAG or GRANTEE. 9.1 Corrective Action Plans. If the OAG finds deficiencies with GRANTEE's performance under this contract, the OAG, at its sole discretion, may impose one or more of the following remedies as part of a corrective action plan: increase monitoring visits; require that additional or more detailed financial and/or programmatic reports be submitted; require prior approval for expenditures; require additional technical or management assistance and/or make modifications in business practices; reduce the contract amount; and/or terminate this contract. The foregoing are not exclusive remedies, and the OAG may impose other requirements that the OAG determines will be in the best interest of the State. 9.2 Financial Bold. Failure to comply with submission deadlines for required reports, invoices, or other requested information, may result in the OAG, at its sole discretion, placing GRANTEE on immediate financial hold without further notice to GRANTEE and without first requiring a corrective action plan. No reimbursements will be processed until the requested information is submitted. If GRANTEE is placed on financial hold, the OAG, at its sole discretion, may deny reimbursement requests associated with the expenses incurred during the time GRANTEE was placed on financial hold. 9.3 Sanctions. In addition to financial hold, the OAG, at its sole discretion, may impose other sanctions without first requiring a corrective action plan. The OAG, at its sole discretion, may impose sanctions, including, but not limited to, withholding or suspending funding, offsetting previous reimbursements, requiring repayment, disallowing claims for reimbursement, reducing funding, terminate this contract and/or any other appropriate sanction. ICAC Subrecipient Grant Contract —Beaumont Police Department 1557016 Page I of 18 9.4 No Waiver. Notwithstanding the imposition of corrective actions, financial hold and/or sanctions; GRANTEE remains responsible for complying with the contract terms and conditions. Corrective action plans, financial hold and/or sanctions. do not excuse or operate as a waiver of prior failure to comply with this contract. SECTION 10 GENERAL TERMS AND CONDITIONS 10.1 Federal and State Laws, Rules and Regulations, Directives, Guidelines, OMBs and Other Relevant Authorities. GRANTEE agrees to comply with all applicable federal and state laws, rules and regulations, directives, guidelines, OMB circulars, or any other authorities relevant to the performance of GRANTEE under this contract. 10.2 Uniform Grant Management Act, UGMS and Applicable Standard Federal and State Certifications and Assurances. GRANTEE agrees to comply with applicable laws, executive orders, regulations and policies as well as the Uniform Grant Management Act of 1981 (UGMA), Texas Government Code, Chapter, 783, as amended, GRANTEE agrees to comply with Uniform Grant Management Standards (UGMS), as promulgated by the Texas Governor's Budget and Planning Office. Further, GRANTEE agrees to comply with the applicable OAG Certifications and Assurances as contained in the Application Kit. 10.3 Generally Accepted Accounting Principles or Other Recognized Accounting Principles. GRANTEE shall adhere to Generally Accepted Accounting Principles (GAAP) promulgated by the American Institute of Certified Public Accountants, unless other recognized accounting principles are required by GRANTEE. Grantee shall follow OAG fiscal management policies and procedures in processing and submitting for reimbursement GRANTEE's billing and maintaining financial records relating to this contract. 10.4 Conflicts of interest; Disclosure of Conflicts. GRANTEE has not given or offered to give, nor does GRANTEE intend to give at any time hereafter, any economic opportunity, future employment, gift, loan, gratuity, special discount, trip, favor, or service to a public servant or employee of. the OAG, at any time during the negotiation of this contract or in connection with this contract, except as allowed under relevant state or federal law. GRANTEE will establish safeguards to prohibit its employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest or personal gain. GRANTEE will operate with complete independence and objectivity without actual, potential or apparent conflict of interest with respect to its performance under this contract. GRANTEE must disclose, in writing, within fifteen (15) calendar days of discovery, any existing or potential conflicts of interest relative to its performance under this contract. 10.5 Compliance with Regulatory and Licensing Bodies. GRANTEE agrees that it has obtained all licenses, certifications, permits and authorizations necessary to perform the responsibilities of this contract and currently is in good standing with all regulatory agencies that regulate any or all aspects of GRANTEE's business or operations. GRANTEE agrees to remain ICAC Subrecipient Grant Cont-act— Beaumont Police Department 1557016 Page 12 of 18 in good standing with the Texas Secretary of State, Texas Comptroller of Public Accounts and related federal governmental bodies related to GRANTEE's right to conduct it business in Texas. GRANTEE agrees to comply with all applicable licenses, legal certifications, inspections, and any other applicable local ordinance or state, or federal laws. If GRANTEE is a law enforcement agency regulated by Chapter 1701, Texas Occupations Code, GRANTEE agrees that it is in compliance with all rules developed by the Texas Commission on Law Enforcement Officer. Standards and Education. SECTION 11 SPECIAL TERMS AND CONDITIONS 11.1 Independent Contractor Status; Indemnity and Hold Harmless Agreement. GRANTEE expressly agrees that it is an independent contractor and under no circumstances shall any owner, incorporator, officer, director, employee, or volunteer of GRANTEE be considered an OAG employee, agent, servant, joint venturer, joint enterpriser or partner of the OAG. GRANTEE agrees to take such steps as may be necessary to ensure that each contractor of GRANTEE will be deemed to be an independent contractor and will not be considered or permitted to be an agent, servant, joint venturer, joint enterpriser or partner of OAG. All persons furnished, used, retained, or hired by or on behalf of GRANTEE or any of GRANTEE'S contractors shall be considered to be solely the employees or agents of GRANTEE or the contractors. GRANTEE or GRANTEE'S contractors shall be responsible for ensuring that any and all appropriate payments are made, such as unemployment, workers compensation, social security, any benefit available to a state employee as a state employee, and other payroll taxes for such persons, including any related assessments or contributions required by law. To the extent allowed by law, GRANTEE or contractors are responsible for all types of claims whatsoever due to the actions or performance under this contract, including, but not limited to, the use of automobiles or other transportation taken by its owners, incorporators, officers, directors, employees, volunteers or any third parties. GRANTEE and/or contractors will indemnify and hold harmless the OAG and/or the State of Texas from and against any and all claims arising out of actions or performance of GRANTEE or GRANTEE'S contractors under this contract. To the extent allowed by law, GRANTEE agrees to indemnify and hold harmless the OAG and/or the State of Texas from any and all liability, actions, claims, demands, or suits, and all related costs, attorney fees, and expenses, that arise from or are occasioned by the negligence, misconduct, or wrongful act or omission of GRANTEE, its employees, representatives, agents, or subcontractors in their performance under this contract. 11.2 ]Publicity. GRANTEE shall not use the OAG's name or refer to the OAG directly or indirectly in any media release, public service announcement or public service disclosure relating to this contract or any acquisition pursuant hereto, including in any promotional or marketing materials, without first obtaining written consent from the OAG. This section is not intended to and does not limit GRANTEE's ability to comply with its obligations and duties under the Texas Open Meetings Act and/or the Texas Public Information Act. 1CAC 5u6recipient Grant Contract —Beaumont Police Department 1557016 Page 7.3 of 18 11.3 Intellectual Property. GRANTEE understands and agrees that where funds obtained under this contract may be used to produce original books, manuals, films, or other original material and intellectual property, GRANTEE may copyright such material subject to the royalty -free, non-exclusive, and irrevocable license which is hereby reserved .by the OAG and granted by GRANTEE to the OAG or the state (or federal government, if federal funds -are expended in this grant) government. The OAG is granted the unrestricted right to use, copy, modify, prepare derivative works, publish and distribute, at no additional cost to the OAG, in any manner the OAG deems appropriate at its sole discretion, any component of such intellectual property made the subject of this contract. 11.4 Program Income. Gross income directly generated from the grant funds through a project or activity performed under this contract are considered program income. Unless otherwise required under the terms of this contract, any program income shall be used by GRANTEE to further the program objectives of the project or activity funded by this grant, and the program income shall be spent on the same project or activity in which it was generated. GRANTEE shall identify and report this income in accordance with the OAG's reporting instructions. GRANTEE shall expend program income during this contract term; program income not expended in this contract term shall be refunded to the OAG. 11.5 No Supplanting. GRANTEE shall not supplant or otherwise use funds from this contract to replace or substitute existing funding from other sources that also supports the activities that are the subject of this contract. 11.6 No Solicitation or Receipt of Funds on Behalf of OAG. It is expressly agreed that any solicitation for or receipt of funds of any type by GRANTEE is for the sole benefit of GRANTEE and is not a solicitation for or receipt of funds on behalf of the OAG or the Attorney General of the State of Texas. 11.7 No Subcontracting or Assignment Without Prior Written Approval of OAG. GRANTEE may not subcontract or assign any of its rights or duties under this contract without the prior written approval of the OAG. It is within the OAG's sole discretion to approve any subcontracting or assignment. In the event OAG approves subcontracting or assignment by GRANTEE, GRANTEE will ensure that its contracts with others shall require compliance with the provisions of this contract to the extent compliance is needed to support GRANTEE's compliance with this contract. GRANTEE, in subcontracting for any performances specified herein, expressly understands and agrees that it is not relieved of its responsibilities for ensuring that all performance is in compliance with this contract and that the OAG shall not be liable in any manner to GRANTEE's subcoutractor(s). , 11.5 No Waiver of Sovereign Immunity. The Parties agree that no provision of this contract is in any way intended to constitute a waiver by the OAG or the State of Texas of any immunities from suit or from liability that the OAG or the State of Texas may have by operation of law. ICAC Subrecipient Grant Contract— Beaumont Police Department 1557016 Page 14 of 18 11.9 Governing Law; Venue. This contract is made and entered into in the State of Texas. This contract and all disputes arising out of or relating thereto shall be governed by the laws of the State of Texas, • without regard to any otherwise applicable conflict of law rules or requirements. Except where state law establishes mandatory venue, GRANTEE agrees that any action, suit, litigation or other proceeding (collectively "litigation") arising out of or in any way relating to this contract shall be commenced exclusively in the Travis County District Court or the United States District Court in the Western District, Austin Division, and to. the extent allowed by law, hereby irrevocably and unconditionally consent to the exclusive jurisdiction of those courts for the purpose of prosecuting and/or defending such litigation. GRANTEE hereby waives and agrees not to assert by way of motion, as a defense, or otherwise, in any suit, action or proceeding, any claim that GRANTEE is not personally subject to the.jurisdiction of the above - named courts, the suit, action or proceeding is brought in an inconvenient forum and/or the venue is improper. 11.11 Catalog of Federal Domestic Assistance Number. The Catalog of Federal Domestic Assistance Number (CFDA) number for the Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention program is 16.543, titled "Missing Children's Assistance." 11.12 MOU between OAG and GRANTEE. The OAG and GRANTEE will have in place a Memorandum of Understanding that outlines the duties and responsibilities of GRANTEE as a member of the Internet Crimes Against Children Task Force. GRANTEE agrees to comply with the approved Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention ICAO Task Force Operational and Investigative Standards. SECTION 12 CONSTRUCTION OF CONTRACT AND AMENDMENTS 12.1 Construction of Contract. The provisions of Section 1 are intended to be a general introduction to this contract. To the extent the terms and conditions of this contract do not address a particular circumstance or are otherwise unclear or ambiguous, such terms and conditions are to be construed consistent with the general objectives, expectations and purposes of this contract. 12.2 Entire Agreement, including Exhibits. This contract, including all exhibits, reflect the entire agreement between the Parties with respect to the subject matter therein described, and there are no other representations (verbal or written), directives, guidance, assistance, understandings or agreements between the Parties relative to such subject matter. By executing this contract, GRANTEE agrees to strictly comply with the requirements and obligations of this contract, including all exhibits. 12.3 Amendment. This contract shall not be modified or amended except in writing signed by both parties. Any properly executed amendment of this contract shall be binding upon the ICAO subreeipient Grant Contract— Beaumont Police Department 1557016 Page 15 of 18 Parties and presumed to be supported by adequate consideration. 12.4 Partial Invalidity. If any term or provision of this contract is found to be illegal or unenforceable, such construction shall not affect the legality or validity of any of its other provisions. The illegal or invalid provision shall be deemed severable and stricken from the contract as if it had never been incorporated herein, but all other provisions shall continue in fall force and effect. 12.5 Non -waiver. The failure of any Party to insist upon strict performance of any of the terms or conditions herein, irrespective of the length of time of such failure, shall not be a waiver of that party's right to demand strict compliance in the future. No consent or waiver, express or implied, to or of any breach or default in the performance of any obligation under this contract shall constitute a consent or waiver to or of any breach or default in the performance of the same or any other obligation of this contract. 12.6 Official Capacity. The Parties agree that the signatories hereto are signing, executing and performing this contract only in their official capacity. OFFICE OF THE ATTORNEY GENERAL OF TEXAS Printed Name: Office of the Attorney General ICAC Subrecipient Grant Contract— Beaumont Police Department 1557016 Page 16 of 18 IBEAUMONT )POLICE DEPARTMENT Printed Name: . Authorized Offcialji I GRANT CONTRACT BETWEEN THE OFFICE OF THE ATTORNEY GENERAL AND BEAUMONT ]POLICE DEPARTMENT OAG Contract No. 1557016 Maximum Liability of the OAG. The OAG and GRANTEE agree that the total liability of the OAG to GRANTEE, directly or indirectly, arising out of this contract for reimbursement of all expenses, shall not exceed: TWELVE THOUSAND ONE HUNDRED TWENTY NINE DOLLARS AND 00/100 ($12,129) DOLLARS Subject to the limitations within this contract, the OAG :will reimburse GRANTEE for actual allowable and allocable costs paid according to the following amounts and budget categories: Budget Category Amount Personnel $0 Fringe Benefits $0 Professional & Contractual Services $0 Travel $0 Equipment: $0 Supplies $12,129 Other Direct Operating Expenses $0 Total $12,129 The maximum allowable expense for lodging is $115.00 per guest room per night including applicable taxes; the maximum allowable expense for meals is $56.00 per day. ACTUAL RECEIPTS for all expenses including, but not limited to, lodging, meals, rental cars and airfare MUST BE SUBMITTED. Alcohol and tips will not be reimbursed. The OAG cannot approve payment for non-refundable airline tickets and/or penalty fees incurred for altered travel plans (and/or any other expenses) should the conference/training be canceled or should the attendee not attend the training for any reason. ICAC Subrecipient Grant Contract— Beaumont Police Department 1557016 Page 17 of 18 GRANT CONTRACT BETVhTEN THE OFFICE OF THE ATTORNEY GENERAL AND BEAU'MONT POLICE DEPARTMENT OAG Contract No. 1557016 SPECIAL CONDITIONS Special Conditions are imposed by the OAG at its sole discretion. In addition to the ones identified in this exhibit to this contract, the OAG may, at its sole discretion, impose additional special conditions, with or without notice, without amending this contract. , GRANTEE'S signature on this contact will be treated as a signature agreement for each of the 19 pages of the Special Conditions, as attached. The Special Conditions that apply to this contract are: • Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Special Conditions of the Cooperative Agreement (OAG Award Document), 2012-MC-FX-K047, and any subsequent award document. ➢ Seven (7) pages. • Compliance with the Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, as provided in memo to Official Grant File, to Texas Office of the Attorney General and any subsequent award document. ➢ One (1) page. ® Department of Justice, Office of Justice Programs, Office of Juvenile Justice and Delinquency Prevention, Project Summary (OAG Award Document), 2012-MC-FX- 1K047. ➢ Two (2) pages. ® Compliance with the Department of Justice, Office of Justice Programs, Office of Civil Rights federal civil rights laws, as provided in letter dated September 17, 2014, to Texas Office of the Attorney General and any subsequent award document. ➢ Three (3) pages. • Department of Justice, Office of Justice Programs, Assurances — Standard Assurances. Six: (6) pages. ICAC Subrecipient Grant Contract— Beaumont Police Department 1557016 Page 18 of 18 Department of Justice r Office of Justice Programs :s+ Office of Juvenile Justice and Cooperative agreement PAGE I OF 7 Delinquency Prevention 1.RECIPMNTNAMEAND ADARESS (Including Zip Code) 4,AWARDNUMBERr 20I2-MC-FX647 Texas Office of tho Attorney General PO Box 12548 5. PROJECCPERIOD: FROM 07101/2012 TO 06/30/2015 Austin, TX 79711-2546 BUDGET PERIOD: FROM 0710112012 TO 00=015 6. AWARD DATE 09/17/2014 8, SUPPLEMENT NUMBER 7. ACTION Supplemental LA. GRANTEE IRSNENDOR NO. 746000057 02 9. PREVIOUS AWARD AMOUNT $ 919,624 3, PROJECT TITLE` 10. AMOUNT OF THIS AWARD $ 499,388 Texas Office of the Attorney General Southern ICAC Task Force t 1. TOTALAWARD $ 1,419,012 12, SPECIAL CONDITIONS THE ABOVE GRANT PROJECT is APPROVED SUBJEcrTo SUCH CONDTITONS OR LIMPCATIONS AS ARE SET FORTH ON THE ATTACHED PAGE(S). 13• STATUTORY AUTHORITY FOR OR This project is supported under FY14(OBDP ICAC Task Forces) Pub. L, No. It 3 76; 128 Stat. 5,64 IL METHOD OFPAYMENT GPRS AGENCYAPPROVAL GRANTEE ACCEPTANCE 16. TYPED NAME AND TITLE OF APPROVING OFFICIAL IS. TYPED NAME AND TITLE OF AUTHORIZED GRANTEE OFFICIAL Karol Virginia Mason DeniclHodgo AssistantAttorney General First Assistant Attorney General 17, SIGNATURE OF APPROVING OFFICIAL 19. SIGNATURE OF AUTHORIZED RECIPIENT OFFICIAL 19A. DATE AGENCY USE ONLY 21. LMCl'GT0142 -4. ACCOUNTING CLASSIFICATION CODES FISCAL FUND BUD. DIV. YEAR CODE ACC. OFC- REG. SUB, POMS AMOUNT X F MC 70 00 00 419388 OlP FORM 4000/2 (ASV. 5.87) PREVIOUS EDITIONS AREOESOLETE, OJP FORM 400012 (REV. 4-88) 0 Department of Justice Office of Justice Programs Office of Juvenile Justice and ^�^ Delinquency Prevention AWARD CONTINUATION SHEET Cooperative Agreement PAGE 2 OF 7 f PK01ECTNUM8EK 2012-MC-FX•KO47 AWARD&T6 0911712014 1 SPECIAL CONDITIONS 1. The recipient agrees to comply with the financial and administrative requirements set forth in the current edition of the Office of Justice Programs (OJP) Financial Guide, 2. The recipient acknowledges that failure to submit an accepta4le Equal Employment Opportunity Plan (if recipient is required to submit one pursuant to 28 C.F.R, Section 42.302). that is approved by the Office for Civil Rights, is a violation of its Certified Assurances and may result in suspension or termination of funding, until such time as the recipient is in compliance. 3. The recipient agrees to comply with the organizational audit requirements of OMB Circular A-133, Audits of States, Local Governments, and Non -Profit Organizations, and further understands and agrees that funds may be withheld, or other related requirements may be imposed, if outstanding audit issues (if any) from OMB Circular A-133 audits (and any otheraudits ofOJP grant funds) are not satisfactorily and promptly addressed, as further described in the current edition of the OJP Financial Guide. 4. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of the enactment, repeal, modification or adoption of any law, regulation or policy, at any level of government, without the express prior writt6n approval of OJP. 5. The recipient must promptly refer to the DOJ OIG any credible evidence that a principal, employee, agent, contractor, subgrantee, subcontractor, or other person has either 1) submitted a false claim for grant funds under the False Claims Act, or 2) committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar misconduct involving grant funds. This condition also applies to any subrecipients. Potential fraud, waste, abuse, or misconduct should be reported to the 010 by - mail: Office of the Inspector General U.S. Department of Justice Investigations Division 950 Pennsylvania Avenue, N.W. Room 4706 Washington, DC 20530 e-mail: oig.hot[ine@usdoj.gav hotline: (contact information in English and Spanish): (800) 869-4499 or hotline fax: (202) 616-9891 Additional information is available from the DOJ OIG websito at www,usdoj.govloig 6. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of any contract or subaward to either the Association of Community Organizations for Reform Now (ACORN) or its subsidiaries, without the express prior written approval of OJP. 7. The recipient agrees to comply with any additional requirements that maybe imposed during the grant performance period if the agency determines that the recipient is a high -risk grantee: Cf. 28 C.F.R. parts 66, 70, OJP FORM 4WM (REV. 4.88) Department of Justice Office of'Justice programs AWARD CONTINUATION 3 F Office of Juvenile Justice and SHEET PAGE 3 OF 7 Delinquency Prevention Cooperative Agreement PROJECTNUMBER 2012-MC-FX-KO47 AWARD DATE 09/17/2014 SPECIAL COND177ONS S. The recipient agrees to comply with applicable requirements regarding registration with the System for Award Management (SAM) (or with a successor government -wide system officially designated by OMB and OJP). The recipient also agrees to comply with applicable restdotions on subawards to first -tier subrecipients that do not acquire and provide &Data Universal Numbering System (DUNS) number. The details of recipient obligations are posted on the Office of Justice Programs web site at http:t/www.ojp.gov/funding/sam.htm (Award condition: Registration with the System for Award Management and Universal Identifier Requirements), and are incorporated by reference here. This special condition does not apply to an award to an individual who received the award as a natural person (i.e., unrelated to any business or non-profit organization that he or she may own or operate in his or her name). 9. Pursuant to Executive Order 13513, "Federal Leadership on Reducing Text Messaging Whiie Driving;' 74 Fed; Reg, 51225 (October 1, 2009), the Department encourages recipients and sub recipients to adopt and enforce policies banning employees from text messaging while driving any vehicle during the course of performing work funded by this grant, and to establish workplace safety policies and conduct education, awareness, and other outreach to decrease crashes caused by dish -acted drivers. 10. The recipient agrees to comply with all applicable laws, regulations, policies, and guidance (including specific cost limits, prior approval and reporting requirements, where applicable) governing the use of federal funds for expenses related to conferences, meetings, trainings, and other events, including the provision of food and/or beverages at such events, and costs of attendance at such events. Information on pertinent laws, regulations, policies, and guidance is available in the OJP Financial Guide Conference Cost Chapter. 11. The recipientunderstands and agrees that any training or training materials developed or delivered with funding provided under this award must adhere to the OJP Training Guiding Principles for Grantees and Subgrantees, available at http://www.pjp.usdoj.gov/funding/ojptrainingguiditigprinciples.htm. 12. The recipient agrees that if it currently has an open award of federal funds or if it receives an award of federal funds other than this OJP award, and those award funds bave been, are being, or are to be used, in whole or in part, for one or more of the identical cost items for which funds are being provided under this OJP award, the recipient will promptly notify, in writing, the grant manager for this OJP award, and, if so requested by OJP, seek a budget -modification or change -of -project -scope grant adjustment notice (CAN) to eliminate any inappropriate duplication of funding. 13. The recipient understands and agrees that award funds may not be used to discriminate against or denigrate the religious or moral beliefs of students who participate in programs for which financial assistance is provided from those funds, or of tine parents or legal guardians of such students. 14.' Tlne recipient understands and agrees that - (a) No award funds may be used to maintain or establish a computer network unless such network blocks the viewing, downloading, and exchanging of pomography, and (b) Nothing in subsection (a) limits the use of funds necessary for any Federal, State, tribal, or local law enforcement agency or any other entity carrying out criminal investigations, prosecution, or adjudication activities. 15. Prior to the expenditure of confidential funds, the recipient and any subrecipients agree to sign a certification indicating that he or she has read, understands, and agrees to abide by all of the conditions pertaining to confidential fund expenditures asset forth in the OJP Financial Guide. OJP FORM 400012 (REV. 4-88) P Department of Justice Office of justice Programs AWARD CONTINUATION Office of Juvenile Justice and. SHUT PAGE 4 OF 7 Delinquency Prevention Cooperative Agreement PROJECTNUMBER 2012-MC-FX-K047 AWARDDATE 09117/2014 SPECIAL CONDITIONS 16. The recipient agrees to comply with applicable requirements to report first -tier subawards of $25,000 or more and, in certain circumstances, to report the names and total compensation of the five most highly compensated executives of the recipient and first -tier subrecipients of award funds. Such data will be submitted to the FFATA Subaward Reporting System (FSRS). The details of recipient obligations, which derive from the Federal Funding Accountability and Transparency Act of 2006 (FFATA), are posted on the Office of Justice Programs web site at http:/Iwww.ojp.gov/funding/ffata.btm (Award, condition: Reporting Subawards and Executive Compensation), and are incgrporated by reference here. This condition, and its reporting requirement, does not,apply to grant awards made to an individual who received the award as a natural person (i,e., unrelated to any business or non-profit organization that he or she may own or operate in his or her name). 17. With respect to this award, federal funds may not be used to pay cash compensation (salaiy.plus bonuses) to any employee of the award recipient at a rate that excgeds I10% of the maximum ahnual salary payable to a member of the federal government's SeniorExecutiva Service (SES) at an agency with a Certified SES Performance Appraisal System for that year. (An award recipient may compensate an employee at a higher rate, provided the amount in excess of this compensation limitation is paid with non-federal funds.) This limitation on compensation rates allowable under this award may be waived on an individual basis at the discretion of the OJP official indicated in the program announcement under which this award is made. OJP FORM 400012 (REV. 4-88) Department of Justice office, oflusticePrograms AWARD CONTINUATION Office of Juvenile Justice and SHEET PAGE 5 of 7 Delinquency Prevention Cooperative Agreement PR07BCTMMBBR 2012-MC•FK•K047 AWARD DATE 09/17/2014 SPECUL CONDITIONS 18, Within 45 calendar days after the end of any conference, meeting, retreat, seminar, symposium, training activity, or similar event funded under this award, and the total cost ofwhich exceeds $20,000 in award funds, the recipient must .provide the program manager with the following information and itemized costs: 1) name ofevent; 2) event dates; 3) location of event; 4) number of federal attendees; 5) number of non-federal attendees; 6) costs of event space, including moms for break-out sessions; 7) costs of audiovisual services; 8) other equipment costs (e.g., computer fees, telephone fees); 9) costs of printing and distribution; 10) costs of meals provided during the event; 11) costs of refreshments provided during the event; 12) costs of event planner; 13) costs of event facilitators; and 14) any other costs associated with the event. The recipient must also itemize and report any of the following attendee (including participants, presenters, speakers) costs that are paid or reimbursed with cooperative agreement Bands: 1) meals and incidental expenses (MME portion ofper diem); 2) lodging, 3) transportation to/from event location (e.g., common carrier, Privately Owned Vehicle (POV)); and, 4) local transportation (e.g., rental car, POV) at event location. Note that if any item is paid for with registration fees, or any other non -award funding, then that portion of the expense does not need to be reported. Further instructions regarding the submission of this data, and how to determine costs, era available in the 01P Financial Guide Conference Cost Chapter. O]P FORM 4000/2 (REV. 4.88)' "Dolor K� r Department of Justice Office ofJustice Programs Office of Juvenffe Justice and Delinquency Prevention AWARD CONTINUATION SHEET Cooperative Agreement PAGE 6 OF 7 PROYECrNUMBER 2012-MC•FX-KO47 AWARr1DATE 09117l2014 ! SPECM CONDMONS 19. Approval of this award does not indicate approval of any consultant rate in excess of S650 per day. A detailed justifloation must be submitted to and approved by the Office o£Jusdee Programs (OJP) program office prior to obligation or expenditure of such funds. 20, The Office of juvenile Justice and Delinquency Prevention has elected to enter into a Cooperative Agreement rather than a grant with'the recipient This decision reflects tire mutual interest of the recipient and OJJDP in the operation of� the project as well as the anticipated level of Federal involvement in this project OJJDP's participatory role in the project is. as follows: a. Review and approve major work plans, including changes to such plans, and key decisions pertaining to project operations, b. Review and approve major project generated documents and materials used in the provision of project services. Provide guidance in significant project planning meetings, and participate in project sponsored training events or conferences. 21. The Project Director and key program personnel designated in the application shall be replaced only for compelling reasons. Successors to key personnel must be approved, and such approval is contingent upon submission of appropriate information, including, but not limited to, a resume. OJP wiilI not unreasonably withhold approval. Changes in other program personnel require only notification to OJP and submission ofresumes, unless otherwise designated in the award document.' 22. The recipient agrees -that it will submit quarterly financial status reports to OJP on-line (at hops:/Igrants.c jp.usdoj.gov) using the SF 425 Federal Financial Report form (available for viewing at www,whitehouse,goy/omb/grants/standard_forms/f£ report.pdf), not later than 30 days after the end ofeach calendar quarter. The final report shall be submitted not later than 90 days following the end of the award period. 23. The recipient shall submit semiannual progress reports. Progress reports shall be submitted within 30 days after the end of the reporting periods, which are June 30 and December 31, for the life of the award, These reports will be submitted to the Office of justice Programs, on-line through the Internet athttps://grants.ojp.usdoj.gov/. 24. The recipient agrees to submit a final report, at the end of this award documenting all relevant project activities during the entire period of support under this award. This report will include detailed information about the project(s) horded, including, but not limited to, information about how the funds were actually used for each purpose area, data to support statements of progress, and data concerning individual results and outcomes of funded projects reflecting project successes and.impacts. The final report is due no later than 90 days following the close of this award period or the expiration of any extension periods. This report will be submitted to the Office of Justice Programs, on-line through the Internet at httpsl/grants,ojp.usdoj.gov/. OJP FORM 4000/2 (RSV. 4-88) yr Department of Justice Office of Justice Programs Office of Juvenile Justice and �^ Delinquency Prevention AWARD CONTIWATION SHEET Cooperative Agreement PROJECTNUMSEP 2012-MC-FXKO47 AWARDDATE 0911720I4 SPECIAL CONDITIONS PAGE 7 OF 7 25. ICAC Annual Reports The recipient agrees to submit annual reports to OJP that set forth the following: (A) Staffing levels of the task force, including the number of investigators, prosecutors, education specialists, and forensic specialists dedicated to investigating and prosecuting Internet crimes against children. (13) investigation and prosecution performance measures of the task force, including— (i) the number of investigations initiated related to Internet crimes against children; (ii) the number of arrests related to Iatemet crimes against children; and (iii) the number of prosecutions for Internet crimes against children, including— (1) whether the prosecution resulted in a conviction for such crime; and (II) the sentence and the statutory maximum for such crime under State taw. (C) The number of referrals made by the task force to the United States Attorneys office, including whether the referral was accepted by the United States Attorney. (D) Statistics that account for the disposition of investigations that do not result in arrests or prosecutions, such as referrals to other law enforcement. (E) The number of investigative technical assistance sessions that the task force provided to nonmember law enforcement agencies. (F) The number of computer forensic examinations that the task force completed. (G) The number of law enforcemeht agencies participating in Internet crimes against children program standards established by the task force. 26. The recipient agrees to forward reports of ICAC Task Force Program Monthly Performance Measures to the OJJDP- designated site, 27. The recipient agrees to comply with the OJJDP approved ICAC Task Force Operational and Investigative Standards 28. The recipient acknowledges that the Office of Justice Programs (OJP) reserves a royalty -free, non-exclusive, and irrevocable license to reproduce, publish, or otherwise use, and authorize others to use (inwhole or in part, including in connection with derivative works), for Federal purposes: (1) any work subject to copyright developed under an award or subaward; and (2) any rights of copyright to which a recipient or subrecipient purchases ownership with Federal support. The recipient acknowledges that OJP has the right to (1) obtain, reproduce, publish, or otherwise use the data first produced under an award or subaward; and (2) authorize others to receive, reproduce, publish, or otherwise use such data for Federal purposes. "Data" includes data as defined in Federal Acquisition Regulation (FAR) provision 52.227- 14 (Rights in Data - general), It is the responsibility of the recipient (anal of each subrecipient, if applicable) to ensure that this'condition is included in any subaward under this award. The recipient has the responsibility to obtain from subrecipients, contractors, and subcontractors (if any) all rights and data necessary to falfill the recipient's obligations to the Government under this award. If aproposed subrecipient, contractor, or subcontractor refuses to accept terns affording the Government such rights, the recipient shall promptly bring such rofusal to the attention ofthe OJP program manager for the award and not proceed -with the agreement in question without further authorization from the OJP program office. OJP FORM 400M (REV. 4-se) • Department of Justice x' Office of Justice .programs ' Office of Juvenile Justice and Delinquency Prevention Warhinglon, AC. 10531 Memorandum To: Official Grant File From: Lou Ann Holland, Program Manager Subject: Categorical Exclusion for Texas Office of the Attorney General The recipient agrees to assist OJJDP to comply with the National Environmental Policy Act (NEPA) and other related federal environmental impact analyses requirements in the use of these grant funds either directly by the recipient or by a subrecipient. Accordingly, prior to obligating grant funds, the grantee agrees to first determine if any of the following activities will be related to the use of the grant funds and, if so, to advise OJJDP and request further NEPA implementation guidance, Recipient understands that this special condition applies to its activities whether or not they are being specifically funded with these grant funds. That is, as long as the activity is being conducted by the recipient, a subrecipient, or any third party and the activity needs to be undertaken in order to use these grant funds, this special condition must first be met. The activities covered by this special condition are: a, new construction; b. minor renovation or remodeling of a property either; (1) listed on or eligible for listing on the National Register of Historic Places or, (2) located within a 100-year flood plain; c, a renovation, lease, or any other proposed use of a building or facility that will either, (1) result in a change in its basic prior use or; (2) significantly change its size and; d. Implementation of a new program involving the use of chemicals other than chemicals that are; (1) purchased as an incidental component of a funded activity and; (2) traditionally used, for example, ih office, household, recreational, or education environments, Department of Justice GRANT MANAGER'S MEMORANDUM, PT. 1: Office of Jiutice Programs PROJECT SUMMARY Office of Juvetlile Justice and Delinquency Prevention C00P0T8tiV8 Agreement PROJECTNUMBER f PAGE I OF 1 2012-MC-PX-IC047 This project B supported under FY14(OJJDP ICAC Task Forces) Pub. L. No. 1I3-76,128 Stat. S. 64 1. STAFF CONTACT (Name & telephone number) 2. PROJECT DIRECTOR (Name, address & telephone number) Scan Pestridge Melissa Foley • . (202) 514-5655 GAG Lead Grants Planner POBox 12548 Austin, TX 78711-2548 (512) 463-0926 3s. TITLE OF THE PROGRAM 3b. POMS CODE (SEE INSTRUCTIONS ON REVERS OJJDPFY 14 Internet Crimes Against Children TaskForcelnvitedAwards_ 4, TITLE OF PROJECT Texas Office of the Attorney General Southern ICAC Task Force ' 5. NAME & ADDRESS OF GRANTEE 6• NAME & ADRESS OF SUBGRANTEE Texas Office of the Attorney Generat PO Box 12548 Austin, TX 78711-2548 7. PROGRAM PERIOD 8• BUDGET PERIOD TROM: 07/01/2012 TO: 06/3012015 FROM: 0710=2 TO: 06/30/20f5 9. AMOUNT OF AWARD I0. DATE OF AWARD $ 499,389 09/17/2014 . 11. SECOND YEARS BUDGET 12. SECOND YEAR'S BUDGET AMOUNT 13. THIRD YEAR'S BUDGET PERIOD 14. THIRD YEAR'S BUDGET AMOUNT 15. SUMMARY DESCRIPTION OE PROJECT (Scc instmaden on reverse) Pursuant to Section 104 of the PROTECT Our Children Aotof2008, the ICAC Task Force shall 1) consist of State and focal investigators, proseAtors, forensic specialists, and education spcoiaiists who am dedicated to addressing the goals of the task force; 2) engage in pmactWe investigations, forensic ea ninations, and effective prosewtions oflntemot crimes against children; 3) provide forensic, prevedlive, and investigative assistance to parents, educator, prosaators, law enforcement, and others concerned with InterricE crimes against children; 4) develop multijurisdictiomtl, multiagency responses and partnershipsbinternet crimes against children oifense4 through ongoing informational, udminisimtive, and technological support to other State and local taw enforcement agendas, as a means for such agencies to acquire the necessary Imowledge, personnel, and specialized equipment to investigate and prosecute such offenses; 5) pardelpaitin nationally coordinated Investigations in any case In which the Attorney General determines such participation to be necessary, as permitied by the availableamurce of such task force; 6) establish or adgpt investigative and prosecution standards consistent with norms, to which such task force shall comply; 7) investiamtc, and seek prosecution on, tips related to Internet crimes against children, including tips from Operation Fairplay, the National Internet Crones Against Chilkn Data System, OJP FORM 4000/2 (REV. 4-88) the National Center for Missing and Exploited Childre* CyberTipline, ICAC task forces, and other Federal, State, and local agencies, with priority being given to investigate leads that indicate possibility ofidentifying or resoning child viethns, Including investigative leads that indicate a likelihood of seriousness of offense or dangerousness to the community; 8) develop procedures for handling seized evidence, 9) maintain reports required by O1IDP and othterreports and records as determined by the Attorney General; and 10) seek to comply with national standards regarding the investigation and prosecution oflntemet crimes against children, as set forth by the Attorney General, to the extent such standards are consistent with the law of the State where the task force is located. The Texas Office ofthe Attorney General (OAO) recognizes ilia importance ofexpandingthe capacity of the Texas OAG Internet Crimes Against Children (ICAC) Task Force. As a result, using ODOP funds, theTexas Office of the Attorney General will be awarding several suit -awards to lawenforcement affiliate agencies. These sub -awards will allow the individual law an6rcement agenoies to determine their ownequipmentand trnining priorities. In addition, the task fbrccwill• continue to support one Investigator and two Forensic Examines. This award will also allow the OAG ICAC to increase their investigatory and computer forensic capabilities by purchasing monitors and hardware to support operations. NCA/CF OFFICE .FOR CIVIL RIGHTS Office of Justice Programs Department of Justice 810 7th Street, NW Washington, DC 20531 Tel: (202) 307-0690 TTY: (202) 307-2027 BrmaiL- askOCR@usdoj.gov Website: www.ojp.usdcj.gov/ocr September 17, 2014 Mr, Daniel Hodge Texas Office of the Attorney General PO Box 12548 Austin, TX 78711-2548 Dear Mr. Hodge: Congratulations on your recent award. In establishing financial assistance programs, Congress linked the receipt of federal funding to compliance with federal civil rights laws. The Office for Civil Rights (OCR), Office of Justice Programs (OJP), U.S. Department of Justice (D03) is responsible for ensuring that recipients of financial assistance from the OJP, the Office of Community Oriented Policing Services (COPS), and the Office on Violence Against Women (OVW) comply with the applicable federal civil rights laws. We at the OCR are available to help you and your organization meet the civil rights requirements that come with DOI funding. Rnsuring Access to Federally Assisted Programs Federal laws that apply to recipients of financial assistance from the DOI prohibit discrimination on the basis of race, color, national origin, religion, sex, or disability in funded programs or activities, not only in employment but also in the delivery of services or benefits. A federal law also prohibits recipients from discriminating on the basis of age in the delivery of services or benefits. In Match of 2013, President Obama signed the Violence Against Women Reauthorization Act of 2013. The statute amends the Violence Against Women Act of 1994 (VAWA) by including &nondiscrimination grant condition that prohibits discrimination based on actual or perceived race, color, national origin, religion, sex, disability, sexual orientation, or gender identity. The new nondiscrimination grant condition applies to certain programs funded after October 1, 2013. The OCR and the OV W have developed answers to some fiequently asked questions about this provision to assist recipients of VAWA funds to understand their obligations. The Frequently Asked Questions are available at http;//ojp.gov/aboutlocr/vawafags.htm. Enforcing Civil Rights Laws All recipients of federal financial assistance, regardless of the particular funding source, the amount of the grant award, or the number of �. employees in the workforce, are subject to prohibitions against unlawful discrimination. Accordingly, the OCR investigates recipients that are the subject of discrimination complaints from both individuals and groups. In addition, based on regulafory criteria, the OCR selects a number of recipients each year for compliance reviews, audits that require recipients to submit data showing that they are providing -services equitably to all segments of their service.population and that their employment practices meet equal opportunity standards. Providing Services to Limited English Proficiency (LEP) Individuals In accordance with DOS guidance pertaining to Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d, recipients of federal financial assistance must take reasonable steps to provide meaningful access to theirprogramss and activities forpersons withlimited English profioieney (LEP). See U.S. Department of Justice, Guidance to Federal Financial Assistance Recipients Regarding Title VI Prohibition Against National Origin Discrimination Affecting Limited English Proficient Persons, 67 Fed, Reg. 41,455 (2002). Formoreinformation on the civil rights responsibilities that reclpients have in providing language services to LEE individuals, please seethe website http:llwww.lep.gov. Ensaring Equal Treatment for Faith Eased Organizations The DOI regulation, Equal Treatment for Faith -Based Organizations, 28 C.F.R pt. 38, requires State Administering Agencies (SAAs) to treat faith -based organizations the same as any other applicant or recipient. The regulation prohibits SAAs from making awards or grant administration decisions on the basis of an organizatiores religious character or affiliation, religious name, or the religious composition of its board of directors. The regulation also prohibits faith -based organizations from using financial assistance from the DOJ to Hind inherently (or explicitly) religious activities. While faith -based organizations can engage in non -funded inherently religious activities, they must hold them separately from the program funded by the DOJ, and recipients cannot compal beneficiaries to participate in them, The Equal Treatment Regulation also makes clear that organizations participating in programs ibnded by the DOJ are not permitted to discriminate in the provision of services on the basis of a beneficiary's religion, For more information on the regulation, please see the OCR's website at http.f/www.ojp.usdoj.gov/aboutloor/equat_fboJituL SAAs and faith -based organizations should also note that the Omnibus Crime Control and Safe Streets Act (Safe Streets Act) of 1968, as amended, 42 U.S.C. § 3789d(c); the Victims of Crime Act of 1984, as amended, 42 U.S.C. § 10604(e); the Juvenile Justice and Delinquency Prevention Act of 1974, as amended, 42 U.S.C. § 5672(b); and VAWA, Pub. L. No. 113-4, sec. 3(b)(4), 127 Stat. 54, 61-62 (to be codified at 42 U.S.C. § 13925(b)(13)) contain prohibitions against discrimination on the basis of religion in employment Despite these nondiscrimination provisions, the DOJ has concluded that it may construe the Religious Freedom Restoration Act (RFRA) on a case -by - case basis to permit some faith based organizations to receive DOI funds while taking into account religion when hiring siaff, even if the statute that authorizes the funding program generally forbids recipients from considering religion in employment decisions. - Please consultwith the OCR if you have any questions about the regulation or the application of RFRA to the statutes that prohibit discrimination in employment. Using Arrest and Conviction Records in Malting Employment Decisions The OCR issued an advisory document for recipients on the proper use of arrest and conviction records in making hiring decisions_ See Advisory for Recipients offtancial Assistance from the U.S. Department of Justice on the U.S. Equal Employment Opportunity Commission's Enforcement Guidance: Consideration of Arrest and Conviction Records in Employment Decisions Under Title VII of the Civil Rights Act of I964 (June 2013), available at http://www.ojp,usdoj.gov//about/ocr/pdfs/UseofConviction Advisory pdf.' Recipients should be mindful that the misuse of arrest or conviction records to screen either applicants for employment or amployees forretention or promotion may have a disparate impact based on race or national origin, resulting in unlawful employment discrimination. In light of the Advisory, recipients should consult local counsel in reviewing their employment practices. If warranted, recipients should also incorporate an analysis of the use of arrest and conviction records in their Equal Employment Opportunity Plans (EEOPs) (see below). Complying with the Safe Streets Act An organization that is a recipient of financial assistance subject to the nondiscrimination provisions of the Safe Streets Act, must meet two obligations: (1) complying with the federal regulation pertaining to the development of an BEOP (see 28 C.P.R. pt. 42, subpt E) and (2) submitting to the OCR findings of discrimination (set 28 C.F.R. §§ 42.204(e), .205(c)(5)). Meeting the ESOP Requirement If your organization has less than fifty empIoyees.or receives an award of less than $25,000 or is a nonprofit organization, a medical . institution; an educational institution, or an Indian tribe, then it is exempt from the BEOP requirement, To elann the exemption, your organization must complete and submit Section A of the Certification Fort, which is available online at http://www.ojp.usdoj.goy/about/cer/pd&/Cert.pdE If your organization is a government agency or private business and receives an award of $25,000 or more, but less than $500,000, and has fifty or more employees (counting bath full- and part-time employees but exclnding political appointees), then it has to prepare a Utilization Report (formerly called an BBOP Short Form), but it does not have to submit the report to the OCR for review. Instead, your organization has to maintain the Utilization Report on file and make it available for review on request. In addition, your organization has to complete Section B of the Certification Form and return it to the OCR, The Certification Form is available at httpJ/Www.ojp.usdoj.goy/abouVoarlpdfs/certpdf. If your organization is a government agency orprivate business and has received an award for $500,000 or more and has fifty or more employees (counting both full- and part-time employees but excluding political appointees), then it has to prepare a Utilization Report (formerly called an BBOP ShortForm) and submitit to the OCR for review within sixty days from the date of this letter. For assistance in developing a Utilization Report, please consult the OCR's website at http:ilwww.ojp.usdoj,gov/abouVorr/eeop.htm. In addition, your . organization has to complete Section C of the Certification Form and return it to the OCR. The Certification Porn is available at http;Nwww.ojp.usdoj.gov/about/ocr/pdfs/cert,pdf. To comply with the BEOP requirements, you may request technical assistance from an BEOP specialist at the OCR by telephone at (202) 307-0690, by7TY at (202) 307-2027, or by e-mail atEBOsubmisson@usdoj.gov. Meeting the Requirement to Submit Findings of Discrimination If in the three years prior to the date of the grant award, your organization has received an adverse finding of discrimination based on race, color, national origin, religion, or sex, after a due -process hearing, from a state or federal court or from a state or federal administrative agency, your organization must send a copy ofthe finding to the OCR. Ensuring the Compliance of Subreciplents 1. SAAs must have standard assurances to notify subreoipients of their civil rights obligations, written procedures to address discrimination complaints filed against subrecipients, methods to monitor subrecipients' compliance with civil rights requirements, and aprogram to train subrecipients on applicable civil rights laws.. In addition, SAAs must submit to the OCR every three years written Methods of Administration (MOA) that summarize the policies and procedures that they have implemented to ensure the ON11rights compliance of subrecipients. For more information on the MOA requirement, see httpJ/Www.ojp.usdoj.govtfund nglotlter regnirements htm. If the OCR can assist you in any way in fulfilling your organization's civil rights responsibilities as arecipient of federal financial assistance, please contactus, Sincerely, r� Michaol L. Alston Director cc: Grant Manager Financial Analyst U.S. DEPARTMENT OF JUSTICE OFFICE OF JUSTICE PROGRAMS OFFICE OF THE COMPTROLLER CERTIFICATIONS REGARDING LOBBYING; DEBARMENT, SUSPENSION AND OTHER RESPONSIBILITY (MATTERS AND DRUG -FREE WORKPLACE REQUIREMENTS Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review the instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification requirements under 28 CFR Part 69, "New Restrictions on Lobbying" and 28 CFR Part 67, "Government -wide Debarment and Suspension (Non -procurement) and Government -wide Requirements for Drug -Free Workplace (Grants)." The certifications shall be treated as a material representation of fact upon which reliance will be placed when the Department of Justice determines to, award the covered transaction, grant, or cooperative agreement. 1, LOBBYING As required by Section 1352, Title 31 of the US. Code, and implemented at 28 CFR Part 69, for persons entering into a grant or cooperative agreement over $100,000, as defined at 28 CFR Part 69, the applicant certifies that: (a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the making of any Federal grant, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal grant or cooperative agreement; (b) if any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to Influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal grant or cooperative agreement, the undersigned shall complete and submit Staridard Form - LLL, "Disclosure of Lobbying Activities," in accordance with its instructions; (c) The undersigned shall require that the.language of this certification be included in the award documents for all subawards at all tiers (including subgrants, contracts under grants and cooperative agreements, and subcontracts) and that all sub -recipients shall certify and disclose accordingly, 2. DEBARMENT SUSPENSION AND OTHER RESPONSIBILITY MATTERS (DIRECT RECIPIENT). As required by Executive Order 12549, Debarment and Suspension, and implemented at 28 CFR Part 67, for prospective participants in primary covered transactions, as defined at 28 CFR Part 67, Section 67.510 A. The applicant certifies that it and its principals: (a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, sentenced to a denial of Federal benefits by a State or Federal court, or voluntarily excluded from covered transactions by any Federal department or agency; (b) Have not within a three-year period preceding this application been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State, or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission . of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; (c) Are not presently indicted for or otherwise criminaily or civilly charged by a governmental entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (1)(b) of this certification; and (d) Have not within a three-year period preceding this application had one or more public 'transactions (Federal, State, or local) terminated for cause or default; and B. Where the applicant is unable to certify to any of the statements in this certification, he or she shall attach an explanation to this application. 3. DRUG -FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) As required by the Drug -Free Workplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67 Sections 67.615 and 67.620 A. The applicant certifies that it will or will continue to provide a drug -free workplace by; (a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; (b) Establishing an on -going drug -free awareness program to inform employees about (1) The dangers of drug abuse in the workplace; (2) The grantee's policy of maintaining a drug -free workplace; (3) Any, available drug counseling, rehabilitation, and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee to be engaged in the performance of the grant be given a copy of the statement required by paragraph (a); (d) Notifying the. employee in the statement required by paragraph (a) that, as a condition of employment under the grant, the employee will (1) Abide by the terms of the statement; and (2) Notify the employer in writing of his or her conviction for a violation of a criminal .drug statute occurring in the workplace no later than five calendar days after such conviction; (e) Notifying the agency, in writing, within 10 calendar days after receiving notice under subparagraph (d)(2) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to: Departinent of Justice Office of Justice programs ATfN: Control Desk 810 Seventh Street, N.W., Washington, D.C. 20531 Notice shall include the identification nurriber(s) of each affected grant; (f) Taking one. of the following actions, within 30 calendar days of receiving notice under subparagraph (d)(2), with respect to any employee who is so convicted (1) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or (2y Requiring such employee to participate satisfactorily in a drug abuse ' assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; (g) Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs (a), (b), (c), (d), (e), and (f). I B. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: Place of Performance (Street address, city, county, state, zip code) i Check if there are workplaces on file that are not identified here. Section 67, 630 of the regulations provides that a grantee that is a State may; elect to make one certification in each Federal fiscal year. A copy of which should be included with each application for Department of Justice funding. States and State agencies may elect to use OJP Form 4061/7. Check if the State has elected to -complete OR Form 406117. I I L i f I � I DRUG -FREE WORKPLACE,(GRANTEES NTE£S WHO ARE 1NDIVIDUALS1 As required by the Drug -Free A(orkplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR Part 67; Sections 67,615 and 67.620 A. As a condition of the grant, l certify that i will not engage in the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance in conducting any activity with the grant; and B. If convicted of a criminal drug offense resulting from a violation occurring during the conduct of any grant activity, t will report the conviction, in writing, within 10 calendar days of the conviction, to: Department of Justice Office of Justice Programs ATTN: Control Desk 810 Seventh Street, NW, Washington, D.C. 20531 As the duty authorized representative of the applicant, I hereby certify that the applicant Will comply with the above certifications. 1Grantee Name and Address: /�Ji 4� �Yau� pa 2. Application Number andlor Project Name; lfi� 0 3. Grantee IRS/Vendor Number ^ �� 4. Type/Print Name and Title of Authorized Representative 6. Sianature 6. Date OJP FORM 4061/6 (3-91) REPLACES OJP FORMS 406112, 406113 AND 406114 WHICH ARE OBSOLETE OFFICE OF JUSTICE. PROGRAMS BJA NIJ OJJDP 3JS OVC OMB APPROVAL NO. 1121-0140 EXPIRES 06130/2009 STANDARD ASSURANCES The Applicant hereby assures and certifies compliance with all applicable Federal statutes, regulations, policies, guidelines, and requirements, including OMB Circulars A-21, A-87, A-102, A-110, A-122, A- 133; Ex. Order 12372 (intergovernmental review of federal programs); and 28 C.F.R, pts. 66 or 70 (administrative requirements for grants and cooperative agreements). The applicant also specifically assures and certifies that: 1. It has the legal authority to apply for federal assistance and the institutional, managerial, and financial capability (including funds sufficient to pay any required non-federal share of project cost) to ensure proper planning, management, and completion of the project described in this application. 2. It will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. :3. It will give the awarding agency or the General Accounting Office, through any authorized representative, access to and the right to examine all paper or electronic records related to the financial assistance. 4. It will comply with all lawful requirements imposed by the awarding agency, specifically including any applicable regulations, such as 28 C.F.R. pts. 18, 22, 23, 30, 35, 38, 42, 61, and 63, and the award term in 2 C.F.R. § 175,15(b). 5. It will assist the awarding agency (if necessary) in assuring compliance with section 106 of the National Historic Preservation Act of 1966 (16 U.S.C. § 470), Ex. Order 11593 (identification mid protection of historic properties), the Archeological and Historical Preservation Act of 1974 (16 U.S.C. § 469 a-1 et seq.), and the National Environmental Policy Act of 1969 (42 U.S.C. § 4321). 6. It will comply (and will require any subgrantees or contractors to comply) with any applicable statutorily -imposed nondiscrimination requirements, which may include the Omnibus Crime Control and Safe Streets Act of 1968 (42 U.S.C. § 3789d); the Victims of Crime Act (42 U.S.C. § I0604(e)); The Juvenile Justice and Delinquency Prevention Act of 2002 (42 U.S.C. § 5672(b)); the Civil Rights Act of 1964 (42 U.S.C. § 2000d); the Rehabilitation Act of 1973 (29 U.S.C. §7 94); the Americans with Disabilities Act of 1990 (42 U.S.C.§ I2131-34); the Education Amendments of 1972 (20 U.S.C. §§1681, 1683, 1685-86); and the Age Discrimination Act of 1975 (42 U.S.C. §§ 6101-07); see Ex. Order 13279 (equal protection of the laws for faith -based and community organizations). 7. If a governmental entity - a) it will comply with the requirements of the Uniform Relocation Assistance and Real Property Acquisitions Act of 1970 (42 U.S.C.§ 4601 et seq.), which govern the treatment of persons displaced as a result of federal and federally -assisted programs; and b) it will comply with requirements of 5 U.S.C.§§ 1501-08 and §§7324-28, which limit certain political activities of State or local government employees whose principal employment is in connection with an activity financed in whole or in Pr by federal assistance. r1' I2-/0-0 Signature Date Date