HomeMy WebLinkAboutRES 13-149 RESOLUTION NO.13-149
BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF BEAUMONT:
THAT the City Manager be and he is hereby authorized to execute a Memorandum of
Understanding between the City of Beaumont and Texas Department of Transportation
(TxDOT) to implement a Disadvantaged Business Enterprise Program (DBE Program)
relating to the Hike and Bike Trail Phase II- Dowlen Road to Major Drive Project. Said
Memorandum of Agreement is substantially in the form attached hereto as Exhibit"A" and
made a part hereof for all purposes.
PASSED BY THE CITY COUNCIL of the City of Beaumont this the 16th day of July,
2013.
��l - a r Becky Ames -
ri= Form 2395
(Rev,t 1111)
r Page t of 6
MEMORANDUM OF UNDERSTANDING
REGARDING THE ADOPTION OF THE TEXAS DEPARTMENT OF
TRANSPORTATION'S FEDERALLY-APPROVED DISADVANTAGED BUSINESS
ENTERPRISE PROGRAM BY CITY OF BEAUMONT
This Memorandum of Understanding(MOU) is by and between the TEXAS DEPARTMENT OF
TRANSPORTATION(TxDOT),an agency of the State of Texas;and
CITY OF BEAUMONT ,a political subdivision of the State of Texas.
Whereas,from time to time CITY OF BEAUMONT receives federal
funds from the Federal Highway Administration(FHWA)through TxDOT to assist
CITY OF BEAUMONT with the construction and design of projects
partially or wholly funded through FHWA;and
Whereas, CITY OF BEAUMONT ,as a sub-recipient of federal funds,
is required by 49 CFR 26, to implement a program for disadvantaged business enterprises (DBEs), as
defined by 49 CFR 26(DBE Program); and
Whereas, TxDOT has implemented a Disadvantaged Business Enterprise Program (DBE
Program)that is approved by the FHWA pursuant to 49 CFR part 26;and
Whereas,certain aspects of CITY OF BEAUMONT 's
procurement of construction and design services are subject to review and/or concurrence by TxDOT as
a condition of receiving federal finds from FHWA through TxDOT;and
Whereas, CITY OF BEAUMONT and TxDOT undertake substantially
similar roadway construction projects and design projects and construct and design their respective
projects using substantially the same pool of contractors;and
Whereas, CITY OF BEAUMONT desires to implement a federally
compliant DBE Program by adopting the TxDOT approved program,as recommended by FHWA;and
Whereas,TxDOT and CITY OF BEAUMONT find it appropriate to
enter into this MOU to memorialize the obligations,expectations and rights each has as related to
CITY OF BEAUMONT 's adoption of the TxDOT DBE's Program to meet
the federal requirements;
Now,therefore,TxDOT and CITY OF BEAUMONT ,in consideration of
the mutual promises, covenants and conditions made herein, agree to and acknowledge the following:
(1) TxDOT has developed a DBE Program and annually establishes a DBE goal for Texas that is
federally approved and compliant with 49 CFR 26 and other applicable laws and regulations.
(2) CITY OF BEAUMONT is a sub-recipient of federal assistance for
construction projects and design projects and, in accordance with 49 CFR §26.21,must comply with a
federally approved DBE Program. The CITY OF BEAUMONT receives its
federal assistance through TxDOT. As a sub-recipient, CITY OF BEAUMONT
has the option of developing its own program or adopting and operating under TxDOT's federally
approved DBE Program. The FHWA recommends that sub-recipients, such as
CITY OF BEAUMONT ,adopt the DBE program,administered through TxDOT,
and CITY OF BEAUMONT by its prescribed protocol adopted the TxDOT DBE
Program as of the date when adoption occurred.
ExHiBrr ,,A"
r-- - - ---
Form 2395(Rev.11/11)
Page 2 of 6
(3)This MOU evidences FHWA's and TxDOT's consent to the adoption of the TxDOT DBE Program by
CITY OF BEAUMONT to achieve its DBE participation in federally assisted
Construction and Design Projects.
(4)The parties will work together in good faith to assure effective and efficient implementation of the
DBE Program for CITY OF BEAUMONT and for TxDOT.
(5) CITY OF BEAUMONT and TxDOT have agreed upon the following delegation
of responsibilities and obligations in the administration of the DBE Program adopted by
CiTY OF BEAUMONT
(a) CITY OF BEAUMONT will be responsible for project monitoring and data
reporting to TxDOT. CITY OF BEAUMONT will furnish to TxDOT any
required DBE contractor compliance reports,documents or other information as may be required
from time to time to comply with federal regulations. TxDOT will provide the necessary and
appropriate reporting forms,to CITY OF BEAUMONT
(b) CITY OF BEAUMONT will recommend contract-specific DBE goals
consistent with TxDOTs DBE guidelines and in consideration of the local market,project size,and
nature of the good(s)or service(s)to be acquired. CITY OF BEAUMONT 's
recommendation may be that no DBE goals are set on any particular project or portion of a project or
that proposed DBE goals be modified. CITY OF BEAUMONT and TxDOT will
work together to achieve a mutually acceptable goal,however,TxDOT will retain final decision-
making authority regarding DBE goals.
(c)TxDOT will cooperate with CITY OF BEAUMONT in an effort to meet the
timing and other requirements of CITY OF BEAUMONT projects.
(d) CITY OF BEAUMONT will be solely responsible for the solicitation and
structuring of bids and bid documents to procure goods and services for its projects that use federal
funds and will be responsible for all costs and expenses incurred in its procurements.
(e)The DBEs eligible to participate on TxDOT construction projects or design projects also will be
eligible to participate on CITY OF BEAUMONT construction projects or design
projects subject to the DBE Program.The DBEs will be listed on TxDOT's website under the Texas
Unified Certification Program(TUCP).
M CITY OF BEAUMONT will conduct reviews and provide reports with
recommendations to TxDOT concerning any DBE Program compliance issues that may arise due to
project specific requirements such as Good Faith Effort(GFE),Commercially Useful Function
(CUF),etc. CITY OF BEAUMONT and TxDOT will work together to achieve a
mutually acceptable goal,however,TxDOT will retain final decision-making authority on those issues
and reserves the right to perform compliance reviews. CITY OF BEAUMONT
shall provide TxDOT with a listing of sanctions that will be assessed against contractors for violation
of federal DBE regulations and its procedures for investigation of violations and assessment of
sanctions for documented violations. CITY OF BEAUMONT will require
contractors for its FHWA federally assisted projects to use the attached forms as follows:
Form 2395(Rev.11/11)
Page 3 of 6
Attachment 1 —Disadvantaged Business Enterprise(DBE) Program Commitment Agreement
Form SMS 4901
Attachment 2—DBE Monthly Progress Report Form SMS 4903
Attachment 3—DBE Final Report Form SMS 4904
Attachment 4—Prompt Payment Certification Form (Federal-air Projects)2177
(g) CITY OF BEAUMONT will designate a liaison officer to coordinate efforts
with TxDOT's DBE Program administrators and to respond to questions from the public and private
sector regarding CITY OF BEAUMONT 's administration of the DBE Program
through TxDOT.
(h) CITY OF BEAUMONT will be responsible for providing TxDOT with
DBE project awards and DBE Commitments, monthly DBE reports, DBE Final Reports, DBE
shortfall reports,and annual and updated goal analysis and reports.
(i)TxDOT will be responsible for maintaining a directory of firms eligible to participate in the
DBE Program,and providing business development and outreach programs.
CITY OF BEAUMONT and TxDOT will work cooperatively to provide
supportive services and outreach to DBE firms in CITY OF BEAUMONT area.
(j) CITY OF BEAUMONT will submit DBE semi-annual progress reports to TxDOT.
(k) CITY OF BEAUMONT will participate in TxDOT sponsored training
classes to include topics on Title VI of the Civil Rights Act of 1964, DBE Annual Goals, DBE Goal
Setting for Construction Projects and Design Projects, DBE Contract Provisions,and DBE Contract
Compliance, which may include issues such as DBE Commitments, DBE Substitution, and Final
DBE Clearance. TxDOT will include DBE contractors performing work on
CITY OF BEAUMONT projects in the DBE Education and Outreach Programs.
(1)The Executive Director of CITY OF BEAUMONT will implement all federal
requirements,including those stated in Attachments A through F,which are incorporated as though
fully set out herein for all purposes.
(m)In accordance with 23 CFR 200.1, CITY OF BEAUMONT shalt develop
procedures for the collection of statistical data(race,color,religion,sex,and national origin)of
participants in ,and beneficiaries of Sate highway programs, i.e.,relocatees,impacted citizens and
affected communities;develop a program to conduct Title VI review of program areas;and conduct
annual reviews of special emphasis program areas to determine the effectiveness of program area
activities at all levels. TxDOT, in accordance with federal law,may conduct compliance reviews by
TxDOT's Office of Civil Rights(OCR).
(n) CITY OF BEAUMONT will comply with 49 CFR 26.29 as stated in
Attachment F.
(6)In the event there is a disagreement between TxDOT and CITY OF BEAUMONT
about the implementation of the TxDOT DBE Program by CiTY OF BEAUMONT
the parties agree to meet within ten (10) days of receiving a written request from the other party of a
desire to meet to resolve any disagreement. The parties will make good faith efforts to resolve any
disagreement as efficiently as is reasonably possible in consultation with FHWA. Non-compliance by
CITY OF BEAUMONT can result in restitution of federal funds to TxDOT and
withholding of further federal funds upon consultation with FHWA.
Form 2395(Rev.11/11)
Page 4 of 6
(7)This MOU becomes effective upon execution by all parties and automatically renews each year
unless a party notifies the other parties of its intent to tenninate the agreement.
(8) If this MOU is terminated for any reason, CITY OF BEAUMONT will be
allowed reasonable time in which to seek approval from FHWA for an alternative DBE Program,
without being deemed non-compliant with 49 CFR Part 26.
(9)This MOU applies only to projects for which CITY OF BEAUMONT is a sub-
recipient of federal funds through TxDOT. CITY OF BEAUMONT may also
implement a Minority and Women-Owned Small Business Enterprise(M/W/SBE)policy and program
that applies to projects for which it is not a sub-recipient of federal funds through TxDOT and which
are not subject to the TxDOT DBE Program. CITY OF BEAUMONT may,at its
option,use some aspects of the TxDOT DBE Program and other similar programs in implementing its
other policies and programs for its non-federally funded projects.
(10)The following attachments to this MOU are also incorporated as if fully set out herein for all
purposes:
Attachment A—FHWA Memorandum HCR-1/HIF-1 (relating to access required by the Americans with
Disabilities Act of 1990 and Section 504 of the Rehabilitation Act of 1973);
Attachment B—SPECIAL PROVISION—LOCAL GOVERNMENT/RMA/NON-STANDARD
CONTRACTS
Attachment C—49 CFR §26.13(contractual assurances)
Attachment D—DBE Program Compliance Guidance for Local Government Agencies
Attachment E—FH WA Form 1273
Attachment F—Texas Department of Transportation(TxDOT)Disadvantaged Business Enterprise
(DBE)Program with attachments as follows:
Attachment F1 —DBE Regulations:49 CFR Part 26
Attachment F2—DBE Special Provisions 000-1966
Attachment F3—TxDOT's Organizational Chart
Attachment F4—Measurement and Payment Special Provision 009-007
Attachment F5—Texas Unified Certification Program(TUCP)DBE directory
example and website address to the directory
Attachment F6—DBE Goal Methodology
Attachment F7—DBE Bidder Certification
Attachment F8—DBE Joint Check Approval Form
Attachment F9—TUCP Standard Operating Procedures(SOP)
Attachment F 10—TUCP Memorandum of Agreement(MOA)
Attachment 1711 —Forms list
(1 1)The following procedure shall be observed by the parties in regard to any notifications:
(a) Any notice required or permitted to be given under this MOU shall be in writing and may be
effected by personal delivery, by hand delivery through a courier or a delivery service,or by
form 2395(Rev.11/11)
Page 5 of 6
registered or certified mail, postage prepaid, return receipt requested, addressed to the proper
party,at the following address:
CiTY OF BEAUMONT
KYLE 14AYES
CITY MANAGER
Hand Delivery:
801 MAIN STREET, SUITE 300,BEAUMONT,TEXAS,77704
Registered or Certified Mail (Return receipt requested):
801 MAIN STREET,SUITE 300,BEAUMONT,TEXAS,77704
TEXAS DEPARTMENT OF TRANSPORTATION
DBE Liaison
Office of Civil Rights
Address: 125 E. 1 Ith Street
Austin,Texas 78701
(b)Notice by personal delivery or hand delivery shall be deemed effective immediately upon
delivery,provided notice is given as required by Paragraph(a)hereof. Notice by registered or
certified mail shall be deemed effective three(3)days after deposit in a U.S. mailbox or U.S.
Post Office,provided notice is given as required by Paragraph(a)hereof.
(c) Either party hereto may change its address by giving notice as provided herein.
(12)This MOU may be modified or amended only by written instrument,signed by both
CITY OF BEAUMONT and the TxDOT and dated subsequent to the effective
date(s)of this MOU. Except as authorized by the respective parties,no official,employee,agent,or
representative of the parties has any authority,either express or implied,to modify or amend this MOU.
(13)The provisions of this MOU are severable. if any clause,sentence,provision,paragraph,or article
of this MOU,or the application of this MOU to any person or cir-cumstance is held by any court of
competent•jurisdiction.to be invalid,illegal,or unenforceable for any reason,such invalidity, illegality,
or unenforceability shall not impair,invalidate,nullify,or otherwise affect the remainder of this MOU,
but the effect thereof shall be limited to the clause,sentence,provision,paragraph,or article so held to
be invalid, illegal,or unenforceable,and the application of such clause,sentence,provision, paragraph,
or article to other persons or circumstances shall not be affected;provided,however,
CITY OF BEAUMONT and TxDOT may mutually agree to terminate this MOU.
(14)The following provisions apply in regard to construction of this MOU:
(a)Words of any gender in this MOU shall be construed to include the other,and words in either
number shall be construed to include the other, unless the context in this MOU clearly requires
otherwise.
Form 2395 (Rev.11/11)
Page 6 of 6
(b)When any period of time is stated in this MOU,the time shall be computed to exclude the first
day and include the last day of the period. If the last day of any period falls on a Saturday,Sunday,
or national holiday,or state or county holiday,these days shall be omitted from the computation.
All hours stated in this MOU are stated in Central Standard Time or in Central Daylight Savings
Time,as applicable.
(15)This MOU shall not be construed in any way as a waiver by the parties of any immunity from suit or
liability that parties may have by operation of law,and the parties hereby retain all of their respective
affirmative defenses.
EXECUTED in duplicate originals by TxDOT and CITY OF BEAUMONT ,acting
through each duly authorized official and effective on the latest date signed.
The signatories below confirm that they have the authority to execute this MOU and bind their principles.
TEXAS DEPARTMENT OF TRANSPORTATION CITY OF BEAUMONT
By: By:
Phil Wilson KYLE HAYES
Executive Director CITY MANAGER
Date: Date: