HomeMy WebLinkAboutRES 06-348 RESOLUTION NO. 06-348
BE IT RESOLVED BY THE CITY COUNCIL
OF THE CITY OF BEAUMONT:
THAT the City Manager be and he is hereby authorized to execute a Local Transportation
Project Advanced Funding Agreement for a Congestion Mitigation/Air Quality Project with
the Texas Department of Transportation and the South East Texas Regional Planning
Commission. The agreement is substantially in the form attached hereto as Exhibit "A"
and made a part hereof for all purposes.
PASSED BY THE CITY COUNCIL of the City of Beaumont this the 14th day of
November, 2006.
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Mayor Guy N. Goodson -
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City of Beaumont
CSJ: 0920-00-066
Traffic Signal Preemption
Funding Category: CMAQ
STATE OF TEXAS §
COUNTY OF TRAVIS §
LOCAL TRANSPORTATION PROJECT
ADVANCE FUNDING AGREEMENT
For A
Congestion Mitigation/Air Quality Project
THIS AGREEMENT (the Agreement) is made by and between the State of Texas, acting by
and through the Texas Department of Transportation hereinafter called the "State", the South
East Texas Regional Planning Commission, acting by and through its duly authorized
officials, hereinafter called the "MPO", and the City of Beaumont, Texas, acting by and
through its duly authorized officials, hereinafter called the "City".
WITNESSETH
WHEREAS, the Intermodal Surface Transportation and Efficiency Act of 1991 (ISTEA) and
.the Transportation Equity Act for the 21St Century (TEA-21) codified under Title 23 U.S.C.
Section 101 et seq., authorize transportation programs to meet the challenges of protecting
and enhancing communities and the natural environment and advancing the nation's
economic growth and competitiveness; and
WHEREAS, ISTEA and TEA-21 establish federally funded programs for transportation
improvements to implement its public purposes; and
WHEREAS, the Texas Transportation Code, Sections 201.103 and 222.052 establish that
the State shall design, construct and operate a system of highways in cooperation with local
governments; and
WHEREAS, federal and state laws require local governments to meet certain contract
standards relating to the management and administration of State and federal funds; and
WHEREAS, the Texas Transportation Commission passed Minute Order 107737, authorizing
the State to undertake and complete a highway improvement generally described as the
installation of traffic signal preemption devices.
WHEREAS, the Governing Body of the MPO has approved entering into this Agreement by
resolution or ordinance dated and the Governing Body of the City
has approved entering into this Agreement by resolution or ordinance dated
, both of which are attached hereto and made a part hereof as
Attachment "A" for the installation of traffic signal preemption devices at locations that may
include but are not limited to those listed in Attachment "B" hereinafter referred to as the
Project.
Page 1 of 8 EXHIBIT "A"
NOW, THEREFORE, in consideration of the premises and of the mutual covenants and
agreements of the parties hereto, to be by them respectively kept and performed as
hereinafter set forth, it is agreed as follows:
AGREEMENT
1. Period of the Agreement
This Agreement becomes effective when signed by the last party whose signing makes
the Agreement fully executed. This Agreement shall remain in effect until the Project is
completed or unless terminated as provided below.
2. Scope of Work
The scope of work for this Agreement is described as the installation of traffic signal
preemption devices at locations that may include but are not limited to those listed in
Attachment "B" along with the installation of eighteen (18) emitters.
3. Local Project Sources and Uses of Funds
a. The total estimated cost of the Project is shown in the Project Budget - Attachment "C"
which is attached hereto and made a part hereof. The expected cash contributions
from the federal or State government, the MPO, the City or other parties is shown in
Attachment "C". The State will pay for only those project costs that have been
approved by the Texas Transportation Commission. Any work done prior to federal
authorization will not be eligible for reimbursement. It is the MPO's responsibility to
verify with the State that the Federal Letter of Authority has been issued for the work
covered by this Agreement.
b. This project cost estimate shows how necessary resources for completing the project
will be provided by major cost categories. These categories may include but are not
limited to: (1) costs of real property; (2) costs of utility work; (3) costs of environmental
assessment and remediation; (4) cost of preliminary engineering and design; (5) cost
of construction and construction management; and (6) any other local project costs.
c. The State will be responsible for securing the Federal and State share of the funding
required for the development and construction of the local project. If the MPO is due
funds for expenses incurred, these funds will be reimbursed to the MPO on a cost
basis.
d. The MPO will be responsible for all non-federal and non-state participation costs,
including all project cost overruns, unless provided for in this agreement or through
amendment of this agreement.
e. At least sixty (60) days prior to the date set for receipt of the construction bids, the
MPO shall remit its remaining financial share for the State's estimated construction
oversight and construction costs.
f. In the event the State determines that additional funding is required by the MP0 at
any time during the Project, the State will notify the MPO in writing. The MPO will
make payment to the State within thirty (30) days from receipt of the State's written
notification.
g. Upon completion of the Project, the State will perform an audit of the Project costs.
Any funds due to the MPO, the.State, or the Federal government will be promptly paid
by the owing party.
h. The State will not pay interest on any funds provided by the MPO.
i. If a waiver has been granted, the State will not charge the MPO for the indirect costs
the State incurs on the local project, unless this Agreement is terminated at the
request of the MPO prior to completion of the project.
Page 2 of 8
j. If the project has been approved for a "fixed price" or an "incremental payment" non-
standard funding or payment arrangement under 43 TAC §15.52, the budget in
Attachment "C" will clearly state the amount of the fixed price or the incremental
payment schedule.
k. If the City is an Economically Disadvantaged County and if the Texas Transportation
Commission has approved adjustments to the standard financing arrangement, this
Agreement reflects those adjustments.
I. The state auditor may conduct an audit or investigation of any entity receiving funds
from the state directly under the contract or indirectly through a subcontract under the
contract. Acceptance of funds directly under the contract or indirectly through a
subcontract under this contract acts as acceptance of the authority of the state
auditor, under the direction of the legislative audit committee, to conduct an audit or
investigation in connection with those funds.
The State will not execute the contract for the construction of the project until the required
funding has been made available by the MPO in accordance with this Agreement.
4. Termination of this Agreement
This Agreement shall remain in effect until the project is completed and accepted by all
parties, unless:
a. the Agreement is terminated in writing with the mutual consent of the parties, or;
b. because of a breach of this Agreement. Any cost incurred due to a breach of contract
shall be paid by the breaching party.
c. After the PS&E the MPO may elect not to provide the funding and the Project does not
proceed because of insufficient funds; the MPO agrees to reimburse the State for its
reasonable actual costs incurred during the project.
5. Amendments
Amendments to this Agreement due to changes in the character of the work or terms of
the Agreement, or responsibilities of the parties relating to the Project may be enacted
through a mutually agreed upon, written amendment.
6. Remedies
This Agreement shall not be considered as specifying the exclusive remedy for any
agreement default, but all remedies existing at law and in equity may be availed of by
either party to this Agreement and shall be cumulative.
7. Utilities
The MPO or its contractor shall be responsible for the adjustment, removal, or relocation
of utility facilities in accordance with applicable State laws, regulations, rules, policies, and
procedures, including any cost to the State of a delay resulting from the MPO or its
contractor's failure to ensure that utility facilities are adjusted, removed, or relocated
before the scheduled beginning of construction. The MPO or its contractor will not be
reimbursed with federal or state funds for the cost of required utility work. The MPO or its
contractor must obtain advance approval for any variance from established procedures.
Before a construction contract is let, the MPO shall provide, at the State's request, a
certification stating that the MPO or its contractor has completed the adjustment of all
utilities that must be adjusted before construction is completed.
8. Environmental Assessment and Mitigation
Page 3 of 8
Development of a transportation project must comply with the National Environmental
Policy Act and the National Historic Preservation Act of 1966, which require
environmental clearance of federal-aid projects.
a. The MPO or its contractor is responsible for the identification and assessment of any
environmental problems associated with the development of a local project governed
by this Agreement.
b. The MPO or its contractor is responsible for the cost of any environmental problem's
mitigation and remediation.
c. The MPO or its contractor is responsible for providing any public meetings or public
hearings required for development of the environmental assessment. Public hearings
will not be held prior to the approval of project schematic.
d. The MPO or its contractor is responsible for the preparation of the NEPA documents
required for the environmental clearance of this project.
e. The MPO or its contractor shall provide the State with written certification from
appropriate regulatory agency(ies) that identified environmental problems have been
remediated.
9. Compliance with Texas Accessibility Standards and ADA
All parties to this Agreement shall ensure that the plans for and the construction of all
projects subject to this Agreement are in compliance with the Texas Accessibility
Standards (TAS) issued by the Texas Department of Licensing and Regulation, under the
Architectural Barriers Act, Article 9102, Texas Civil Statutes. The TAS establishes
minimum accessibility requirements to be consistent with minimum accessibility
requirements of the Americans with Disabilities Act (P.L. 101-336) (ADA).
10. Architectural and Engineering Services
The MPO or its contractor has responsibility for the performance of architectural and
engineering services. The engineering plans shall be developed in accordance with the
applicable State's Standard Specifications for Construction and Maintenance of
Highways, Streets and Bridges, and the special specifications and special provisions
related thereto.
In procuring professional services, the parties to this Agreement must comply with federal
requirements cited in 23 CFR Part 172 if the project is federally funded and with Texas
Government Code 2254, Subchapter A, in all cases.
Professional services contracts for federally funded projects must conform to federal
requirements, specifically including the provision for participation by Disadvantaged
Business Enterprises (DBEs), ADA, and environmental matters.
11. Construction Responsibilities
a. The MPO or its contractor will use labor and supervisory personnel employed directly
by the MPO or its contractor, and use MPO owned or its contractor owned machinery,
equipment, and vehicles necessary for the work. In the event that the MPO or its
contractor does not have the machinery, equipment, and vehicles necessary to
perform the work, the machinery, equipment, and vehicles may be rented or leased as
necessary.
b. No reimbursement shall be paid for any materials supplied by the MPO or its
contractor. All materials shall be new and undepreciated stock.
c. If it becomes necessary to adjust, replace or reinstall the preemption system due to
reconstruction of the intersection or upgrading of the signals, it shall be done by the
City or its contractor at the City's expense.
Page 4 of 8
12. Project Maintenance
The City shall be responsible for maintenance of the devices following installation, unless
otherwise provided for in existing maintenance agreements with the State.
13. Right of Way and Real Property
The City is responsible for the provision and acquisition of any needed right of way or real
property.
14. Notices
All notices to any party by another party required under this Agreement shall be delivered
personally or sent by certified or U.S. mail, postage prepaid, addressed to such party at
the following addresses:
MPO: City: State:
South East Texas Regional Planning Commission City of Beaumont Texas Department of Transportation
Attn:Executive Director Attn: City Manager Attn: District Engineer
2210 Eastex Freeway P.O.Box 3827 8350 Eastex Freeway
Beaumont,Texas 77703 Beaumont,Texas 77704 Beaumont,Texas 77708
All notices shall be deemed given on the date so delivered or so deposited in the mail,
unless otherwise provided herein. Any party may change the above address by sending
written notice of the change to the other parties. Any party may request in writing that
such notices shall be delivered personally or by certified U.S. mail and such request shall
be honored and carried out by the other parties.
15. Legal Construction
In case one or more of the provisions contained in this Agreement shall for any reason be
held invalid, illegal or unenforceable in any respect, such invalidity, illegality or
unenforceability shall not affect any other provisions and this Agreement shall be
construed as if it did not contain the invalid, illegal or unenforceable provision.
16. Responsibilities of the Parties
The State, MPO and the City agree that no party is an agent, servant, or employee of
another party and each party agrees it is responsible for its individual acts and deeds as
well as the acts and deeds of its contractors, employees, representatives, and agents.
17. Ownership of Documents
Upon completion or termination of this Agreement, all documents prepared by the State
shall remain the property of the State. All data prepared under this Agreement shall be
made available to the State without restriction or limitation on their further use. All
documents produced or approved or otherwise created by the MPO or City shall be
transmitted to the State in the form of photocopy reproduction on a monthly basis as
required by the State. The originals shall remain the property of the MPO or City.
18. Compliance with Laws
The parties shall comply with all Federal, State, and Local laws, statutes, ordinances,
rules and regulations, and the orders and decrees of any courts or administrative bodies
Page 5 of 8
or tribunals in any manner affecting the performance of this Agreement. When required,
the MPO or City shall furnish the State with satisfactory proof of this compliance.
19. Sole Agreement
This Agreement constitutes the sole and only agreement between the parties and
supersedes any prior understandings or written or oral agreements respecting the
Agreement's subject matter. ,
20. Cost Principles
In order to be reimbursed with federal funds, the parties shall comply with the Cost
Principles established in OMB Circular A-87 that specify that all reimbursed costs are
allowable, reasonable and allocable to the Project.
21. Procurement and Property Management Standards
The parties shall adhere to the procurement standards established in Title 49 CFR §18.36
and with the property management standard established in Title 49 CFR §18.32.
22. Inspection of Books and Records
The parties to this Agreement shall maintain all books, documents, papers, accounting
records and other documentation relating to costs incurred under this Agreement and
shall make such materials available to the State, the MPO, the City, and, if federally
funded, the Federal Highway Administration (FHWA), and the U.S. Office of the Inspector
General, or their duly authorized representatives for review and inspection at its office
during the contract period and for four (4) years from the date of completion of work
defined under this contract or until any impending litigation, or claims are resolved.
Additionally, the State, the MPO, the City and the FHWA and their duly authorized
representatives shall have access to all the governmental records that are directly
applicable to this Agreement for the purpose of making audits, examinations, excerpts,
and transcriptions.
23. Office of Management and Budget (OMB) Audit Requirements
The parties shall comply with the requirements of the Single Audit Act of 1984, P.L. 98
502, ensuring that the single audit report includes the coverage stipulated in OMB
Circular A-133.
24. Civil Rights Compliance
The MPO and City shall comply with the regulations of the Department of Transportation
as they relate to nondiscrimination (49 CFR Chapter 21 and 23 CFR §710.405(B)), and
Executive Order 11246 titled "Equal Employment Opportunity," as amended by Executive
Order 11375 and supplemented in the Department of Labor Regulations (41 CFR Part
60).
25. Disadvantaged Business Enterprise Program Requirements
The parties shall comply with the Disadvantaged/Minority Business Enterprise Program
requirements established in 49 CFR Part 26.
26. Debarment Certifications
The parties are prohibited from making any award at any tier to any party that is debarred
or suspended or otherwise excluded from or ineligible for participation in Federal
Assistance Programs under Executive Order 12549, "Debarment and Suspension." The
parties to this contract shall require any party to a subcontract or purchase order awarded
under this contract to certify its eligibility to receive Federal funds and, when requested by
Page 6 of 8
the State, to furnish a copy of the certification in accordance with Title 49 CFR Part 29
(Debarment and Suspension).
27. Lobbying Certification
In executing this Agreement, the signatories certify to the best of his or her knowledge
and belief, that:
a. No federal appropriated funds have been paid or will be paid by or on behalf of the
parties to any person for influencing or attempting to influence an officer or employee
of any federal agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding of any federal
contract, the making of any federal grant, the making of any federal loan, the entering
into of any cooperative agreement, and the extension, continuation, renewal,
amendment, or modification of any federal contract, grant, loan, or cooperative
agreement.
b. If any funds other than federal appropriated funds have been paid or will be paid to
any person for influencing or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of Congress, or an employee
of a Member of Congress in connection with federal contracts, grants, loans, or
cooperative agreements, the signatory for the MPO or City shall complete and submit
the federal Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance
with its instructions.
c. The parties shall require that the language of this certification be included in the award
documents for all subawards at all tiers (including subcontracts, subgrants, and
contracts under grants, loans, and cooperative agreements) and that all subrecipients
shall certify and disclose accordingly.
By executing this Agreement, the parties affirm this lobbying certification with respect to
the individual projects and affirm this certification of the material representation of facts
upon which reliance will be made. Submission of this certification is a prerequisite for
making or entering into this transaction imposed by Title 31 U.S.C. §1352.
Any person who fails to file the required certification shall be subject to a civil penalty of
not less than $10,000 and not more than $100,000 for each such failure.
28. Insurance
If this agreement authorizes the MPO or its contractor to perform any work on State right
of way, before beginning work the entity performing the work shall provide the State with a
fully executed copy of the State's Form 1560 Certificate of Insurance verifying the
existence of coverage in the amounts and types specified on the Certificate of Insurance
for all persons and entities working on State right of way. This coverage shall be
maintained until all work on the State right of way is complete. If coverage is not
maintained, all work on State right of way shall cease immediately, and the State may
recover damages and all costs of completing the work.
29. Signatory Warranty
The signatories to this Agreement warrant that each has the authority to enter into this
Agreement on behalf of the party represented.
IN TESTIMONY HEREOF, the parties hereto have caused these presents to be executed in
duplicate counterparts.
Page 7 of 8
THE MPO THE CITY
Name Name
Printed Name and Title Printed Name and Title
Date Date
THE STATE OF TEXAS
Executed for the Executive Director and approved for the Texas Transportation Commission
for the purpose and effect of activating and/or carrying out the orders, established policies or
work programs heretofore approved and authorized by the Texas Transportation
Commission.
Janice Mullenix
Director of Contract Services Section
Office of General Counsel
Texas Department of Transportation
Date
Page 8 of 8
ATTACHMENT A
Resolution or Ordinance
Page 1 of 1 Attachment A
ATTACHMENT B
Listing of Signal Locations
On-System Locations Off-System Locations
1. SP 380 at US 69 1. Dowlen at Calder 47.4 at Sarah
2. SP 380 at Florida 2. Dowlen at Westgate 48.4 th at Washington
3. US 69 at SH 124 3. Dowlen at Gladys 49.Gladys at Thomas
4. SH 124 at Tyrell Park Rd. 4. Dowlen at Delaware 50.Helbig at Lucas
5. US 90'at Lindbergh 5. Dowlen at Folsom 51.Highland at Lavaca
6. FM 364 at McLean 6. Dowlen at Old Dowlen 52.Highland at Woodrow
7. FM 364 at Manion 7. Dowlen at Westridge 53.Highland at Virginia
8. IH 10 at US 90 (College St.) 8. Washington at Langham 54.Houston at Washington
9. US 90 at 11 th St. 9. Washington at Lindbergh 55.Irving at Washington
10. US 90 at Dowlen 10. Washington at 23`d 56.Magnolia at North
11. Folsom at FM 364 11. Washington at Ave. A 57.Magnolia at Wiess
12. FM 364 at Washington 12. Lucas at Crow 58.1-iberty at Magnolia
13. FM 364 at SH 105 13. Gladys at Lucas 59.North at 7th
14. Walden at FM 364 14. Gladys at Edson 60.Peyton at Phelan
15. US 90 at 8th St. 15. Phelan at Arlington 61.Phelan at 23rd
16. FM 364 at Delaware 16. Washington at 8th St. 62.Sabine Pass at Washington
17. Ave. A at US 69 17. Folsom at Crow
18. Calder at IH 10 18. Concord at Steelton
19. US 90 at Ave.0 19. Bigner, Lucas at Lufkin
20. US 90 at 4th 20. Blanchette at 11 th
21. US 90 at Langham 21. Calder at 11 th
22. US 90 at FM 364 22. Calder at Ewing
23. US 90 at SP 380 23. Calder at 4th
24. US 90 at Orleans 24. Calder at 14th
25. US 90 at Park 25. Calder at Magnolia
26. US 90 at 23rd 26. Calder at 7th
27. Delaware at US 69 27. Calder at 23rd
28. Dowlen at US 69 28. Calder at Willow
29. US 69 at Lucas 29. Champion at Walden
30. 11th at IH 10 30. Concord at Delaware
31. Gladys, IH 10 at Longfellow 31. Concord at Judy
32. Gulf, SP 380 at IH 10 32. Concord at Lucas
33. Harrison at IH 10 33. Corley at 11th
34. IH 10 at Laurel 34. Corley at 4th
35. IH 10 at North 35. Crow at Dowlen
36. IH 10 at Washington 36. Delaware at 11th
37. FM 364 at Phelan 37. Delaware at Lucas
38. SP 380 at North 38. Dowlen at Phelan
39. SP 380 at Park 39. 11 th, Fannett at Sarah
40. SP 380 at Washington 40. 11th, Laurel at Liberty
41. 11 th at North
42. 11 th at Stagg
43. 11th at Washington
44. Florida at Highland
45. Folsom at Lucas
46.4 th at Liberty
Page 1 of 1 Attachment B
ATTACHMENT C
Project Budget Estimate and Source of Funds
The MPO or its contractor will install traffic signal preemption devices at locations that may include
but are not limited to those listed in Attachment B along with eighteen (18) emitters. Based on the
funding Category 5, the MPO's participation is typically 20% of the cost of this particular
improvement; however, since this project is also related to traffic safety, 100% of the construction
costs for this improvement will be paid for with federal funds. The State has estimated the project to
be as follows:
Total
Description Estimate Federal State Local
Cost Participation Par tici ation Partici ation
% Cost % Cost % Cost
Installation of Signal $307,319.85 100% $307,319,85 0% $0.00 0% $0.00
Preemption Devices
r low
Engineering & $49,171.18 100% $49,171.18 0%
Contingencies (E&C)""` $0.00 0/a $0.00
(Estimated @16% of
construction
TOTAL $356,491.03 $356,491.03 $0.00 $0.00
Engineering and contingencies charges will be based on actual charges.
MPO's Participation (0%)
It is understood that the State will include only those items for the improvements as requested and
required by the MPO or its contractor. This is a construction estimate only, final participation amounts
will be based on actual charges to the project.
Page 1 of 1 Attachment C