HomeMy WebLinkAboutRES 06-272 RESOLUTION NO. 06-272
BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF BEAUMONT:
THAT the City Council hereby approves the amendment of the City of Beaumont's Minority
Business Enterprise (MBE) Policy, attached hereto as Exhibit "A," to make technical
changes to the policy in order to comply with the State procurement statutes. The
amendments include:
Acceptance of certified State of Texas Historically Underutilized Businesses
(HUB) vendors;
Current goal of 10% for construction projects exceeding $50,000 will be
increased to 20%;
1> Vendors will be required to submit a new application and recertify every two (2)
years to remain in the directory.
PASSED BY THE CITY COUNCIL of the C' f Beaumont this the 12th day of
September, 2006.
a'QOM' `111 - Mayor Guy N. Goodson -
ui
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CITY OF BEAUMONT
MINORITY BUSINESS ENTERPRISE (MBE) PROGRAM
I. POLICY STATEMENT
"Minority Business Enterprise"(MBE),or"Minority Business"means a business in which(a)at least
fifty-one percent(51%)is owned by minority members,or in the case of a corporation,at least fifty-
one percent(51%)of the stock is owned by minority members; and(b)the management and daily
business operations are controlled by one or more such individuals.
It is the policy of the City of Beaumont to involve local Minority-Owned Businesses(MBEs)to the
fullest extent allowable by State statute in the procurement process.
In order to maximize the number of certified MBEs,the City will accept the State of Texas certified
Historically Underutilized Businesses(HUBs)to meet its utilization goals.
II. ELIGIBILITY&OWNERSHIP
Minority individuals means those individuals who are citizens of the United States (or lawfully
admitted permanent residents)who are a member of one the groups listed below:
A. "Asian-Indian Americans"which includes persons whose origins are from India,Pakistan,
Bangladesh, Sri Lanka,Bhutan,or Nepal.
B. "Asian-Pacific Americans" which includes persons whose origins are from Japan, China,
Taiwan,Korea, Vietnam, Laos, Cambodia,the Philippines, Samoa, Guam, the U.S. Trust
Territories of the Pacific, and the Northern Marianas.
C. `Black Americans"which includes persons having origins in any of the Black racial groups
of Africa.
D. "Hispanic Americans"which includes persons of Mexican,Puerto Rican,Central or South
America,or other Spanish culture or origin,regardless of race.
E. "Native Americans"which includes persons who are American Indians,Eskimos,Aleuts,
or Native Hawaiians.
F. American Women, including all women of any ethnicity.
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EXHIBIT "A"
III. MBE DIRECTORY
The City will maintain a directory to facilitate identification of MBEs with capabilities relevant to
general contracting requirements and to particular bid solicitations. The directory is available to
bidders to assist in their efforts to meet the City's MBE participation goals.
IV. MBE ELIGIBILITY AND JOINT VENTURES INVOLVING MBEs
To ensure that the MBE program only benefits firms owned and controlled by minority individuals,
the City of Beaumont shall certify the eligibility of MBEs by verifying all documentation submitted
for MBE certification.
A. Determination of Ownership and Control
1. An eligible MBE shall be an independent business, and
a. the ownership and control by minority persons shall be real, substantial,
continuing, and shall go beyond the pro forma ownership of the firm as
reflected in its ownership documents;
b. the minority owners shall enjoy the customary incidents of ownership and
shall share in the risks and profits commensurate with their ownership
interests, as demonstrated by an examination of the substance rather than
form or arrangements;
C. recognition of the business as a separate entity for tax or corporate purposes
is not necessarily sufficient for recognition as an MBE;
d. in determining whether a potential MBE is an independent business, the
City shall consider all relevant factors,including the date the business was
established,the adequacy of its resources for the work of the contract,and
the degree to which financial, equipment leasing, and other relationships
with non-minority firms vary from industry practice.
2. The City shall safeguard from disclosure to unauthorized persons information that
reasonably may be regarded as confidential business information, consistent with
federal, State and local law.
V. APPLICATION UPDATE
A. Once certified, an MBE shall update its submission annually every two (2) years by
submitting a new application or certifying that the application on file is still accurate. If at
any time there is a change in ownership or control of the firm, the firm shall submit a new
application within thirty(30)days of the change.
B. Failure to renew every two years will result in company being removed from the directory
of certified MBEs.
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VI. PERCENTAGE GOALS
A. Overall Goals
The overall goal for the City of Beaumont's MBE program is to achieve twenty percent
(20%) utilization for construction contracts exceeding$50,000 and twenty percent(20 0/0)
utilization for professional services contracts exceeding$25,000.
These goals shall not constitute a fixed quota. MBE participation will be calculated
using the total dollar value of the contract awarded.
VII. MAINTENANCE OF RECORDS AND REPORTS
A. In order to monitor the progress of its MBE program, the City shall maintain a record
keeping system which will identify and assess MBE contract awards and projected goals.
B. These records shall include as a minimum:
1. the number of contracts awarded to MBEs;
2. a description of the general categories of contracts so awarded;
3. the dollar value of contracts so awarded;
4. the percentage of the dollar value of all contracts awarded which were awarded to
MBEs.
VIII. DECERTIFICATION PROCEDURE
A. Reasons for Decertification
The City reserves the right to decertify an existing MBE for any of the following reasons:
1. the firm's structure has changed to the extent that the business is no longer owned
or controlled by an eligible person(s);
2. the business is no longer active;
3. the business is not financially responsible;
4. the business is not competent to do the work for which it was certified in accordance
with generally accepted industry standards;
5. the firm has refused or failed without good cause to perform the work for which it
was certified; and
6. the business has failed to comply with the City's recertification process.
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CITY OF BEAUMONT
'+I APPLICATION FOR CERTIFICATION AS. A
c MINORITY BUSINESS ENTERPRISE (MBE)
This application is used to request the City of Beaumont!s certification as a Minority Business Enterprise(MBE).
Mail completed form to: City of Beaumont
MBE Program
Purchasing Division
P.O. Box 3827
Beaumont,TX 77704-3827
or it may be delivered to: City Hall, 801 Main-St.,Suite 315,Beaumont,Texas.
For additional information,you may call the City of Beaumont's Purchasing Division at(409)880-3720.
Instructions
Complete each item on this application. If an item is not applicable, enter `Na" as a response. Applications that are
incomplete, riot signed, or notarized may be returned,thus delaying the MBE Program's review of your application.
Other Certification
If you are currently certified through the State of Texas as a Historically Underutilized Business (HUB)you are not required
to complete this application. However,to ensure that you are listed in the City of Beaumont's MBE directory,i.tis recommended
that you complete items 1 through 8 and submit a copy of your HUB certification with this application.
1. Federal Employer's'ldentification Number(EIN):
Provide the 9-digit EIN assigned to you for the purpose of filing your business'federal income tax returns with the Internal
Revenue Services(IRS). Attached is a W-9 Request for Taxpayer Identification Number and Certification. This must be
completed and returned with your application.
2. Business Structure -Check the appropriate box that identifies your business structure.
❑ -Sole Proprietorship ❑ Corporation ❑ Limited (Liability)Partnership
❑ Partnership ❑ Joint Venture ❑ Limited (Liability)Company
If Sole Proprietorship,provide copy of assumed name certificate and State license,if applicable.
If Partnership,provide copy of partnership agreement,assumed name certificate,and State license,If applicable.
If corporation,provide copy of articles of incorporation,by-laws,board:of directors,assumed name certificate,and State license,if applicable.
If Joint Venture,provide copy of joint venture agreement,assumed name certificate,and State license,if applicable.
3. Business Name, Mailing Address and Physical Address Information - Include physical address, if different from
mailing address.
Business Name:
Mailing Address:
City: State Zip County
Physical Address:
City: State Zip County
4. Internet Web Page/URL Address (if applicable):
5. E-Mail Address (if applicable):
6. Business Phone No.: ( 1 Business Fax No.:
Cell Phone No.: ( ) Pager No.: _I 1
7. Business Category Description: Check the box(only one)that best identifies the services provided by your business
and is the primary source of gross revenue receipts for your business.
❑(01)-Heavy Construction other than Building Construction ❑ (05)-Architectural/Engineering and Surveying
❑(02)-Building Construction, ❑ (06)-Other Services including Legal Services
including General Contractors&Operative Builders ❑ (07)-Commodities Wholesaler I Reseller
❑(03)-Special Trade Construction ❑ (08)-Commodities Manufacturer
❑(04)-Financial and Accounting Services ❑ (09)-Medical Services
Principal Line of Business-Provide a brief description of the products and/or services provided by your business.
8. Year Business Established:
9. Ownership-Provide the name,title,9-digit Social Security Number(SSN)or Federal EIN,and percentage of ownership
interest of all individuals and business entities having an ownership interest in your business.
Identify each individual's ethnicity by using the following Ethnic Group Codes:
AS - Asian Pacific Americans Al - Native Americans
BL - Black Americans WO - American Woman
HI - Hispanic Americans
Identify each individual's gender.by using the following Gender Code: Female-'F" OR Male-UM".
Based on a 40-hour work week, identify the number of hours each owner is present at the business' physical address
during the regularly established business hours, actively participating in the daily activities of the business operations.
Name(First,MI,Last) Title EIN or SSN %of Ethnicity No.of
Ownership /Gender Hours
10. Business Responsibilities - Provide the name and title of the individual(s) ultimately responsible for the functions
identified below.
Functions Name(First,Last) Title
Negotiate and Sign Financial Contracts
Supervision of Day-to-Day Operations
11. Required Documentation to Substantiate MBE Eligibility (DOCUMENTS MUST BE SUBMITTED WITH YOUR
APPLICATION.) -As part of the submission of your completed MBE certification application,you are.required to submit
copies of documentation to substantiate that your business meets the MBE eligibility.
12. Affidavit of Eligibility-As evidence of my signature below, I attest that the business entity identified above in Item 3
meets the City of Beaumont's eligibility requirements. I agree to provide all materials and information necessary to identify
and explain the operation of the above named business and hereby permit, if required,the audit and examination of its
books, records, and files. 1 understand that'any material misrepresentation of data for MBE certification may result in
immediate removal from the MBE Directory. I further certify that my.responses to the questions above and any information
I have provided is a complete and accurate statement of the facts. If there are any changes regarding:the information
contained or incorporated in this affidavit, I will notify the City of Beaumont within thirty.(30)days of such changes.
PRINTED NAME of Eligible Applicant SIGNATURE of Eligible Applicant
with Majority Ownership Interest with Majority Ownership Interest
Subscribed and sworn to me the undersigned Notary Public on this day of ,
year
Notary Public's Signature and Stamp/Seal
My Commission expires on:
DOCUMENTATION REQUIREMENTS FOR MBE CERTIFICATION
NOTE: 1) Applicants are required to provide clear and legible copies of the documents listed below.
2) Please read each item carefully.
3) Provide documentation in the order listed below.
6 Proof of U.S. citizenship and ethnicity for the eligible applicant. Proof of U.S. Citizenship and ethnicity may
be in the form of a birth- certificate or the Bureau of Citizenship and Immigration Services' Certificate of
Citizenship/Naturalization or the Tribal Registration Certificate*of an entity recognized by the Bureau of Indian
Affairs. ("Tribal Registration Certificates are applicable to Native Americans only.)
*'Official Photo Identification for the eligible applicant. Official photo identification may be in the form of a valid
State Drivers License/ID or . the Bureau of Citizenship and Immigration Services' Certificate of
Citizenship/Naturalization or the Tribal Registration ID Card of an entity recognized by the Bureau of Indian
Affairs." (*Tribal Registration ID cards are applicable to Native Americans only.)
• Proof of residency-for the eligible applicant. Proof of residency maybe in the form-of a valid Drivers
License/ID or a valid Voter's Registration Card or a current Property Tax Statement.
• Federal income tax return Schedule C Form 1040 most recently filed with the Internal Revenue Service(IRS)
for the business. If this firm is a new business which has not filed a federal income tax return with the IRS,the
eligible applicant is required to provide the most recent quarterly financial statement and a minimum of three
(3) customers or clients' names and contact information.
• Assumed Name Certificate of an Unincorporated Business verifying that your business is registered with
the County.
• Current bank signature card or a signed letter from the business'banking institution identifying the 1)business
name, 2)primary checking account number, and 3)all individuals who are recognized as authorized signature
on the account.
•Three(3)canceled checks(front and back)that have cleared the business'primary checking account number
within the last six (G) months and were signed by the eligible applicant. Note: Bank statements that include
images of cancelled checks signed by.the eligible applicant are sufficient.
• Current State of Texas Sales.and Use Tax Permit. If not applicable, check this box. ❑
* Current professional licenses and permits. If not applicable, check this box. ❑
• Current signed business site lease agreement, including amendments and renewals. Note: If you are the
owner of the property on which the business operates and there is no formal written lease agreement in effect,
you are required to provide a copy-of the most current County tax'appraisal statement fro the property.
NOTE:
Alt information submitted in conjunction with an MBE application Is exempt from Public Disclosure.
City of Beaumont
Dear Applicant:
The Purchasing Division of the City of B eaumont administers and certifies the Minority-Owned Business Enterprise
(MBE)Program The certification program is designed to involve Minority-Owned Businesses to the fullest extent
allowable by State statute in the procurement process and to provide opportunities to compete for contracts for
construction and professional services.
In order to maximize the number of certified MBEs, the City will accept State of Texas certified Historically
Underutilized Businesses(HUB).
The City maintains a separate list of vendors that are certified and distributes the list to general contractors for
construction bids and professional services. In addition,all vendors are placed on the City's bid list for notification
of bids. If you are not a City-certified MBE or HUB certified,and wish to be included in the City's MBE directory,
we encourage you to complete and submit the enclosed application.
Mail your completed application,including supporting documentation to:
City of Beaumont
Purchasing Division
801 Main St.,Ste.315
Beaumont,TX 77701
Incomplete applications may take longer to process. If your application is not signed,notarized and accompanied.
by supporting documentation,it is considered incomplete.
Thank you for your interest in the City of Beaumont's MBE program. If you have any questions or need assistance
completing your application,please contact the Purchasing Division at(409) 880-3720.
Respectfully,
City of Beaumont
Purchasing Division