HomeMy WebLinkAboutORD 81-98 C
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Ordinance 7/-
AN ORDINANCE AUTHORIZING THE ISSUANCE OF $3 , 740, 000
CITY OF BEAUMONT, TEXAS, WATERWORKS AND SEWER SYSTEM
REVENUE REFUNDING BONDS, SERIES 1981
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF BEAU-
MONT:
ARTICLE I
FINDINGS AND DETERMINATIONS
Section 1 .1 : Findings and Determinations . It is hereby
officially found and determined that:
(a) The City has heretofore issued and there presently
remain outstanding the following bonds (the "Refunded Bonds" ) :
Bond Nos. 341 through 400 of the City of Beaumont,
Texas, Waterworks System Revenue Refunding
Bonds, Series 1959, in the aggregate principal
amount of $300, 00-0.
Bond Nos . 59 through 600 of the City of Beaumont,
Texas, Waterworks System Revenue Bonds, Series
197.1-A, in the aggregate principal amount of
$2,710, 000.
Bond Nos . 39 through 200 of the City of Beaumont,
Texas, Waterworks System Revenue Bonds, Series
1972-A, in the aggregate principal amount of
$700, 000.
Bond Nos . 43 through 200 of the City of Beaumont,
Texas, Waterworks System Revenue Bonds, Series
1978-A; in the aggregate principal amount of
$790, 000 .
(b) The City desires to refund the Refunded Bonds, in
advance of their maturities in order to terminate and defease
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the pledges and liens securing payment of the Refunded Bonds,
thereby releasing the City from the covenants, provisions,
terms and conditions contained in the ordinances authorizing
the issuance of the Refunded Bonds, many of which are onerous
and unfavorable to the City, and thereby further permitting
the City to finance greatly needed waterworks and sewer system
facilities and improvements that could not otherwise' be financed
through the issuance of revenue bonds under the terms and provi-
sions of such ordinances, and further to permit the City to com-
bine the City' s waterworks system and sewer system into a single
system and to issue revenue bonds secured by the pledge of the
combined revenues thereof.
(c) The City is authorized by Article 717k, Vernon' s
Texas Civil Statutes, as amended, to issue refunding revenue
bonds for the purpose of refunding the Refunded Bonds in
advance of their maturities, and to accomplish such refunding
by depositing directly with, or for the account of, the paying
agents for the Refunded Bonds the proceeds of such refunding
bonds, together with other available funds, which may be
invested in direct obligations of, or obligations the principal
of and interest on which are unconditionally guaranteed by,
the United States of America, which shall mature and/or bear
interest payable at such times and in such amounts as will be
sufficient to provide for the scheduled payment of the Refunded
Bonds, and such deposit shall constitute the making of firm
banking and financial arrangements for the discharge and
final payment of the Refunded Bonds.
(d) Concurrently with the adoption of this ordinance
the City has adopted another ordinance authorizing and direct-
ing the City to enter into an escrow agreement with Texas
Commerce Bank-Beaumont N.A. , Beaumont, Texas, and First
Security National Bank, Beaumont, Texas, as authorized in
said Article 717k, pursuant to which proceeds of the refund-
ing bonds herein authorized, and other available funds, will
be deposited, invested and applied in a manner independently
certified to be sufficient to provide for the full and timely
payment of all interest on and principal of the Refunded
Bonds .
(e) Upon the issuance of the refunding bonds herein
authorized and the creation of the escrow referred to above,
the Refunded Bonds shall no longer be regarded as being out-
standing, except for the purpose of being paid pursuant to
such escrow agreement, and the pledges, liens, trusts and all
other covenants, provisions, terms and conditions of the
ordinances authorizing the issuance of the Refunded Bonds
shall be discharged, terminated and defeased.
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ARTICLE II
DEFINITIONS AND INTERPRETATIONS
Section 2 . 1 : Definitions . In this Ordinance, the fol-
lowing terms shall have the following meanings, unless the
context clearly indicates otherwise:
"Additional Junior Lien Bonds" shall mean the additional
junior lien revenue bonds permitted to be issued by the City
pursuant to Section 6 . 1 of this Ordinance.
"City" shall mean the City of Beaumont, Texas, and,
, where appropriate, the City Council thereof and any successor
to the City as owner of the System.
"Fiscal Year" shall mean the City' s fiscal year, which
currently runs from October 1 to September 30, but which may
be changed from time to time by the City.
"Gross Revenues" shall mean all revenues, income and
receipts of every nature derived or received by the City from
the operation and ownership of the System; the interest income
from the investment or deposit of money in the Waterworks and
Sewer System Revenue Fund, the Prior Lien Waterworks and Sewer
System Revenue Bond Interest and Sinking Fund, the Prior Lien
Waterworks and Sewer System Revenue Bond Reserve Fund, the
Junior Lien Waterworks and Sewer System Revenue Bond Interest
and Sinking Fund, and the Junior Lien Waterworks and Sewer
System Revenue Bond Reserve Fund; and any other revenues here-
after pledged to the payment of all Prior Lien Bonds and
Junior Lien Bonds.
"Holder" or "holders" shall mean the bearer or bearers
of one or more Junior Lien Bonds .
"Junior Lien Bond Reserve Fund Requirement" means average
annual principal and interest requirements on the Junior Lien
Bonds; provided, however, in no event shall it exceed fourteen
percent (14%) of the sum of the following for each series of
Bonds then outstanding: the original face amount of such
series or, if the original proceeds (as defined in Section
1 .103-13 (b) of the Treasury Regulations, as from time to
time hereafter amended) of such series are less than 98% of
the original face amount of such series, then the original
proceeds thereof. The Junior Lien Reserve Fund Requirement
is hereby determined to be $500, 000 upon the issuance of
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the Series 1981 Bonds, and shall be recomputed upon the issuance
of each series of Additional Junior Lien Bonds and set forth
in the ordinance authorizing the issuance of each series of
Additional Junior Lien Bonds;
"Junior Lien Bonds" shall mean the Series 1981 Bonds and
each series of Additional Junior Lien Bonds from time to time
hereafter issued, but only to the extent such Junior Lien
Bonds remain outstanding within the meaning of this Ordi-
nance.
"Maintenance and Operation Expenses" shall mean the
reasonable and necessary expenses of operation and mainte-
nance of the System, including all salaries, labor, mate-
rials, repairs and extensions necessary to render efficient
service (but only such repairs and extensions as, in the
judgment of the governing body of the City, are necessary to
keep the System In operation and render adequate service to
the City and the inhabitants thereof, or . such as might be
necessary to meet some physical accident or conditions which
would otherwise impair the Prior Lien Bonds or the Junior
Lien Bonds ) , and all payments (including payments of amounts
equal to all or a part of the debt service on bonds issued by
other political subdivisions and authorities of the State of
Texas) under contracts for the impoundment, conveyance or
treatment of water, wastewater or sewage or otherwise which
are now or hereafter defined as operating expenses by the
Legislature of Texas . Depreciation shall never be considered
as a Maintenance and Operation Expense.
"Net Revenues" shall mean all Gross Revenues remaining
after deducting the Maintenance and Operation Expenses.
"Prior Lien Bond Reserve Fund Requirement" means that
amount which shall be determined upon the issuance of the
initial series of Prior Lien Bonds and shall be recomputed
upon the issuance of each series of Additional Prior Lien
Bonds, and set forth in the ordinance authorizing the issu-
ance of such series of Prior Lien Bonds; however, in no event
shall the Prior Lien Bond Reserve Requirement exceed the maxi-
mum annual principal and interest requirements on the Prior
Lien Bonds .
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"Prior Lien Bonds" shall mean all revenue bonds from
time to time hereafter issued pursuant to Section 6 . 1 of this
Ordinance secured by a lien on Net Revenues prior and supe-
rior to the lien securing the Junior Lien Bonds.
"Series 1981 Bonds" shall mean the City of Beaumont,
Texas, Waterworks and Sewer System Revenue Refunding Bonds,
Series 1981 .
"Special Project" shall mean, to the extent permitted by
law, any water or sanitary sewer system property, improvement or
facility declared by the City not to be part of the System, for
which the costs of acquisition, construction, and installation are
paid from proceeds of a financing transaction other than the issu-
ance of bonds payable from ad valorem taxes or revenues of the
System, and for which all maintenance and operation expenses
are payable from sources other than ad valorem taxes or revenues
of the System, but only to the extent that and for so long as
all or any part of the revenues or proceeds of which are or
will be pledged to secure the payment or repayment of such
costs of acquisition, construction and installation under
such financing transaction.
"System" shall mean all properties, facilities, improve-
ments, equipment, interests, rights and powers constituting
the water system and sanitary sewer system of the City, and
all future extensions, replacements, betterments, additions,
improvements, enlargements, acquisitions, purchases and repairs
to the System.
Section 2 .2 : Interpretations. All terms defined herein
and all pronouns used in this Ordinance shall be deemed to
apply equally to singular and plural and to all genders. The
titles and headings of the articles and sections of this
Ordinance have been inserted for convenience of reference
only and are not to be considered a part hereof and shall not
in any way modify or restrict any of the terms or provisions
hereof. This Ordinance and all the terms and provisions
hereof shall be liberally construed to effectuate the pur-
poses set forth herein and to sustain the validity of the
Junior Lien Bonds and the validity of the lien on and pledge
of the Net Revenues to secure the payment of the Junior Lien
Bonds.
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ARTICLE III
SERIES 1981 BONDS
Section 3 .1: Name, Amount, Purpose, Authorization. The
Series 1981 Bonds, to be known and designated as CITY OF
BEAUMONT, TEXAS, WATERWORKS AND SEWER SYSTEM REVENUE REFUNDING
BONDS, SERIES 1981, shall be issued in the aggregate principal
amount of $3, 740, 000 for the purpose of refunding all of the
City' s outstanding Waterworks System Revenue Refunding Bonds
Series 1959 and its outstanding Waterworks System Revenue
Bonds, Series 1971-A, Series 1972-B and Series 1978-A, under
and pursuant to the authority of Article 717k and Articles
. 1111-1118, Vernon's Texas Civil Statutes, as amended, and all
other applicable law.
Section 3 .2 : Date, Denomination, Maturities and Inter-
est Rates . The Series 1981 Bonds shall be dated November 1,
1981, shall be in the denomination of $5, 000 each, shall be
numbered consecutively from 1 upward in order of their matu-
rities, shall mature on the maturity date in each of the
years and in the amounts shown below and shall bear interest
per annum from their date until paid at the rates shown below:
Maturity Date: September 1
Years Amounts
Maturing Maturing Interest Rates
1982 $130, 000 8 . 757.
1983 200, 000 9 . 00%
1984 215, 000 9.20%
1985 235, 000 9 .40%
1986 260, 000 9 .60%
1987 285, 000 9 .80%
1988 310, 000 10 .00%
1989 345, 000 10 .20%
1990 375, 000 10 .45%
1991 415, 000 10 .75%
1992 460, 000 11 . 00%
1993 510, 000 11 .25%
Interest at such rates shall be payable in the manner pro-
vided and on the dates stated in the FORM OF SERIES 1981
BONDS set forth in Article IV.
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Section 3 .3 : Bonds Not Subject to Redemption. The
Series 1981 Bonds shall not be subject to redemption prior to
their scheduled maturities.
Section 3 .4: Manner of Payment, Characteristics and
Execution. The Series 1981 Bonds, and any interest coupons
appertaining thereto, shall be payable, shall have the char-
acteristics, and shall be signed and executed (and the Series
1981 Bonds shall be sealed) , all as provided and in the man-
ner indicated in the FORM OF SERIES 1981 BONDS set forth in
Article IV of this Ordinance.
Section 3 . 5. Ownership of Series 1981 Bonds . The City
and the paying agent may deem and treat the bearer of any
Series 1981 Bond or of any coupon, as the absolute owner of
such Bond or coupon, whether or not the same shall be overdue,
for the purpose of receiving payment thereof and for all
other purposes, and the City and the paying agent shall not
be affected by any notice to the contrary.
ARTICLE IV
FORM OF SERIES 1981 BONDS
Section 4.1 : Forms . ' The Series 1981 Bonds, the inter-
est coupons appertaining thereto, the form of certificate of
registration of the Comptroller of Public Accounts of the
State of Texas to be printed and endorsed on each of the
Series 1981 Bonds shall be in substantially the following
form, with such omissions, insertions and variations as may
be permitted or required pursuant to the terms of this Ordin-
ance:
FORM OF SERIES 1981 BONDS
UNITED STATES STATE OF TEXAS
OF AMERICA
NO. $5, 000
CITY OF BEAUMONT, TEXAS
WATERWORKS AND SEWER SYSTEM REVENUE REFUNDING BOND
SERIES 1981
ON SEPTEMBER 1, , the CITY OF BEAUMONT, TEXAS, a
municipal corporation duly incorporated under the laws of the
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State of Texas (herein the "City" ) , for value received, hereby
PROMISES TO PAY to bearer, but solely from certain Net Revenues
as hereinafter provided, the principal sum of
FIVE THOUSAND DOLLARS
and to pay interest thereon from the date hereof at the rate
of % per annum, payable semiannually on each March 1
and September 1, commencing on March 1, 1982 , until this bond
has been paid. The interest coupons appertaining hereto
shall be payable to the bearer, upon presentation and sur-
render of such interest coupons as they severally mature.
Payment of principal of and interest on this bond shall be
made in .lawful money of the United States of America, without
exchange or collection charges, at the principal corporate
trust office of
Texas Commerce Bank-Beaumont N.A. ,
Beaumont, Texas,
which shall be the paying agent for this series of bonds.
THIS BOND IS ONE OF A DULY AUTHORIZED SERIES OF BONDS
(herein the "Series 1981 Bonds" ) of like tenor and effect
except as to serial number, interest rate and maturity, num-
bered 1 through 748, both inclusive, in the denomination of
$5, 000 each, in the aggregate principal amount of $3, 740, 000
issued pursuant to an ordinance adopted by the City Council
of the City (herein the "Ordinance" ) for the purpose of refund-
ing all of the City' s outstanding Waterworks System Revenue
Refunding Bonds, Series 1959 and its outstanding Waterworks
System Revenue Bonds, Series 1971-A, Series 1972-A and Series
1978-A, under and pursuant to the authority of Article 717k and
Articles 1111-1118, Vernon' s Texas Civil Statutes, as amended,
and all other applicable law.
THE DATE OF THIS BOND, in conformity with the Ordinance,
is November 1, 1981.
THIS BOND AND ALL OF THE SERIES 1981 BONDS are special
obligations of the City that are equally and ratably payable
from and secured by a lien on the "Net Revenues" collected
and received by 'the City from the operation and ownership of
the City' s waterworks and sanitary sewer system, as defined
and provided in the Ordinance, which Net Revenues are required
to be set aside for and pledged to the payment of the Series
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1981 Bonds, and all additional bonds issued on a parity there-
with, in the interest and sinking fund and the reserve fund
required to be maintained for the payment of all such bonds,
all as more fully described and provided for in the Ordinance.
THE LIEN ON NET REVENUES SECURING THE BONDS OF THIS SERIES
SHALL BE IN ALL RESPECTS JUNIOR AND SUBORDINATE TO THE PRIOR
AND SUPERIOR LIEN ON NET REVENUES THAT SHALL SECURE THE PAYMENT
OF PRIOR LIEN WATERWORKS AND SEWER SYSTEM REVENUE BONDS WHICH
THE CITY HAS RESERVED THE RIGHT TO ISSUE FROM TIME TO TIME IN
THE FUTURE SUBJECT TO THE RESTRICTIONS CONTAINED IN THE ORDIN-
ANCE. This bond and the series of which it is a part, together
with the interest thereon, are payable solely from such Net
Revenues and do not constitute an indebtedness or general
obligation of the City.
THE CITY HAS RESERVED THE RIGHT to issue prior lien
revenue bonds, additional parity revenue bonds and subordi-
nate lien revenue obligations, subject to the restrictions
contained in the Ordinance, which may be secured by a lien
prior and superior to, on a parity with, or subordinate and
inferior to, the lien on the aforesaid Net Revenues securing
this bond and the series of which it is a part.
THE BEARER HEREOF and the bearer of any interest coupon
appertaining hereto shall never have the right to demand
payment hereof or of such interest coupon out of any funds
raised or to be raised by taxation.
IT IS HEREBY DECLARED AND REPRESENTED that this bond has
been duly and validly issued and delivered; that all acts,
conditions, and things required or proper to be performed,
exist, and be done precedent to or in the issuance and deliv-
ery of this bond have been performed, existed, and been done
in accordance with law; that the Series 1981 Bonds do not
exceed any statutory limitation; and that provision has been
made for the payment of principal of and interest on this
bond and all of the Series 1981 Bonds by the aforesaid lien
on and pledge of the Net Revenues.
IN WITNESS WHEREOF, the City has caused its corporate
seal to be impressed, printed or lithographed hereon and has
caused this bond and the interest coupons attached hereto to
be executed by the manual, imprinted or lithographed facsim-
ile signatures of the Mayor and City Clerk.
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CITY OF BEAUMONT, TEXAS
By xxxxxxxxxxxxxxxxxxxx
Mayor
COUNTERSIGNED:
xxxxxxxxxxxxxxxxxxxxxx
City Clerk
[SEAL]
FORM OF INTEREST COUPON:
No. $
ON 1, ,
the CITY OF BEAUMONT, TEXAS, promises to PAY TO BEARER, but
solely from the Net Revenues described in the bond to which
this coupon appertains, the amount shown on this interest cou-
pon, in lawful money of the United States of America, without
exchange or collection charges to bearer, upon the presentation
and surrender of this interest coupon at the principal corporate
trust office of
Texas Commerce Bank-Beaumont N.A. ,
Beaumont, Texas ,
such amount being interest due that day on the bond, bearing
the number hereinafter designated, of that issue of CITY OF
BEAUMONT, TEXAS, WATERWORKS AND SEWER SYSTEM REVENUE REFUNDING
BONDS, SERIES 1981, dated November 1, 1981 . The bearer hereof
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shall never have the right to demand payment of this obligation
out of any funds raised or to be raised by taxation.
xxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxx
City Clerk Mayor
FORM OF COMPTROLLER' S REGISTRATION CERTIFICATE
THE STATE OF TEXAS
REGISTER NO.
OFFICE OF THE COMPTROLLER
I hereby certify that there is on file and of record in
my office a certificate of the Attorney General of the State
of Texas to the effect that this bond and the proceedings for
the issuance hereof have been examined by him as required by
law, that he finds that it has been issued in conformity with
the Constitution and laws of the State of Texas and that it
is a valid and binding special obligation of the City of
Beaumont, Texas, payable from the revenues and other funds
pledged to its payment by and in the proceedings authorizing
the same, and I do further certify that this bond has this
day been registered by me'.
WITNESS MY SIGNATURE AND SEAL OF OFFICE this
Comptroller of Public Accounts
[SEAL] of the State of Texas
ARTICLE V
SECURITY AND SOURCE OF
PAYMENT FOR ALL BONDS
Section 5. 1: Pledge and Source of Payment. The City
hereby covenants and agrees that all Gross Revenues of the
System shall, as collected and received by the City, be deposit-
ed and paid into the special funds hereinafter established,
and shall be applied in the manner hereinafter set forth, in
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order to provide for the payment of all Maintenance and Opera-
tion Expenses; to provide for the payment of principal of,
interest on and any redemption premiums on the Prior Lien
Bonds and all expenses of paying same; to provide for the
payment of principal of, interest on and any redemption premiums
on the Junior Lien Bonds, and all expenses of paying same;
and to provide for the disposition of the remaining Net Revenues .
The Junior Lien Bonds shall constitute special obligations of
the City that shall be payable solely from and, subject to
the prior and superior lien of the Prior Lien Bonds, shall be
equally and ratably secured by a lien on the Net Revenues, as
collected and received by the City from the operation and
ownership of the System, which Net Revenues shall, in the
manner herein provided, be set aside for and pledged to the
payment of the Junior Lien Bonds in the Junior Lien Bond
Interest and Sinking Fund and the Junior Lien Bond Reserve
Fund as hereinafter provided, and the Junior Lien Bonds shall
be in all respects on a parity with and of equal dignity with
one another. The holders of the Junior Lien Bonds and the
interest coupons appertaining thereto shall never have the
right to demand payment of either the principal of or inte-
rest on the Junior Lien Bonds out of any funds raised or to
be raised by taxation.
Section 5 .2 : Rates and Charges : So long as any Junior
Lien Bonds remain outstanding, the City shall fix, charge and
collect rates and charges for the use and services of the
System which are calculated to be fully sufficient to produce
Net Revenues in each Fiscal Year at least equal to 125% of
the principal and interest requirements scheduled to occur in
such Fiscal Year on all Prior Lien Bonds and Junior Lien
Bonds then outstanding; but in no event shall Net Revenues
ever be less than the amount required to establish and maintain
the Prior Lien Bond Interest and Sinking Fund and the Prior
Lien Bond Reserve Fund as hereinafter provided, to establish
and maintain the Junior Lien Bond Interest and Sinking Fund
and the Junior Lien Bond Reserve Fund as hereinafter provided
and, to the extent that funds for such purpose are not other-
wise available, to pay all other outstanding obligations
payable from the Net Revenues of the System as and when the
same become due.
The City will not grant or permit any free service from
the System except for public buildings and institutions oper-
ated by the City.
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Section 5 .3 : Special Funds. The following special
Funds are hereby created and shall be established, maintained
and accounted for as hereinafter provided so long as any of
the Junior Lien Bonds remain outstanding:
(a) Waterworks and Sewer System Revenue Fund (the
"Revenue Fund" ) ;
(b) Prior Lien Waterworks and Sewer System Revenue
Bond Interest and Sinking Fund (the "Prior
Lien Bond Interest and Sinking Fund" ) ;
(c) Prior Lien Waterworks and Sewer System Revenue
Bond Reserve Fund (the "Prior Lien Bond Reserve
Fund" ) ;
(d) Junior Lien Waterworks and Sewer System Revenue
Bond Interest and Sinking Fund (the "Junior
Lien Bond Interest and Sinking Fund" ) ; and
(e) Junior Lien Waterworks and Sewer System Revenue
Bond Reserve Fund (the "Junior Lien Bond Reserve
Fund" ) .
The Revenue Fund shall be maintained as a separate account
on the books of the City. The Prior Lien Bond Interest and
Sinking Fund, the Prior Lien Bond Reserve Fund, the Junior
Lien Bond Interest and Sinking Fund and the Junior Lien Bond
Reserve Fund shall be maintained in an official depository
bank of the City separate and apart from all other funds and
accounts of the City. The Prior Lien Bond Interest and Sink-
ing Fund and the Prior Lien Bond Reserve Fund shall constitute
trust funds which shall be held in trust for the holders of
the Prior Lien Bonds and the proceeds of which (except for
interest income, which shall be transferred to the Revenue
Fund) shall be pledged to the payment of the Prior Lien Bonds .
The Junior Lien Bond Interest and Sinking Fund and the Junior
Lien Bond Reserve Fund shall constitute trust funds which
shall be held in trust for the benefit of the holders of the
Junior Lien Bonds and the proceeds of which (except for inter-
est income, which shall be transferred to the Revenue Fund)
shall be and are hereby pledged to the payment of the Junior
Lien Bonds. All- of the Funds named above shall be used solely
as herein provided so long as any Junior Lien Bonds remain
outstanding.
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Section 5.4: Flow of Funds. All Gross Revenues of the
System shall be deposited as collected into the Revenue Fund.
Moneys from time to time on deposit to the credit of the
Revenue Fund shall be applied as follows in the following
order of priority:
(a) First, to pay Maintenance and Operation Expenses
and to provide by encumbrance for the payment
of all obligations incurred by the City for
Maintenance and Operation Expenses which may
include an operating reserve equal to one
month' s estimated Maintenance and Operation
Expenses.
(b) Second, subject to the restrictions contained
in Section 5 . 5 hereof, to make all deposits
into the Prior Lien Bond Interest and Sinking
Fund required by any ordinance authorizing the
issuance of Prior Lien Bonds .
(c) Third, subject to the restrictions contained
in Section 5 . 6 hereof, to make all deposits
into the Prior Lien Bond Reserve Fund required
by any ordinance authorizing the issuance of
Prior Lien Bonds .
(d) Fourth, to make all deposits into the Junior
Lien Bond Interest and Sinking Fund required
by this Ordinance and any ordinance authoriz-
ing the issuance of Additional Junior Lien
Bonds .
(e) Fifth, to make all deposits into the Junior
Lien Bond Reserve Fund required by this Ordi-
nance and any ordinance authorizing the issu-
ance of Additional Junior Lien Bonds.
( f) Sixth, for any lawful purpose.
Section 5.5 : Prior Lien Bond Interest and Sinking Fund.
After making all required 'payments and provision for payment
of Maintenance and Operation Expenses , there shall be trans-
ferred in approximately equal monthly deposits into the Prior
Lien Bond Interest and Sinking Fund from the Revenue Fund
such amounts on such dates as may be provided in the ordi-
nances authorizing the issuance of the Prior Lien Bonds in
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order to provide for the full and timely payment of all prin-
cipal of, interest on and any redemption premiums on all such
Prior Lien Bonds and all expenses of paying same.
Section 5 .6: Prior Lien Bond Reserve Fund. On or before
the last business day of each month, after making all required
payments and provision for payment of Maintenance and Operation
Expenses and after making all required transfers into the
Prior Lien Bond Interest and Sinking Fund, there may be trans=
ferred into the Prior Lien Bond Reserve Fund from the Revenue
Fund amounts up to one-sixtieth (1/60th) of the Prior Lien
Bond Reserve Fund Requirement unless or until there has been
accumulated in the Prior Lien Bond Reserve Fund money and
investments in an aggregate amount not to exceed the Prior
Lien Bond Reserve Fund Requirement, as may be more fully
provided in the ordinances authorizing the Prior Lien Bonds .
After such amount has been accumulated in the Prior Lien Bond
Reserve Fund and so long thereafter as such Fund contains
such amount, no further deposits shall be required to be made
into the Prior Lien Bond Reserve Fund, and any excess amounts
in such Fund may be transferred to the Revenue Fund. But if
and whenever the balance in the Prior Lien Bond Reserve Fund
is reduced below such amount, monthly deposits into such Fund
shall be resumed and continued in amounts up to one-sixtieth
(1/60th) of the Prior Lien Bond Reserve Fund Requirement
until the Prior Lien Bond Reserve Fund has been restored to
such amount. The Prior Lien Bond Reserve Fund shall be used
to pay the principal of and interest on the Prior Lien Bonds
at any time when there is not sufficient money available in
the Prior Lien Bond Interest and Sinking Fund for such purpose
and it may be used finally to pay and retire the last Prior
Lien Bonds to mature or be redeemed.
Section 5 .7: Junior Lien Bond Interest and Sinking
Fund. On or before the last business day of each month so
long as any Junior Lien Bonds remain outstanding, after making
all required payments and provision for payment of Maintenance
and Operation Expenses, and after making all required transfers
into the Prior Lien Bond Interest and Sinking Fund and the
Prior Lien Bond Reserve Fund there shall be transferred into
the Junior Lien Bond Interest and Sinking Fund from the Revenue
Fund the following amounts :
(i ) Such amounts, in approximately equal
monthly installments , as will be suffi-
cient to accumulate the amount required
to pay the interest scheduled to become
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due on the Junior Lien Bonds on the next
interest payment date; and
(ii ) such amounts, in approximately equal
monthly installments, as will be suffi-
cient to accumulate the amount required
to pay the next maturing principal of the
Junior Lien Bonds, including the princi-
pal amounts of, and any redemption pre-
miums on, any Junior Lien Bonds payable
as a result of the operation or exercise
of any mandatory or optional redemption
provision contained in this Ordinance or
in any ordinance authorizing the issuance
of Additional Junior Lien Bonds .
Whenever the total amounts on deposit to the credit of the
Junior Lien Bond Interest and Sinking Fund and the Junior
Lien Bond Reserve Fund shall be equivalent to the sum of the
aggregate principal amount of all outstanding Junior Lien
Bonds plus the aggregate amount of all interest accrued and
to accrue thereon, no further payments need be made into the
Junior Lien Bond Interest and Sinking Fund or the Junior Lien
Bond Reserve Fund, and such Junior Lien Bonds shall not be
regarded as being outstanding except for the purpose of being
paid with the moneys on deposit in such Funds . Moneys depos-
ited to the credit of the Junior Lien Bond Interest and Sink-
ing Fund (except for interest income, which shall be trans-
ferred to the Revenue Fund) shall be used solely for the
purpose of paying principal (at maturity or prior redemption
or to purchase Junior Lien Bonds in the open market to be
credited against mandatory redemption requirements ) , interest
and redemption premiums on the Junior Lien Bonds, plus all
bank charges and other costs and expenses relating to such
payment. On or before each principal and/or interest payment
date on the Junior Lien Bonds, the City shall transfer from
the Junior Lien Bond Interest and Sinking Fund to the paying
agent for the Junior Lien Bonds an amount equal to the prin-
cipal of interest on and any redemption premiums payable on
the Junior Lien Bonds on such date, together with an amount
equal to all bank charges and other costs and expenses relat-
ing to such payment. The paying agent shall totally destroy
all paid Junior Lien Bonds and all coupons and shall provide
the City with an appropriate certificate of destruction.
Section 5.8 : Junior Lien Bond Reserve Fund. On or
before the last business day of each month so long as any
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Junior Lien Bonds remain outstanding, after making all required
payments and provision for payment of Maintenance and Operation
Expenses and after making all required transfers into the
Prior Lien Bond Interest and Sinking Fund, the Prior Lien
Bond Reserve Fund and the Junior Lien Bond Interest and Sinking
Fund, there shall be transferred into the Junior Lien Bond
Reserve Fund from the Revenue Fund amounts equal to at least
one-sixtieth (1/60th) of the Junior Lien Bond Reserve Fund
Requirement unless or until there has been accumulated in the
Junior Lien Bond Reserve Fund money and investments in an
aggregate amount at least equal to the Junior Lien Bond Reserve
Fund Requirement. After such amount has accumulated in the
Junior Lien Bond Reserve Fund and so long thereafter as such
Fund contains such amount, no further deposits shall be required
to be made into the Junior Lien Bond Reserve Fund, and any
excess amounts in the Fund may be transferred to the Revenue
Fund. But if and whenever the balance in the Junior Lien
Bond Reserve Fund is reduced below such amount, monthly deposits
into such Fund shall be resumed and continued in amounts at
least equal to one-sixtieth (1/60th) of Junior Lien Bond
Reserve Fund Requirement until the Junior Lien Bond Reserve
Fund has been restored to such amount. The Junior Lien Bond
Reserve Fund shall be used to pay the_principal of and interest
on the Junior Lien Bonds at any time when there is not suffi-
cient money available in the Junior Lien Bond Interest and
Sinking Fund for such purpose and it may be used finally to
pay and retire the last Junior Lien Bonds to mature or be
redeemed.
Section 5. 9: Deficiencies in Funds . If in any month
there shall not be deposited into any Fund maintained pur-
suant to this Article the full amounts required herein, amounts
equivalent to such deficiency shall be set apart and paid
into such Fund or Funds from the first available and unallo-
cated moneys in the Revenue Fund, and such payment shall be
in addition to the amounts otherwise required to be paid into
such Funds during any succeeding month or months . To the
extent necessary, the rates and charges for the System shall
be increased to make up for any such deficiencies.
Section 5.10: Investment of Funds; Transfer of Invest-
ment Income. (a) Money in the Revenue Fund, the Prior Lien
Bond Interest and Sinking Fund, the Prior Lien Bond Reserve
Fund, the Junior Lien Bond Interest and Sinking Fund, and the
Junior Lien Bond Reserve Fund may, at the option of the City,
be invested in time deposits or certificates of deposit secured
in the manner required by law for public funds, or be invested
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in direct obligations of, or obligations the principal of and
interest on which are unconditionally guaranteed by, the
United States of America, in obligations of any agencies or
instrumentalities of the United States of America; provided
that all such deposits and investments shall be made in such
manner (which may include repurchase agreements for such
investments) that the money required to be expended from any
Fund will be available at the proper time or times, and provided
further that in no event shall such deposits or investments
of moneys in the Prior Lien Bond Reserve Fund or the Junior
Lien Bond Reserve Fund mature later than the final maturity
date of the Prior Lien Bonds or the Junior Lien Bonds, as the
case may be. All such investments shall be valued in terms
of current market value no less frequently than the last
_ business day of the City' s Fiscal Year, except that any direct
obligations of the United States of America - State and Local
Government Series shall be continuously valued at their par
value or principal face amount. Any obligation in which
money is so invested shall be kept and held in an official
depository of the City, except as hereinafter provided. For
purposes of maximizing investment returns, money in such
Funds may be invested, together with money in other Funds or
with other money of the City, in common investments of the
kind described above, or in a common pool of such investments
which shall be kept and held at an official depository of the
City, which shall not be deemed to be or constitute a comming-
ling of such money or Funds provided that safekeeping receipts
or certificates of participation clearly evidencing the invest-
ment or investment pool in which such money is invested and
the share thereof purchased with such money or owned by such
Fund are held by or on behalf of each such Fund. If necessary,
such investments shall be promptly sold to prevent any default.
(b) All interest and income derived from such deposits
and investments shall be transferred or credited to the Revenue
Fund on or before each September 30, and shall constitute
Gross Revenues of the System.
Section 5 . 12 : Security for Uninvested Funds . So long
as any Junior Lien Bonds remain outstanding, all uninvested
moneys on deposit in, or credited to, the Revenue Fund, the
Prior Lien Bond Interest and Sinking Fund, the Prior Lien
Bond Reserve Fund, the Junior Lien Bond Interest and Sinking
Fund and the Junior Lien Bond Reserve Fund shall be secured
by the pledge of security, as provided by law for cities in
the State of Texas .
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ARTICLE VI
ADDITIONAL BONDS
Section 6 . 1 : Prior Lien Bonds and Additional Junior
Lien Bonds . The City reserves the right to issue, for any
lawful purpose, including the refunding of any previously
issued Prior Lien Bonds or Junior Lien Bonds or any other
bonds or obligations of the City issued in connection with
the System or payable from Net Revenues, one or more series
of (i ) Prior Lien Bonds payable from, and secured by a lien
on, the Net Revenues of the System prior and superior to the
lien securing the Junior Lien Bonds, and (ii ) Additional
Junior Lien Bonds on a parity with the Series 1981 Bonds and
any Additional Junior Lien Bonds then outstanding; provided,
however, that no Prior Lien Bonds or Additional Junior Lien
Bonds may be issued unless :
(a) All Prior Lien Bonds and Additional Junior
Lien Bonds shall mature only on September 1
and interest thereon shall be payable only on
March 1 and September 1;
(b) The Prior Lien Bond Interest and Sinking Fund
and the Prior Lien Bond Reserve Fund (and, for
the issuance of Additional Junior Lien Bonds,
the Junior Lien Bond Interest and Sinking Fund
and the Junior Lien Bond Reserve Fund) each
contains the amount of money then required to
be on deposit therein or the fraction thereof
then required to have been accumulated therein;
(c) Except as provided in paragraph (e) below, for
either the preceding Fiscal Year or any consecu-
tive 12-month period out of the 18-month period
immediately preceding the month in which the
bond ordinance authorizing such Prior Lien
Bonds or Additional Junior Lien Bonds, as the
case may be, is adopted (the "Base Period" )
either:
(1 ) Net Earnings are certified by the
Finance Officer of the City to have
been equal to at least 125% of the
average annual principal and interest
requirements of all Prior Lien Bonds
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and Junior Lien Bonds, after giving
effect to the issuance of the Prior
Lien Bonds or Additional Junior Lien
Bonds to be issued; or
(2 ) Net Earnings adjusted to give effect
to any rate increase placed into
effect at least 60 days prior to the
adoption of the ordinance author-
izing the Prior Lien Bonds or Addi-
tional Junior Lien Bonds, as the
case may be, to the same extent as
if such rate increase had been placed
into effect prior to the commence-
ment of the Base Period, would have
been equal to at least the amounts
required in paragraph (1 ) above, as
certified by an independent firm of
consulting engineers or independent
firm of certified public accountants;
provided, however, that this requirement shall
not not apply to the issuance of any series of
Prior Lien Bonds or Additional Junior Lien
Bonds for refunding purposes that will not
have the result of increasing the average
annual principal and interest requirements on
either the Prior Lien Bonds or the Junior Lien
Bonds; and
(d) Provision is made in the bond ordinance autho-
rizing the Prior Lien Bonds or Additional
Junior Lien Bonds then proposed to be issued
for (1 ) additional payments into the Prior
Lien Bond Interest and Sinking Fund or Junior
Lien Bond Interest and Sinking Fund, as the
case may be, sufficient to provide for the
payment of the increased principal of and
interest on the Prior Lien Bonds or Junior
Lien Bonds resulting from the issuance of such
Prior Lien Bonds or Additional Junior Lien
Bonds, and (2 ) additional payments into the
Prior Lien Bond Reserve Fund or Junior Lien
Bond Reserve Fund, as the case may be, suf-
ficient to provide for the accumulation therein
of the increased reserve requirement resulting
from the issuance of such Prior Lien Bonds or
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Additional Junior Lien Bonds, by not later
than 60 months from the date of issuance of
such Prior Lien Bonds or Additional Junior
Lien Bonds.
(e) The City expressly reserves the right to issue
$17, 500, 000 principal amount of Prior Lien
Bonds for the purpose of improving, enlarging,
extending and repairing the System without
demonstrating compliance with the requirements
of Section 6 .1(c) hereof, and to issue, sell
and deliver such Prior Lien Bonds upon such
terms and conditions as shall be conclusively
determined by the City Council to be in the
best interests of the City.
For purposes of Section 6 . 1(c) , the term "Net Earnings"
shall mean all of the Net Revenues of the System, except
that in calculating Net Revenues there shall not be
deducted as Maintenance and Operation Expenses any charge,
disbursement or expenditure for repairs, extensions or
otherwise which, under standard accounting practice,
constitutes a capital expenditure.
Section 6.2 : Subordinate Lien Obligations . The City
reserves the right to issue, for any lawful purpose, bonds,
notes or other obligations secured in whole or in part by
liens on the Net Revenues that are junior and subordinate to
the liens on Net Revenues securing payment of the Prior Lien
Bonds and the Junior Lien Bonds . Such subordinate lien obli-
gations may be further secured by any other source of payment
lawfully available for such purposes .
Section 6 .3 : Special Project Bonds . The City reserves
the right to issue revenue bonds secured by liens on and
pledges of revenues and proceeds derived from Special Proj-
ects .
ARTICLE VII
COVENANTS AND PROVISIONS
RELATING TO ALL JUNIOR LIEN BONDS
Section 7. 1: Punctual Payment of Prior Lien Bonds and
Junior Lien Bonds . The City will punctually pay or cause to
be paid the interest on and principal of all Prior Lien Bonds
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and Junior Lien Bonds according to the terms thereof and will
faithfully do and perform, and at all times fully observe,
any and all covenants, undertakings, stipulations and provi-
sions contained in this Ordinance and in any ordinance autho-
rizing the issuance of such Bonds .
Section 7 .2: Power to Own and Operate System; Ratemak-
ing Power. The City hereby covenants and represents that it
has all necessary power and authority to own and operate the
System as herein described and provided and that it possess-
es, and shall exercise, all necessary power and authority to
establish, fix, increase, impose and collect rates and charges
for the use and services of the System in the amounts required
to comply with the covenants and provisions contained herein.
Section 7 .3 : Maintenance of System. So long as any
Junior Lien Bonds remain outstanding, the City covenants that
it will at all times maintain the System, or within the lim-
its of its authority cause the same to be maintained, in good
condition and working order and will operate the same, or
cause the same to be operated, in an efficient and economical
manner at a reasonable cost and in accordance with sound
business principles . In operating and maintaining the Sys-
tem, the City will comply with all contractual provisions and
agreements entered into by it and with all valid rules, regu-
lations, directions or order of any governmental, administra-
tive or judicial body promulgating same, noncompliance with
which would materially and adversely affect the operation of
the System.
Section 7 .4: Sale or Encumbrance of System. So long as
any Junior Lien Bonds remain outstanding, the City will not
sell, dispose of or, except as permitted in Article VI , further
encumber the System; provided, however, that this provision
shall not prevent the City from disposing of any portion of
the System which is being replaced or is determined by the
City Council to be obsolete, worn out, surplus or no longer
needed for the proper operation of the System. Any agreement
pursuant to which the City contracts with a person, corpora-
tion, municipal corporation or political subdivision to oper-
ate the System or to lease and/or operate all or part of the
System shall not be considered as an encumbrance of the System.
Section 7 . 5: Insurance. The City further covenants and
agrees that it will keep the System insured with insurers of
good standing against risks, accidents or casualties against
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which and to the extent customarily insured against by polit-
ical subdivisions of the State of Texas operating similar
properties, to the extent that such insurance is available.
All net proceeds of such insurance shall be applied to repair
or replace the insured property that is damaged or destroyed,
or shall be used to redeem outstanding Prior Lien Bonds,
Junior Lien Bonds or other obligations payable from revenues
of the System. The cost of all such insurance, together with
any additional insurance, shall be a part of the Maintenance
and Operation Expenses.
Section 7 . 6 : Accounts, Records, and Audits. So long as
any Junior Lien Bonds remain outstanding, the City covenants
and agrees that it will maintain a proper and complete system
of records and accounts pertaining to the operation of the
System in which full, true and proper entries will be made of
all dealings, transactions , business and affairs which in any
way affect or pertain to the System or the Gross Revenues or
the Net Revenues thereof. The City shall after the close of
each Fiscal Year cause an audit report of such records and
accounts to be prepared by an independent certified public
accountant or independent firm of certified public accoun-
tants . Each year promptly after such audit report is pre-
pared, the City shall furnish a copy thereof without cost to
the Municipal Advisory Council of Texas, the major municipal
rating agencies and any holders of Junior Lien Bonds who
shall request same. All expenses incurred in preparing such
audits shall be Maintenance and Operation Expenses .
Section 7 . 7: Competition. To the extent it legally
may, the City will not grant any franchise or permit for the
acquisition, construction or operation of any competing facili-
ties which might be used as a substitute for the System and
will prohibit the operation of any such competing facilities .
Section 7.8: Pledge and Encumbrance of Net Revenues.
The City covenants and represents that it has the lawful
power to create a lien on and to pledge the Net Revenues to
secure the payment of the Junior Lien Bonds and has lawfully
exercised such power under the Constitution and laws of the
State of Texas . The City further covenants and represents
that, other than to the payment of the Prior Lien Bonds and
the Junior Lien Bonds, the Net Revenues are not and will not
be made subject to any other lien, pledge or encumbrance to
secure the payment of any debt or obligation of the City,
unless such lien, pledge or encumbrance is junior and sub-
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Junior Lien Bonds plus interest thereon to the date of matu-
rity or redemption; provided, however, that if any of such
Junior Lien Bonds are to be redeemed prior to their respec-
tive dates of maturity, provision shall have been made for
giving notice of redemption as provided in the ordinance
authorizing such Junior Lien Bonds . Upon such deposit, such
Junior Lien Bonds and coupons appertaining thereto shall no
longer be regarded to be outstanding or unpaid.
Section 7 . 11: Legal Holidays . In any case where the
date of maturity of interest on or principal of the Junior
Lien Bonds or the date fixed for redemption of any Junior
Lien Bonds shall be in the City a legal holiday or a day on
which a .paying agent for the Junior Lien Bonds is authorized
by law to close, then payment of interest or principal need
not be made on such date but may be made on the next suc-
ceeding day not in the City a legal holiday or a day on which
such paying agent is authorized by law to close with the same
force and effect as if made on the date of maturity or the
date fixed for redemption and no interest shall accrue for
the period from the date of maturity or redemption to the
date of actual payment.
Section 7 .12 : Unavailability of Authorized Publica-
tion. If, because of the temporary or permanent suspension
of any newspaper, journal or other publication, or, for any
reason, publication of notice cannot be made meeting any
requirements herein established, any notice required to be
published by the provisions of this Ordinance shall be given
in such other manner and at such time or times as in the
judgment of the City or of the paying agent for the Junior
Lien Bonds shall most effectively approximate such required
publication and the giving of such notice in such manner
shall for all purposes of this Ordinance be deemed to be in
compliance with the requirements for publication thereof.
Section 7 . 13 : Paying Agent May Own Junior Lien Bonds.
The paying agent for the Junior Lien Bonds, in its individual
or any other capacity, may become a holder or pledgee of the
Junior Lien Bonds with the same rights it would have if it
was not paying agent.
Section 7. 14: No Recourse Against City Officials. No
recourse shall be had for the payment of principal of or
interest on any Junior Lien Bonds or for any claim based
thereon or on this Ordinance against any official of the City
or any person executing any Junior Lien Bonds.
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ordinate to the lien and pledge securing payment of the Prior
Lien Bonds and the Junior Lien Bonds .
Section 7. 09: Bondholders Remedies. This Ordinance
shall constitute a contract between the City and the holders
of the Junior Lien Bonds from time to time outstanding and
this Ordinance shall be and remain irrepealable until the
Junior Lien Bonds and the interest thereon shall be fully
paid or discharged or provision therefor shall have been made
as provided herein. In the event of a default in the payment
of the principal of or interest on any of the Junior Lien
Bonds or a default in the performance of any duty or covenant
provided by law or in this Ordinance, the holder or holders
of any of the Junior Lien Bonds or of any of the appurtenant
interest coupons may pursue all legal remedies afforded by
the Constitution and laws of the State of Texas to compel the
City to remedy such default and to prevent further default or
defaults. Without in any way limiting the generality of the
foregoing, it is expressly provided that any holder of any of
the Junior Lien Bonds or of any of said coupons may at law or
in equity, by suit, action, mandamus , or other proceedings,
enforce and compel performance of all duties required to be
performed by the City under this Ordinance, including the
making and collection of reasonable and sufficient rates and
charges for the use and services of the System, the deposit
of the revenues thereof into the special funds herein pro-
vided, and the application of such revenues in the manner
required in this Ordinance.
Section 7 . 10: Defeasance. The City may def ease the
provisions of this Ordinance and discharge its obligation to
the holders of any or all of the Junior Lien Bonds and cou-
pons appertaining thereto to pay principal, interest and
redemption premium (if any) thereon in any manner permitted
by law, including by depositing with any paying agent for
such Junior Lien Bonds, with any national bank having trust
powers and having combined capital and surplus of at least
$5 million or with the State Treasurer of the State of Texas
either: (i ) cash in an amount equal to the principal amount
and redemption premium, if any, of such Junior Lien Bonds
plus interest thereon to the date of maturity or redemption,
or (ii) pursuant to an escrow or trust agreement, cash and/or
direct obligations of, or obligations the principal and interest
of which are guaranteed by; the United States of America, in
principal amounts and maturities and bearing interest at
rates sufficient to provide for the timely payment of the
principal amount and redemption premium, if any, of such
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ARTICLE VIII
PROVISIONS CONCERNING SALE AND APPLICATION
OF PROCEEDS OF SERIES 1981 BONDS
Section 8 . 1 : Sale of Series 1981 Bonds. Sale of the
Series 1981 Bonds is hereby awarded to Underwood, Neuhaus &
Co. , Incorporated for the sum of $3 , 599, 750 plus accrued
interest on the Series 1981 Bonds, which is equal to the sum
of the principal amount of the Series 1981 Bonds less an
underwriting discount of $140, 250, plus accrued interest on
all of the Series 1981 Bonds to the date of delivery, in
accordance with the terms of a bond purchase agreement pre-
sented to the City concurrently with the adoption of this
Ordinance, which bond purchase agreement is hereby accepted,
approved and authorized and the Mayor is hereby authorized
and directed to enter into and execute said bond purchase
agreement on behalf of the City. It is hereby found and de-
clared that the above price and terms of sale of the Series
1981 Bonds are the most advantageous reasonably obtainable by
the City.
Section 8 .2 : Approval, Registration and Delivery. The
Mayor is hereby authorized to have control and custody of the
Series 1981 Bonds and all necessary records and proceedings
pertaining thereto pending their delivery, and the Mayor and
other officers and employees of the City are hereby autho-
rized and instructed to make such certifications and to exe-
cute such instruments as may be necessary to accomplish the
delivery of the Series 1981 Bonds and to assure the investi-
gation, examination, and approval thereof by the Attorney
General of the State of Texas and their registration by the
State Comptroller of Public Accounts . Upon registration of
the Series 1981 Bonds, the Comptroller of Public Accounts (or
a deputy designated in writing to act for him) shall be request-
ed to sign manually the Comptroller' s Registration Certificate
prescribed herein to be printed and endorsed on each Series
1981 Bond and the seal of the Comptroller shall be impressed
or printed or lithographed. thereon. The Mayor shall be further
authorized to make such agreements with the purchasers of the
Series 1981 Bonds as may be necessary to assure that the same
will be delivered to such purchasers in accordance with the
terms of sale at the earliest practicable date after the
adoption of this Ordinance.
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Section 8 .3 : Offering Documents. The City Council
hereby ratifies, authorizes and approves, in connection with
the sale of the Series 1981 Bonds, the preparation and dis-
tribution of the Preliminary Official Statement and the final
Official Statement dated November 24, 1981, and the Mayor and
City Clerk are hereby authorized and directed to execute such
final Official Statement in multiple counterparts on behalf
of the City.
Section 8 .4: Application of Proceeds of Series 1981
Bonds. Proceeds from the sale of the Series 1981 Bonds
shall, promptly upon receipt by the City, be applied as
follows:
(a) Accrued interest shall be deposited into the Junior
Lien Bond Interest and Sinking Fund.
(b) The remaining proceeds from the sale of the Series
1981 Bonds shall be applied, together with other funds of the
City, if any, to establish an Escrow Fund to refund the
Refunded Bonds, as more fully provided in an ordinance
adopted concurrently herewith, and, to the extent not other-
wise provided for, to pay all expenses arising in connection
with the issuance of the Series 1981 Bonds, the establishment
of such Escrow Fund and the refunding of the Refunded Bonds.
Any proceeds of the Series 1981 Bonds remaining after making
all such deposits and payments shall be deposited into the
Junior Lien Bond Interest and Sinking Fund.
Section 8 .5: No Arbitrage. The City certifies that
based upon all facts and estimates now known or reasonably
expected to be in existence on the date the Series 1981 Bonds
are delivered and paid for, the City reasonably expects that
the proceeds of the Series 1981 Bonds will not be used in a
manner that would cause the Series 1981 Bonds or any portion
thereof to be an "arbitrage bond" under Section 103 (c) (2 ) of
the Internal Revenue Code of 1954, as amended, and the regula-
tions prescribed thereunder. Furthermore, all officers,
employees and agents of the City are authorized and directed
to provide certifications of facts and estimates that are
material to the reasonable expectations of the City as of the
date the Series 1981 Bonds are delivered and paid for. In
particular, all or any officers of the City are authorized to
certify for the City the facts and circumstances and reason-
able expectations of the City on the date the Series 1981
Bonds are delivered and paid for regarding the amount and use
of the proceeds thereof. Moreover, the City covenants that
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it shall make such use of the proceeds of the Series 1981
Bonds, regulate investments of proceeds thereof and take such
other and further actions as may be required so that the
Series 1981 Bonds shall not be "arbitrage bonds" under Sec-
tion 103(c) (2 ) of the Internal Revenue Code of 1954, as
amended, and regulations prescribed from time to time there-
under.
ARTICLE IX
MISCELLANEOUS
Section 9 .1: Further Procedures . The Mayor, and the
City Clerk and other appropriate officials of the City are
hereby authorized and directed to do any and all things nec-
essary and/or convenient to carry out the terms of this Ordi-
nance.
Section 9.2 : Severability. If any Section, paragraph,
clause or provision of this Ordinance shall for any reason be
held to be invalid or unenforceable, the invalidity or unen-
forceability of such Section, paragraph, clause or provision
shall not affect any of the remaining provisions of this
Ordinance.
Section 9 .3 : Open Meeting. It is hereby found, deter-
mined and declared that a sufficient written notice of the
date, hour, place and subject of the meeting of the City
Council at which this Ordinance was adopted was posted at a
place convenient and readily accessible at all times to the
general public at the City Hall of the City for the time
required by law preceding this meeting, as required by the
Open Meetings Law, Article 6252-17, Vernon' s Texas Civil
Statutes, as amended, and that this meeting has been open to
the public as required by law at all times during which this
Ordinance and the subject matter thereof has been discussed,
considered and formally acted upon. The City Council further
ratifies, approves and confirms such written notice and the
contents and posting thereof.
Section 9 .4: Declaration of Emergency. It is hereby
officially found and determined that a case of emergency and
urgent public necessity exists which requires the holding of
the meeting at which this Ordinance is passed and further
requires that this Ordinance be passed finally and take
effect immediately on the date of its introduction, such
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emergency and urgent public necessity being that the proceeds
from the sale of the Series 1981 Bonds are required as soon
as possible and without delay for the purposes set forth
herein.
Secton 9.5: Repealer. All orders, resolutions and
ordinances, or parts thereof, inconsistent herewith are
hereby repealed to the extent of such inconsistency.
PASSED AND APPROVED THIS 24th day of November, 1981.
ATTEST: Mayor
C"4t�City Clerk e�'
[SEAL]
Approved as to Form:
i
1
City Attorney
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